本文選題：網(wǎng)絡(luò)型產(chǎn)業(yè) + 自然壟斷��； 參考：《重慶大學(xué)》2004年博士論文

【摘要】：網(wǎng)絡(luò)型產(chǎn)業(yè)一直是產(chǎn)業(yè)組織理論和管制經(jīng)濟(jì)學(xué)的主要研究對(duì)象，但以往更多的注意力都集中在政府管制行為本身上，而對(duì)這些行業(yè)的規(guī)模經(jīng)濟(jì)和競(jìng)爭(zhēng)等問題沒有給予足夠的關(guān)注。隨著網(wǎng)絡(luò)競(jìng)爭(zhēng)的不斷深入，政府干預(yù)的方式正在發(fā)生變化，有人認(rèn)為競(jìng)爭(zhēng)政策正在逐步取代管制政策，但也有人認(rèn)為是激勵(lì)性管制取代舊的管制。無論如何，由于制度、市場(chǎng)環(huán)境以及技術(shù)的飛速進(jìn)步，各網(wǎng)絡(luò)型基礎(chǔ)產(chǎn)業(yè)的組織結(jié)構(gòu)發(fā)生了很大變化。自然地，更多人開始重視和研究各種網(wǎng)絡(luò)型產(chǎn)業(yè)問題。但到目前為止，網(wǎng)絡(luò)型產(chǎn)業(yè)組織理論框架還沒有完全建立起來，網(wǎng)絡(luò)型產(chǎn)業(yè)的競(jìng)爭(zhēng)仍然缺乏堅(jiān)實(shí)的理論基礎(chǔ)。正是基于以上的現(xiàn)實(shí)，本文運(yùn)用現(xiàn)代經(jīng)濟(jì)理論對(duì)網(wǎng)絡(luò)型產(chǎn)業(yè)的競(jìng)爭(zhēng)問題進(jìn)行了系列研究。 本文首先分析了網(wǎng)絡(luò)型產(chǎn)業(yè)的基本技術(shù)經(jīng)濟(jì)特性，這構(gòu)成了全文分析的基礎(chǔ)。在對(duì)網(wǎng)絡(luò)型產(chǎn)業(yè)競(jìng)爭(zhēng)的基本理論回顧的基礎(chǔ)上，對(duì)這些理論及其應(yīng)用問題作了簡(jiǎn)要的評(píng)議。 關(guān)于網(wǎng)絡(luò)型產(chǎn)業(yè)放松管制、促進(jìn)競(jìng)爭(zhēng)的改革，自然壟斷的界定構(gòu)成了重要理論基礎(chǔ)之一。對(duì)自然壟斷的不同認(rèn)識(shí)與界定，直接會(huì)導(dǎo)致不同的產(chǎn)業(yè)組織政策�，F(xiàn)有自然壟斷理論從規(guī)模經(jīng)濟(jì)和成本劣加性定義了自然壟斷。然而，本文第2章認(rèn)為他們?cè)诖_定自然壟斷的分析方法上存在缺陷，忽略掉了某些重要的交易(制度)成本，他們?nèi)匀痪窒抻谠械姆治隹蚣堋Ｒ坏┎捎眯б?費(fèi)用分析方法，引入交易(制度)成本，那么規(guī)模經(jīng)濟(jì)和成本劣加性對(duì)于自然壟斷既不是必要的，也非充分的。自然壟斷問題實(shí)質(zhì)是一個(gè)制度安排與選擇問題。自然壟斷的本質(zhì)在于它是由一系列聯(lián)系性極強(qiáng)的合約安排所構(gòu)成的制度體系，交易(制度)成本劣加性是其充要條件。而現(xiàn)有自然壟斷理論僅僅是某些情況下一種特例。壟斷性行業(yè)改革不僅僅是反壟斷，其全部在于節(jié)約交易(制度)成本，提高制度績(jī)效，這才是改革的實(shí)質(zhì)和目標(biāo)。若改革的實(shí)踐以存在嚴(yán)重缺陷的理論為指導(dǎo)，勢(shì)必會(huì)影響改革目標(biāo)的確立和實(shí)現(xiàn)，最終會(huì)影響改革的效果。基于此，本文第2章給出了一些建議，以期對(duì)改革的實(shí)踐有所新的啟示。 本論文第3章在對(duì)網(wǎng)絡(luò)型產(chǎn)業(yè)在物理和管理兩個(gè)層面的不同特性再認(rèn)識(shí)的基礎(chǔ)上，根據(jù)真正的市場(chǎng)環(huán)境下的管制含義，構(gòu)造了改革的一個(gè)戰(zhàn)略框架。以此為基礎(chǔ)，分析了分割式改革模式的經(jīng)濟(jì)可行性，通過分割引入各種競(jìng)爭(zhēng)形式的有效性及分割后的管制改革等問題。 隨著網(wǎng)絡(luò)型產(chǎn)業(yè)放松管制引入競(jìng)爭(zhēng)的改革，出現(xiàn)了市場(chǎng)上局部壟斷的新現(xiàn)象，并將在較長(zhǎng)時(shí)期內(nèi)存在。