發(fā)布時間：2018-06-07 11:50

  本文選題：投資 + 利率��； 參考：《中國社會科學(xué)院研究生院》2000年博士論文

【摘要】： 資本形成理論及其測度方法是經(jīng)濟學(xué)領(lǐng)域的重要問題，也是具有挑戰(zhàn)性和存在許多爭 論的課題，本文以馬克思主義的擴大再生產(chǎn)理論為基礎(chǔ)，從經(jīng)濟代理人的行為出發(fā)，主要 從實證分析的角度，在宏觀和微觀兩個層次上，對由儲蓄到投資到資本形成及經(jīng)濟增長的 規(guī)律和內(nèi)在經(jīng)濟聯(lián)系進行了研究，對資本形成的測度方法也進行了系統(tǒng)的探索。 本文首先系統(tǒng)歸納了馬克思和西方經(jīng)濟學(xué)家在資本形成理論和測度方法方面的歷史沿 革，總結(jié)了改革開放以來我國理論界在生產(chǎn)率和資本理論方面的進展，提出了發(fā)展資本理 論和建立資本市場的重要性以及資本形成在經(jīng)濟發(fā)展中的重要作用。其次，本文分析了儲 蓄投資轉(zhuǎn)化機制，主要從個人效用最大化，企業(yè)利潤最大化，以及國家公共政策出發(fā)研究 資本形成的來源，如居民儲蓄、企業(yè)儲蓄、政府儲蓄以及資金流入和流出，以及這些儲蓄 如何轉(zhuǎn)化為投資，如居民投資、企業(yè)投資和政府投資等，同時分析了金融體系在儲蓄投資 轉(zhuǎn)化中的中介作用。研究結(jié)果表明，我國在八十年代，政府是主要的儲蓄者和投資者，而 在九十年代，企業(yè)成為主要的儲蓄者和投資者，居民是主要的儲蓄盈余單位，企業(yè)是主要 的儲蓄短缺單位，因而只有建立健全的市場取向的金融體系才是保證我國儲蓄有效轉(zhuǎn)化為 投資的保證機制。接著，在第四章和第五章，分別從微觀和宏觀的角度研究了資本形成機 制，在微觀方面，將資本預(yù)算方法也就是技術(shù)經(jīng)濟評價方法與現(xiàn)代企業(yè)理論結(jié)合起來，得 出凈現(xiàn)值法是資本預(yù)算最恰當?shù)姆�，并提出了決定企業(yè)投資需求的因素；在宏觀方面，研 究固定資產(chǎn)總投資是如何決定的，以及資本形成與經(jīng)濟增長、技術(shù)進步之間的關(guān)系。在第 五章，主要討論資本形成的測度方法，如永續(xù)盤存法，資本使用成本法，預(yù)期收入法等， 具體說明資本財富價值，資本折舊率，資本租賃價格，資本投入指數(shù)的計量問題，以及資 本形成方法在國民收入核算、金融市場等方面的應(yīng)用。最后，本文分析了我國的投融資政 策，資本市場改革的成就以及存在的問題，并就投融體制的改革提出了相應(yīng)的政策建議， 如實現(xiàn)利率的市場化；放寬民營銀行的準入限制；建立規(guī)范的稅收體系；實行金融實名制，建 立個人信用的基礎(chǔ)；保護私人財產(chǎn)，建立和完善產(chǎn)權(quán)交易市場等。 本文所追求的的重點在于努力使資本形成理論和測度方法在微觀與宏觀上統(tǒng)一起來， 并將資本形成的測度與金融市場和產(chǎn)品市場上的交易活動結(jié)合起來，將技術(shù)經(jīng)濟評價方法 與現(xiàn)代企業(yè)理論結(jié)合起來，歸納和提出資本形成測度方面的系統(tǒng)的一致的方法。當然，本 文的許多內(nèi)容還有待發(fā)展，還需要進行許多后續(xù)的研究工作加以充實和提高，例如實證地 分析我國企業(yè)的投資行為特別是上市公司的投資行為，利用測度方法建立數(shù)據(jù)庫，研制經(jīng) 濟模型，，并進行政策模擬分析，從而得出優(yōu)化政策設(shè)計等。
[Abstract]:The theory of capital formation and its measurement are important issues in the field of economics. They are also challenging and controversial.
On the basis of Marx's theory of extended reproduction, this paper starts from the behavior of economic agents.
From the perspective of empirical analysis, from macro level and micro level, from savings to investment to capital formation and economic growth, two levels of economic growth are discussed.
The law and internal economic relations are studied, and the measurement method of capital formation is also systematically explored.
Firstly, this paper systematically summarizes the historical development of Marx and Western economists in capital formation theory and measurement methods.
This paper summarizes the progress of China's theoretical circle in terms of productivity and capital theory since the reform and opening up, and puts forward the development of capital theory.
The importance of establishing capital market and the important role of capital formation in economic development.
The investment and transformation mechanism is mainly based on the maximization of personal utility, the maximization of corporate profits and the national public policy.
The sources of capital formation are household savings, corporate savings, government savings, capital inflows and outflows, and these savings.
How to transform into investment, such as resident investment, enterprise investment and government investment, and at the same time, analyze the financial system in saving investment.
The results show that in 80s, the government was the main saver and investor.
In 90s, enterprises became the main savers and investors. Residents were the main saving surplus units, and enterprises were the main ones.
Therefore, only the establishment of a sound market oriented financial system is the guarantee of effective conversion of savings into China.
The guarantee mechanism of investment. Next, in the fourth and fifth chapters, we study the capital formation machine from the micro and macro perspectives.
In the microscopic aspect, we combine the capital budgeting method, that is, the techno economic evaluation method and the modern enterprise theory.
The net present value method is the most appropriate way of capital budgeting, and puts forward the factors that determine the investment needs of enterprises.
The relationship between capital formation and economic growth and technological progress is discussed.
The five chapter mainly discusses the measurement methods of capital formation, such as perpetual inventory method, capital cost method, expected revenue method, etc.
It specifies the measurement of capital wealth value, capital depreciation rate, capital lease price, capital input index, and capital.
This method is applied in national income accounting, financial market and so on. Finally, this article analyzes China's investment and financing policy.
Strategy, the achievements and problems of capital market reform, and put forward corresponding policy suggestions on the reform of investment and financing system.
If we want to achieve the marketization of interest rates, we should relax the access restrictions of private banks, establish a standardized tax system, and implement financial real name system.
Establish the foundation of personal credit; protect private property; establish and perfect property rights trading market.
The focus of this article is to make efforts to integrate capital formation theory and measurement methods on the micro and macro level.
Combining the measurement of capital formation with the trading activities in the financial market and product market, the technical and economic evaluation methods are put forward.
In combination with modern enterprise theory, a systematic and consistent approach to the measurement of capital formation is introduced and summarized.
Much of the content remains to be developed, and many follow-up studies are needed to enrich and enhance it.
The investment behavior of Chinese enterprises, especially the investment behavior of listed companies, is analyzed.
Economic model, and policy simulation analysis, so as to optimize policy design.
【學(xué)位授予單位】：中國社會科學(xué)院研究生院
【學(xué)位級別】：博士
【學(xué)位授予年份】：2000
【分類號】：F014.3

【引證文獻】

相關(guān)博士學(xué)位論文 前1條

1 姚林如;產(chǎn)業(yè)資本形成與勞動力轉(zhuǎn)移研究[D];上海交通大學(xué);2007年

相關(guān)碩士學(xué)位論文 前1條

1 鄭明;中國農(nóng)村資本形成研究[D];陜西師范大學(xué);2012年

本文編號：1991072