本文選題：OFDI　切入點(diǎn)：逆向技術(shù)溢出　出處：《山東財(cái)經(jīng)大學(xué)》2013年碩士論文

【摘要】：隨著改革開放的深入和“走出去”戰(zhàn)略的實(shí)施，我國(guó)企業(yè)對(duì)外直接投資（OutwardForeign Direct Investment， OFDI）進(jìn)入了蓬勃發(fā)展時(shí)期。與此同時(shí)，世界范圍內(nèi)，技術(shù)優(yōu)勢(shì)取代成本優(yōu)勢(shì)，成為一個(gè)國(guó)家和企業(yè)核心競(jìng)爭(zhēng)力的趨勢(shì)日漸明朗。國(guó)內(nèi)外越來越多的學(xué)者開始關(guān)注我國(guó)OFDI對(duì)國(guó)內(nèi)技術(shù)優(yōu)勢(shì)形成的影響。其中一個(gè)主要的研究方向是OFDI逆向技術(shù)溢出對(duì)國(guó)內(nèi)技術(shù)進(jìn)步的影響。但是，鮮有學(xué)者將技術(shù)創(chuàng)新從技術(shù)進(jìn)步中剝離出來，研究OFDI與國(guó)內(nèi)技術(shù)創(chuàng)新能力之間的關(guān)系�；诖耍疚囊约夹g(shù)創(chuàng)新為視角，從理論和實(shí)證兩方面較為系統(tǒng)地探究我國(guó)OFDI逆向技術(shù)溢出對(duì)國(guó)內(nèi)技術(shù)創(chuàng)新能力的影響。 本文分為六章。首先在導(dǎo)論篇將文章的研究背景、意義、方法及創(chuàng)新與不足進(jìn)行了介紹。第二章從理論和實(shí)證兩個(gè)方面對(duì)國(guó)內(nèi)外相關(guān)文獻(xiàn)進(jìn)行了梳理和總結(jié)。第三章為OFDI及創(chuàng)新能力概述，對(duì)主要研究對(duì)象的概念進(jìn)行了界定并分別介紹了OFDI及我國(guó)技術(shù)創(chuàng)新能力的發(fā)展現(xiàn)狀。第四章為OFDI逆向技術(shù)溢出對(duì)國(guó)內(nèi)技術(shù)創(chuàng)新能力影響的機(jī)理分析，包括兩部分：第一部分是我國(guó)OFDI逆向技術(shù)溢出的可行性分析，首先建立了一個(gè)兩企業(yè)同質(zhì)產(chǎn)品技術(shù)差異模型，從理論層面推倒出技術(shù)落后國(guó)企業(yè)通過OFDI渠道提升母國(guó)技術(shù)創(chuàng)新能力的可行性條件，接著從現(xiàn)實(shí)層面剖析了我國(guó)OFDI逆向技術(shù)溢出提升母國(guó)技術(shù)創(chuàng)新能力的國(guó)內(nèi)外環(huán)境；第二部分是OFDI逆向技術(shù)溢出的路徑，基于四種進(jìn)入模型（綠地投資、跨國(guó)并購(gòu)、建立海外研發(fā)機(jī)構(gòu)、跨國(guó)聯(lián)盟）提出了OFDI逆向技術(shù)溢出促進(jìn)國(guó)內(nèi)技術(shù)創(chuàng)新能力提升的路徑。在理論分析的基礎(chǔ)上，第五章進(jìn)行實(shí)證分析，利用我國(guó)2003-2010年的省際面板數(shù)據(jù)進(jìn)行了計(jì)量回歸，結(jié)果表明：通過OFDI渠道逆向溢出的國(guó)外RD存量對(duì)我國(guó)國(guó)內(nèi)專利授權(quán)數(shù)量具有顯著地正向促進(jìn)作用，但是，分地區(qū)研究顯示東部地區(qū)促進(jìn)效果最強(qiáng)、中部其次、西部較弱；此外，發(fā)明專利、實(shí)用新型專利、外觀設(shè)計(jì)專利對(duì)OFDI技術(shù)溢出的反應(yīng)程度也不完全相同，但差距較小。第六章為結(jié)論與政策建議，，對(duì)全文的研究?jī)?nèi)容及結(jié)論進(jìn)行總結(jié)，從宏觀和微觀兩個(gè)層面提出了政策建議。
[Abstract]:With the deepening of reform and opening up and the implementation of the "going out" strategy, China's enterprises' outward direct investment (OFDI) has entered a period of vigorous development.At the same time, in the world, the technology advantage replaces the cost advantage, becomes a country and the enterprise core competitive power tendency day by day clear.More and more scholars at home and abroad begin to pay attention to the influence of OFDI on the formation of domestic technological advantage.One of the main research directions is the impact of OFDI reverse technology spillover on domestic technological progress.However, few scholars separate technological innovation from technological progress to study the relationship between OFDI and domestic technological innovation capability.Based on this, this paper, from the perspective of technological innovation, systematically explores the impact of OFDI reverse technology spillover on domestic technological innovation capability from both theoretical and empirical aspects.This paper is divided into six chapters.Firstly, the background, significance, method, innovation and deficiency of the article are introduced in the introduction.The second chapter combs and summarizes the domestic and foreign literature from both theoretical and empirical aspects.The third chapter is an overview of OFDI and innovation ability. The concept of main research object is defined and the development status of OFDI and technological innovation ability in China is introduced respectively.The fourth chapter is the mechanism analysis of OFDI reverse technology spillover to domestic technological innovation ability, including two parts: the first part is the feasibility analysis of OFDI reverse technology spillover in China.From the theoretical level, this paper puts forward the feasible conditions for the enterprises of the technologically backward countries to promote the technological innovation ability of their home countries through the OFDI channel, and then analyzes the domestic and foreign environment of China's OFDI reverse technology spillover to enhance the technological innovation capability of the home country from the practical aspect.The second part is the path of OFDI reverse technology spillover. Based on four entry models (greenbelt investment, transnational M & A, establishment of overseas R & D institutions, transnational alliance), the paper puts forward the path of OFDI reverse technology spillover to promote the improvement of domestic technological innovation ability.On the basis of theoretical analysis, the fifth chapter carries on the empirical analysis, using the interprovincial panel data from 2003 to 2010 to carry on the econometric regression.The results show that the reverse spillover of foreign R D stock through the OFDI channel has a significant positive effect on the number of domestic patent authorizations in China. However, regional studies show that the promotion effect is the strongest in the eastern region, the second in the central region, and the weaker in the western region.The degree of reaction of invention patent, utility model patent and design patent to OFDI technology spillover is different, but the gap is small.Chapter six is the conclusion and policy suggestion, which summarizes the research contents and conclusions, and puts forward the policy recommendations from the macro and micro levels.
【學(xué)位授予單位】：山東財(cái)經(jīng)大學(xué)
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2013
【分類號(hào)】：F124.3;F832.6;F224

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