本文關(guān)鍵詞： 進(jìn)口貿(mào)易 技術(shù)創(chuàng)新 人力資本 RD　出處：《華東師范大學(xué)》2013年碩士論文　論文類型：學(xué)位論文

【摘要】：21世紀(jì)以來,我國的對外貿(mào)易取得了飛速的發(fā)展,至2012年,我國的進(jìn)出口貿(mào)易總額首次超越了美國位居世界之首,成為了名副其實(shí)的貿(mào)易大國。然而相比于不斷擴(kuò)大的貿(mào)易規(guī)模,我國的技術(shù)基礎(chǔ)比較薄弱,整體的技術(shù)創(chuàng)新能力還有待加強(qiáng)。國際貿(mào)易是技術(shù)擴(kuò)散的一條重要渠道,一國可以通過進(jìn)口貿(mào)易,引進(jìn)、模仿、吸收國外的先進(jìn)技術(shù)從而獲得技術(shù)進(jìn)步,這對于我國這樣的發(fā)展中國家尤為重要。飛速發(fā)展的進(jìn)口貿(mào)易對我國的技術(shù)創(chuàng)新能力的影響如何,效果怎么樣,又應(yīng)該如何加以引導(dǎo)和改善,在全球化的大背景下,這些問題對于中國加速技術(shù)進(jìn)步,加快經(jīng)濟(jì)發(fā)展都具有重要的現(xiàn)實(shí)意義。 本文采用理論分析和實(shí)證分析相結(jié)合的方法來研究進(jìn)口貿(mào)易對我國技術(shù)創(chuàng)新能力的影響效應(yīng)。在理論方面,本文首先就什么是技術(shù)做了界定,并對技術(shù)創(chuàng)新理論的起源、發(fā)展做了回顧,結(jié)合古今中外對技術(shù)創(chuàng)新概念的闡述,得出了自己對技術(shù)創(chuàng)新的理解。接著從國內(nèi)和國外兩個角度就國際貿(mào)易與技術(shù)進(jìn)步之間的關(guān)系做了文獻(xiàn)綜述,對國內(nèi)外學(xué)者的理論和方法做了了解。隨后對國際貿(mào)易理論做了簡要的介紹,列舉了國際貿(mào)易對技術(shù)創(chuàng)新能力的影響機(jī)制,并研究了進(jìn)口貿(mào)易促進(jìn)技術(shù)創(chuàng)新能力的幾個途徑,對影響進(jìn)口貿(mào)易技術(shù)溢出效應(yīng)的因素也做了分析。理論部分的最后本文分別對我國進(jìn)口貿(mào)易和技術(shù)創(chuàng)新的現(xiàn)狀做了闡述,對我國最近幾年來進(jìn)口貿(mào)易和技術(shù)創(chuàng)新的一些數(shù)據(jù)做了簡要的分析。 在實(shí)證方面,本文在Griliches(1979)提出的知識生產(chǎn)函數(shù)以及Jaffe(1989)對生產(chǎn)函數(shù)擴(kuò)展的基礎(chǔ)上,建立了面板數(shù)據(jù)模型,檢驗(yàn)了2001年至2010年進(jìn)口貿(mào)易對我國技術(shù)創(chuàng)新能力的影響效應(yīng),結(jié)果顯示這10年來進(jìn)口貿(mào)易對我國的技術(shù)創(chuàng)新能力有著顯著的促進(jìn)作用,并且我國的RD投入和人力資本也對技術(shù)創(chuàng)新起到了重要的推動作用。 最后,本文在上述研究的基礎(chǔ)上,得出結(jié)論并提出了幾個提高我國技術(shù)創(chuàng)新能力的政策建議。
[Abstract]:Since 21th century, China's foreign trade has made rapid development. By 2012, the total volume of China's import and export trade exceeded the United States' ranking first in the world for the first time. China's technological foundation is relatively weak, and its overall technological innovation capability needs to be strengthened. International trade is an important channel for technology diffusion. A country can gain technological progress by importing, importing, imitating and absorbing advanced technology from abroad. This is particularly important for a developing country like China. The impact of the rapid development of import trade on China's technological innovation capability, the effect, and how to guide and improve it should be guided and improved. In the context of globalization, These problems are of great practical significance for China to speed up technological progress and economic development. This paper uses the method of combining theoretical analysis and empirical analysis to study the effect of import trade on China's technological innovation ability. In theory, this paper first defines what is technology and the origin of technology innovation theory. After reviewing the development, combining with the exposition of the concept of technological innovation at all times and at home and abroad, the author draws his own understanding of technological innovation, and then makes a literature review on the relationship between international trade and technological progress from both domestic and foreign perspectives. This paper makes a brief introduction to the theory of international trade, enumerates the influence mechanism of international trade on the ability of technological innovation, and studies several ways of promoting the ability of technological innovation in import trade. At the end of the theoretical part, this paper expounds the current situation of China's import trade and technological innovation, and analyzes the factors that affect the technology spillover effect of import trade. This paper briefly analyzes some data of import trade and technological innovation in recent years. On the basis of the knowledge production function proposed by Griliches (1979) and the extension of production function by Jaffey (1989), a panel data model is established to test the effect of import trade on China's technological innovation ability from 2001 to 2010. The results show that import trade plays a significant role in promoting China's technological innovation in the past 10 years, and the R D input and human capital also play an important role in promoting technological innovation. Finally, on the basis of the above research, this paper draws a conclusion and puts forward some policy suggestions to improve the ability of technological innovation in China.
【學(xué)位授予單位】：華東師范大學(xué)
【學(xué)位級別】：碩士
【學(xué)位授予年份】：2013
【分類號】：F752.6;F124.3

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