為此，本論文第4章假定在對(duì)價(jià)格歧視實(shí)行管制的情況 重慶大學(xué)博士學(xué)位論文 下，以電信業(yè)為例，分析了三種不同情形下局部壟斷市場(chǎng)上具有相同成本的企業(yè) 競(jìng)爭(zhēng)行為及市場(chǎng)均衡特性，并簡(jiǎn)要分析了價(jià)格上限管制政策的效果。主要結(jié)論是: 局部壟斷構(gòu)成了企業(yè)進(jìn)行價(jià)格競(jìng)爭(zhēng)的參與約束。企業(yè)局部壟斷的相對(duì)規(guī)模以及企 業(yè)變動(dòng)價(jià)格時(shí)對(duì)對(duì)手企業(yè)作出價(jià)格反應(yīng)的推測(cè)信念對(duì)企業(yè)價(jià)格競(jìng)爭(zhēng)行為具有重要 影響，共同決定了不同的市場(chǎng)均衡特性和管制政策效果。 網(wǎng)絡(luò)型產(chǎn)業(yè)的競(jìng)爭(zhēng)不僅存在于非壟斷性業(yè)務(wù)之間，也存在于壟斷性業(yè)務(wù)與非 壟斷性業(yè)務(wù)即異質(zhì)業(yè)務(wù)之間。本論文第5章分析了自然壟斷行業(yè)異質(zhì)業(yè)務(wù)間競(jìng)爭(zhēng) 與管制的基本特征，進(jìn)而構(gòu)造了自然壟斷業(yè)務(wù)與非自然壟斷業(yè)務(wù)間的競(jìng)爭(zhēng)模型。 以此為基礎(chǔ)，分析了政府對(duì)不同業(yè)務(wù)的各種主要管制政策及其組合對(duì)企業(yè)行為和 企業(yè)績(jī)效的影響效應(yīng);分析了放松管制下，兩類業(yè)務(wù)企業(yè)在不同細(xì)分市場(chǎng)上的產(chǎn) 品差異化策略。并提出了相應(yīng)的政策建議。 自從德姆塞茲(Demsetz)在1 968年提出將特許投標(biāo)競(jìng)爭(zhēng)理論應(yīng)用于自然壟 斷行業(yè)，特許權(quán)投標(biāo)理論與實(shí)踐都得到極大發(fā)展。德姆塞茲拍賣結(jié)果只有在理想 的情況下才可以得到。本文第6章在相關(guān)文獻(xiàn)的基礎(chǔ)上，整理出了特許投標(biāo)競(jìng)爭(zhēng) 與改革的績(jī)效評(píng)價(jià)標(biāo)準(zhǔn)。以此為基礎(chǔ)，結(jié)合我國(guó)公用事業(yè)特許權(quán)投標(biāo)改革的環(huán)境 條件，對(duì)特許權(quán)投標(biāo)競(jìng)爭(zhēng)與改革的實(shí)踐效果及相關(guān)問題進(jìn)行了考察和分析。 目前，我國(guó)各個(gè)網(wǎng)絡(luò)型產(chǎn)業(yè)改革的進(jìn)程盡管不一致，但是著手進(jìn)行和深化政 府管制體制改革卻是勢(shì)在必行。因此，在網(wǎng)絡(luò)型產(chǎn)業(yè)，也就無法回避自由化(競(jìng) 爭(zhēng))、民營(yíng)化與效率的關(guān)系問題。本文第7章對(duì)此作了進(jìn)一步思考，并證明:自由 化與國(guó)有企業(yè)民營(yíng)化改革是同等重要的。它們都是對(duì)企業(yè)治理機(jī)制的重構(gòu)，均是 建立某種企業(yè)契約的選擇機(jī)制，，它們均意味著政府干預(yù)方式的改變和干預(yù)程度及 范圍的減少。但是，它們的關(guān)系卻是復(fù)雜的:可能是相互替代的或互補(bǔ)的，相互 促進(jìn)的或相互抵消的�？傊鼈兿嗷プ饔�、相互影響，從而進(jìn)一步影響著效率， 因此，二者的合理性是相互依存的，二者必須進(jìn)行有機(jī)協(xié)調(diào)。 關(guān)鍵詞:網(wǎng)絡(luò)型產(chǎn)業(yè)，自然壟斷，競(jìng)爭(zhēng)，管制
[Abstract]:The network type industry has been the main research object of industrial organization theory and control economics , but more attention has been focused on the government regulation behavior itself , but it has not paid enough attention to the scale economy and competition of these industries .








