本文選題：對外直接投資　切入點(diǎn)：逆向技術(shù)溢出　出處：《吉林大學(xué)》2014年碩士論文　論文類型：學(xué)位論文

【摘要】：隨著世界經(jīng)濟(jì)一體化進(jìn)程的加速和我國經(jīng)濟(jì)的發(fā)展，國家鼓勵企業(yè)走出去尋求技術(shù)、市場等資源，對外直接投資(OFDI)產(chǎn)生的效應(yīng)如何、對于國內(nèi)生產(chǎn)發(fā)展有何影響隨著其規(guī)模的增大也愈加為人們所關(guān)注。與此同時(shí)，技術(shù)領(lǐng)先帶來的經(jīng)濟(jì)收益遠(yuǎn)高于成本優(yōu)勢創(chuàng)造的規(guī)模效益，技術(shù)優(yōu)勢日漸成為企業(yè)和國家核心競爭力的體現(xiàn)，如何獲取技術(shù)優(yōu)勢成為研究實(shí)踐關(guān)注的重點(diǎn)。由此，學(xué)者們將對外直接投資和技術(shù)優(yōu)勢聯(lián)系起來，對于二者之間的關(guān)系進(jìn)行研究分析，主要針對對外直接投資是否能夠產(chǎn)生逆向技術(shù)效應(yīng)，對外直接投資產(chǎn)生的逆向技術(shù)溢出是否能夠促進(jìn)技術(shù)進(jìn)步以及如何促進(jìn)技術(shù)進(jìn)步，對外直接投資產(chǎn)生逆向技術(shù)溢出的影響如何等等。而技術(shù)創(chuàng)新是技術(shù)進(jìn)步的高級形式，是獲取超額利潤的關(guān)鍵，很有必要將技術(shù)創(chuàng)新從技術(shù)進(jìn)步中剝離單獨(dú)進(jìn)行研究。因?yàn)橹挥刑岣吡思夹g(shù)創(chuàng)新能力，才能實(shí)現(xiàn)技術(shù)創(chuàng)新，企業(yè)才能獲取超額利潤，國家才能成為創(chuàng)新型國家，基于此，本文確定研究對象為對外直接投資逆向技術(shù)溢出對我國技術(shù)創(chuàng)新能力的影響，分別從理論和實(shí)證方面進(jìn)行研究和探索。 在對OFDI逆向技術(shù)溢出對我國技術(shù)創(chuàng)新能力影響機(jī)制研究方面，本文在綜合總結(jié)前人研究的基礎(chǔ)上進(jìn)行分析并指出，我國企業(yè)進(jìn)行對外直接投資產(chǎn)生逆向技術(shù)溢出，其可通過研發(fā)收益機(jī)制、示范模范機(jī)制、人員流動機(jī)制、企業(yè)網(wǎng)絡(luò)溢出機(jī)制等四種機(jī)制來促進(jìn)企業(yè)自身技術(shù)創(chuàng)新能力的提高。通過企業(yè)帶動行業(yè)、產(chǎn)業(yè)，進(jìn)而推動整個國家技術(shù)創(chuàng)新能力的提高。在定量分析方面，筆者先通過搜集數(shù)據(jù)對我國對外直接投資和技術(shù)創(chuàng)新能力進(jìn)行分析并指出我國對外直接投資金額逐年提高，但整體規(guī)模較��；投資流向發(fā)達(dá)國家的金額有所提高，但其占全部對外直接投資的比重較��；對于高新技術(shù)行業(yè)的投資有所提高，仍以資源獲取、金融投資等為主；技術(shù)創(chuàng)新成果顯著提高，但創(chuàng)新層次不高，技術(shù)創(chuàng)新能力有待提升。在實(shí)證分析方面，本文以知識生產(chǎn)函數(shù)為基礎(chǔ)構(gòu)建模型，選取1996-2012年間的數(shù)據(jù)，運(yùn)用最小二乘法分析OFDI逆向技術(shù)溢出對技術(shù)創(chuàng)新能力的影響。研究結(jié)果表明OFDI逆向技術(shù)溢出對我國技術(shù)創(chuàng)新能力具有微弱的抑制作用而且不是技術(shù)創(chuàng)新能力提高的格蘭杰原因，研發(fā)投入和科技人員投入是技術(shù)創(chuàng)新能力的格蘭杰原因，并且具有顯著的促進(jìn)作用。這與實(shí)際情況是相符的，這可能是因?yàn)槲覈夹g(shù)尋求型的對外直接投資規(guī)模和存量較小，產(chǎn)生的逆向溢出效應(yīng)較低，進(jìn)而影響了其對技術(shù)創(chuàng)新能力的作用效果。根據(jù)定性和定量分析，本文分別從政府和企業(yè)層面提出相應(yīng)的建議對策，建議鼓勵技術(shù)尋求型對外直接投資，，建立健全技術(shù)創(chuàng)新體系，注重科技人才的投入和培養(yǎng)，提高技術(shù)吸收、轉(zhuǎn)換、創(chuàng)新能力。
[Abstract]:With the acceleration of the process of world economic integration and the development of China's economy, how does the state encourage enterprises to go out and seek resources such as technology, market, and foreign direct investment (OFDI)? At the same time, the economic benefits of technological leadership far outweigh the economies of scale created by cost advantages. The technology advantage is becoming the embodiment of the core competence of the enterprise and the country day by day. How to obtain the technology advantage becomes the focus of the research practice. As a result, the scholars link the foreign direct investment with the technology advantage. Research and analysis on the relationship between the two, mainly focusing on whether FDI can produce reverse technology effect, whether the reverse technology spillover from FDI can promote technological progress and how to promote technological progress. Technological innovation is an advanced form of technological progress, and it is the key to obtain excess profits. It is very necessary to separate technological innovation from technological progress for research. Because only by improving the ability of technological innovation