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基于語(yǔ)料庫(kù)的格式合同的(不)可理解性研究

發(fā)布時(shí)間:2023-04-22 09:56
  在社會(huì)生活中,合同能夠促成交易高效且低成本的進(jìn)行。而格式合同是合同廣泛運(yùn)用的變體之一,常由法律專業(yè)人士精心撰寫以規(guī)避可能存在的法律風(fēng)險(xiǎn)。格式合同中不可理解的或不清晰的術(shù)語(yǔ)和表達(dá)等這類語(yǔ)言因素極可能使非法律專業(yè)人士難以理解合同內(nèi)容,從而不能履行合同或保護(hù)自己的權(quán)益。本文借助語(yǔ)料庫(kù)語(yǔ)言學(xué)方法,研究分析格式合同的不可理解性以及可能導(dǎo)致這類不可理解性的因素。本文首先基于文獻(xiàn)回顧的方法總結(jié)整理出22種可能造成文本不可理解性的因素,然后基于這些因素將不可解性分為七大類,并構(gòu)建了研究框架。在對(duì)所收集的15篇(四類)格式合同進(jìn)行研究分析后發(fā)現(xiàn),其中“修飾語(yǔ)-名詞短語(yǔ)與合成詞”及“術(shù)語(yǔ)困難”是出現(xiàn)頻次最高的兩個(gè)因素。專業(yè)知識(shí)相關(guān)的不可理解性和詞匯層面的不可理解性是出現(xiàn)頻次最高的兩類。此外,本文運(yùn)用變異系數(shù)法,計(jì)算出各類合同及各篇合同的不可理解性指數(shù)以評(píng)估其不可理解性程度。通過(guò)對(duì)比不可理解性指數(shù),保險(xiǎn)類格式合同是最難理解的種類,而用戶協(xié)議類格式合同是最簡(jiǎn)單的種類;谝陨涎芯堪l(fā)現(xiàn),本研究建議合同起草者與非法律專業(yè)人士都應(yīng)為合同的可理解性而共同努力,倡導(dǎo)監(jiān)管者、立法者和語(yǔ)言學(xué)家共同合作,設(shè)立一套行之有效的標(biāo)...

【文章頁(yè)數(shù)】:115 頁(yè)

【學(xué)位級(jí)別】:碩士

【文章目錄】:
ACKNOWLEDGEMENTS
ABSTRACT
摘要
CHAPTER ONE INTRODUCTION
    1.1 Research Orientation
    1.2 Rationale
    1.3 Research Objective and Questions
    1.4 Organization of the Thesis
CHAPTER TWO LITERATURE REVIEW
    2.1 Previous Studies on Legal Language
    2.2 Previous Studies on Standard Form Contracts
    2.3 Previous Studies on(In)Comprehensibility
        2.3.1 Definition of(in)comprehensibility
        2.3.2 Factors influencing incomprehensibility
        2.3.3 Methods for testing incomprehensibility
    2.4 Review of Achievements of Plain Language Movement
    2.5 Summary
CHAPTER THREE THEORETICAL BASIS AND ANALYTICAL FRAMEWORK
    3.1 Working Definitions of Key Terms
        3.1.1 Definition of standard form contracts
        3.1.2 Definition of(in)comprehensibility
    3.2 Classification of Incomprehensibility
        3.2.1 Incomprehensibility relating to knowledge
        3.2.2 Incomprehensibility relating to language
    3.3 Construction of an Analytical Framework
CHAPTER FOUR METHODOLOGY AND DATA COLLECTION
    4.1 Corpus Linguistic Approach
    4.2 Data Collection
    4.3 Ratio of Frequency to Sentences
    4.4 Method of variation coefficients and index of incomprehensibility
CHAPTER FIVE DATA DESCRIPTION AND ANALYSIS
    5.1 Overall Distribution of Incomprehensibility in Standard Form Contracts
    5.2 Incomprehensibility by Contract Type
        5.2.1 Distribution of incomprehensibility by contract type
        5.2.2 Index of incomprehensibility of each contract type
    5.3 Incomprehensibility by Contracts
        5.3.1 Distribution of incomprehensibility by each contract
        5.3.2 Index of incomprehensibility of each contract
    5.4 Analysis of Incomprehensibility Relating to Knowledge
        5.4.1 Incomprehensibility relating to Educational background and literacy
        5.4.2 Incomprehensibility relating to specialized knowledge
    5.5 Analysis of Incomprehensibility Relating to Language
        5.5.1 Lexical complexity
        5.5.2 Syntactic complexity
        5.5.3 Semantic complexity
        5.5.4 Textual complexity
        5.5.5 Pragmatic complexity
    5.6 Reconstruction of Incomprehensibility Framework
CHAPTER SIX DISCUSSION
    6.1 Discussion of the Top Two Factors and Implications
    6.2 Discussion of Other Factors and Implications
    6.3 Extended Discussion and Implications
        6.3.1 Implications for regulators
        6.3.2 Implications for forensic linguists
        6.3.3 Implications for legislators
    6.4 Summary
CHAPTER SEVEN CONCLUSION
    7.1 Overview of present study
    7.2 Major Findings
    7.3 Limitations
    7.4 Suggestions for further studies
REFERENCES



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