本文選題：法律風(fēng)險(xiǎn) + 風(fēng)險(xiǎn)防范�。� 參考：《中國海洋大學(xué)》2010年碩士論文

【摘要】： 20世紀(jì)50年代,風(fēng)險(xiǎn)管理與公司治理理論在歐美國家逐步形成。80年代以后,不少發(fā)展迅速但忽視風(fēng)險(xiǎn)管理的企業(yè)紛紛暴露出一些長期潛伏著的問題,從而引發(fā)了難以挽回的危機(jī),最終導(dǎo)致企業(yè)破產(chǎn),并影響到國家經(jīng)濟(jì)的發(fā)展。如英國巴林銀行倒閉致使十億英鎊損失；美國安然公司財(cái)務(wù)丑聞不僅造成其自身的破產(chǎn),還連帶引起安達(dá)信會計(jì)師事務(wù)所的垮臺。這些事件刺激了風(fēng)險(xiǎn)管理理論和實(shí)踐的發(fā)展,加快了世界各國風(fēng)險(xiǎn)管理立法的步伐,也催生了中國對企業(yè)風(fēng)險(xiǎn)管理的探索。2006年,國務(wù)院國有資產(chǎn)管理委員會發(fā)布了《中央企業(yè)全面風(fēng)險(xiǎn)管理指引》,標(biāo)志著我國有了自己的全面風(fēng)險(xiǎn)管理指導(dǎo)性文件。因此,本文選擇其中的法律風(fēng)險(xiǎn)管理作為研究對象,運(yùn)用所學(xué)法律知識對其進(jìn)行理論與實(shí)證分析,希冀構(gòu)建一個符合我國國情的法律風(fēng)險(xiǎn)防范與管理體系。 文章首先介紹了美國企業(yè)法律風(fēng)險(xiǎn)防范制度的歷史沿革,介紹了美國企業(yè)法律風(fēng)險(xiǎn)防范制度的產(chǎn)生背景和主要內(nèi)容。文章還在當(dāng)前由美國次貸危機(jī)引發(fā)的全球金融危機(jī)背景下,對于我國法律風(fēng)險(xiǎn)防范制度進(jìn)行了反思,并將反思結(jié)論應(yīng)用到下文的具體討論之中。緊接著,論文主要從比較分析的視角,從我國企業(yè)法律風(fēng)險(xiǎn)防范制度的發(fā)展及現(xiàn)狀出發(fā),結(jié)合了我國大、中、小企業(yè)的實(shí)踐經(jīng)驗(yàn)及調(diào)研結(jié)果,對我國完善企業(yè)法律風(fēng)險(xiǎn)防范制度進(jìn)行詳細(xì)分析,如風(fēng)險(xiǎn)管理的理念、技術(shù)、方法和手段等等,涵蓋了從公司法人治理結(jié)構(gòu)安排,到各項(xiàng)業(yè)務(wù)運(yùn)作流程和操作等各個層面。而這些,都是為文章第五章服務(wù)的,結(jié)合我國目前的企業(yè)法律風(fēng)險(xiǎn)防范與管理實(shí)踐及我國當(dāng)前的法制環(huán)境,提出要盡快制定專門的,具有較強(qiáng)可操作性的實(shí)施細(xì)則,完善相關(guān)配套制度,以對企業(yè)法律風(fēng)險(xiǎn)防范與管理加以引導(dǎo)和規(guī)范,從而為我國企業(yè),乃至整個市場經(jīng)濟(jì)的順利發(fā)展提供制度保障。
[Abstract]:In the 1950s, the theory of risk management and corporate governance gradually formed in Europe and the United States. After the 1980s, many enterprises which developed rapidly but ignored risk management have exposed some problems that have been lurking for a long time. This led to irreparable crisis, and eventually led to bankruptcy, and affected the development of the national economy. For example, the collapse of the British Bank of Bahrain caused billions of pounds of losses; the financial scandal of Enron caused not only its own bankruptcy, but also the collapse of Andersen's accounting firm. These events have stimulated the development of risk management theory and practice, accelerated the pace of risk management legislation in various countries around the world, and spawned the exploration of enterprise risk management in China. The State-owned assets Management Commission of the State Council has issued the "Central Enterprise Comprehensive risk Management guidelines", which indicates that China has its own comprehensive risk management guidance document. Therefore, this article chooses the legal risk management as the research object, uses the learned legal knowledge to carry on the theoretical and the empirical analysis to it, hoping to construct a legal risk prevention and management system which conforms to the national conditions of our country. The article first introduces the historical evolution of the legal risk prevention system of American enterprises, and introduces the background and main contents of the legal risk prevention system of American enterprises. Under the background of the current global financial crisis caused by the subprime mortgage crisis in the United States, the article also reflects on the legal risk prevention system of our country, and applies the reflection conclusion to the concrete discussion below. Then, the paper mainly from the perspective of comparative analysis, starting from the development and current situation of the legal risk prevention system of enterprises in China, combined with the practical experience and research results of large, medium and small enterprises in China. This paper makes a detailed analysis on the perfection of the legal risk prevention system of enterprises in China, such as the concept, technology, methods and means of risk management, which covers the aspects from the corporate governance structure to the various business operation processes and operations. These, all serve for the fifth chapter of the article, combined with the current practice of preventing and managing the legal risks of enterprises in our country and the current legal environment of our country, and put forward the need to formulate special and more operable implementation rules as soon as possible. The relevant supporting systems should be perfected in order to guide and standardize the legal risk prevention and management of enterprises so as to provide the system guarantee for the smooth development of Chinese enterprises and even the whole market economy.
【學(xué)位授予單位】：中國海洋大學(xué)
【學(xué)位級別】：碩士
【學(xué)位授予年份】：2010
【分類號】：D971.2;D922.291.91

【引證文獻(xiàn)】

中國期刊全文數(shù)據(jù)庫 前1條

1 梁燕妮;;試析依法治企與企業(yè)法律風(fēng)險(xiǎn)的防范[J];中國外資;2011年22期

，

本文編號：1892575