can technological innovation be realized, enterprises can obtain excess profits, and the country can become an innovative country. In this paper, the object of study is the impact of reverse technology spillover of foreign direct investment on the ability of technological innovation in China, respectively from the theoretical and empirical aspects of research and exploration. In the aspect of the research on the mechanism of OFDI reverse technology spillover on the technological innovation ability of our country, this paper analyzes and points out that the foreign direct investment of Chinese enterprises produces reverse technology spillover on the basis of summing up the previous studies. It can promote the improvement of enterprises' technological innovation ability through four kinds of mechanisms, such as R & D revenue mechanism, demonstration model mechanism, personnel flow mechanism, enterprise network spillover mechanism, etc. In terms of quantitative analysis, the author analyzes China's foreign direct investment (FDI) and technological innovation ability by collecting data and points out that the amount of foreign direct investment (FDI) is increasing year by year. However, the overall scale is small, the amount of investment flowing to developed countries has been increased, but its proportion in the total foreign direct investment is relatively small, and the investment in high-tech industries has been improved, such as resources acquisition, financial investment and so on. The achievements of technological innovation have been improved significantly, but the level of innovation is not high, and the ability of technological innovation needs to be improved. In empirical analysis, this paper builds a model based on knowledge production function, and selects the data from 1996 to 2012. The effect of OFDI reverse technology spillover on technological innovation ability is analyzed by using least square method. The results show that OFDI reverse technology spillover has a weak inhibitory effect on China's technological innovation ability and is not the Granger cause of technological innovation capability improvement. Research and development investment and scientific and technological personnel investment are the Granger reasons for the technological innovation ability, and they play a significant role in promoting technology innovation. This is consistent with the actual situation, which may be due to the relatively small scale and stock of foreign direct investment in technology seeking in China. The adverse spillover effect is low, which affects its effect on the technological innovation ability. According to the qualitative and quantitative analysis, this paper puts forward the corresponding suggestions from the government and the enterprise level. It is suggested to encourage foreign direct investment of technology seeking, establish and perfect technological innovation system, pay attention to the input and cultivation of scientific and technological talents, and improve the ability of technology absorption, transformation and innovation.
【學(xué)位授予單位】：吉林大學(xué)
【學(xué)位級別】：碩士
【學(xué)位授予年份】：2014
【分類號】：F124.3;F832.6

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本文編號：1563729