This paper first analyzes the basic technical and economic characteristics of the network - type industry , which constitutes the basis of the whole - text analysis . On the basis of the review of the basic theory of network - type industry competition , this paper gives a brief comment on these theories and their application problems .








The nature of the natural monopoly is that it is a special case in some cases . The nature of the natural monopoly lies in that it is a system system composed of a series of contractual arrangements with strong points of contact . The nature of the natural monopoly lies in that it is a system system composed of a series of strong contractual arrangements .








In chapter 3 of this paper , on the basis of the different characteristics of the network type industry in the physical and management aspects , a strategic framework of the reform is constructed according to the control meaning in the real market environment . Based on this , the economic feasibility of the split - type reform model is analyzed , and the effectiveness of various forms of competition and the regulation reform after segmentation are introduced .








With the introduction of competition reform in the deregulation of network type industry , there is a new phenomenon of local monopoly in the market and will exist in the longer period . For this reason , Chapter 4 of this paper assumes control of price discrimination .

















Doctorate Degree in Chongqing University








In the case of telecommunication industry , the enterprises with the same cost in three different situations are analyzed .








Competition behavior and market equilibrium characteristics , and briefly analyze the effect of price cap control policy . The main conclusions are as follows :








The local monopoly constitutes the restriction of the enterprise ' s participation in price competition . The relative scale of local monopoly and enterprise








The speculation belief that the price response of an opponent enterprise when the price of the industry changes is of great importance to the competition behavior of the enterprise








The effects of different market equilibrium characteristics and control policy are jointly determined .








The competition of network - based industries not only exists between non - monopoly businesses but also monopoly businesses .








In Chapter 5 , the competition among heterogeneous businesses in natural monopoly industries is analyzed in Chapter 5 of this paper








With the basic characteristics of control , the competition model between natural monopoly business and non - natural monopoly service is constructed .








Based on this , this paper analyzes the government ' s main control policies and their combination to different businesses .








The effect of enterprise performance is analyzed . Under the control of relaxation , the production of two kinds of business enterprises in different market segments is analyzed .








Product differentiation strategy and corresponding policy suggestions are put forward .








Since Demsetz proposed to apply the theory of competitive bidding to natural ridges in 1 968 years ,








The theory and practice of the concession contract have been greatly developed .








Chapter 6 of this paper , on the basis of the relevant literature , sorts out the competition of the concession bid .








On the basis of the reform ' s performance evaluation standard , combined with the environment of China ' s public utilities concession bid reform








The conditions , the practice effect and the related problems of the competition and reform of the concession bid are investigated and analyzed .








At present , the process of the reform of each network type industry in our country is not consistent , but proceed and deepen the politics








The reform of government control system is imperative . Therefore , in the network - based industry , the liberalization can not be avoided ( competition )








The relationship between privatization and efficiency . Chapter 7 of this paper makes further consideration and proves that freedom








The reform of privatization and privatization of state - owned enterprises is equally important , both of which are the reconstruction of corporate governance mechanism .








The establishment of an enterprise contract selection mechanism means the change of government intervention and the degree of intervention .








The range is reduced . However , their relationships are complex : they may be mutually alternative or complementary , mutually reinforcing ,








promoted or mutually offset . In conclusion , they interact , interact with each other , thus further affecting efficiency ,








Therefore , the rationality of the two is interdependent , and both must be organic coordination .








Key words : network type industry , natural monopoly , competition , regulation
【學(xué)位授予單位】：重慶大學(xué)
【學(xué)位級(jí)別】：博士
【學(xué)位授予年份】：2004
【分類號(hào)】：F062.9

【引證文獻(xiàn)】

相關(guān)博士學(xué)位論文 前2條

1 王永慶;中國(guó)有線電視產(chǎn)業(yè)化問題研究[D];北京交通大學(xué);2007年

2 劉燕;公用事業(yè)公私合作中公共部門行為研究[D];復(fù)旦大學(xué);2010年

相關(guān)碩士學(xué)位論文 前4條

1 車文嬌;中國(guó)鐵路業(yè)競(jìng)爭(zhēng)性改革研究[D];山東大學(xué);2008年

2 胡嵐嵐;濫用市場(chǎng)支配地位的法律規(guī)制問題研究[D];復(fù)旦大學(xué);2008年

3 衛(wèi)俊良;高速公路產(chǎn)業(yè)政府規(guī)制改革研究[D];長(zhǎng)安大學(xué);2008年

4 曹祥偉;網(wǎng)絡(luò)競(jìng)爭(zhēng)的動(dòng)態(tài)效率研究[D];廈門大學(xué);2008年

本文編號(hào)：2002834