本文選題：機會包容　切入點：參與包容　出處：《浙江大學》2012年博士論文　論文類型：學位論文

【摘要】：本研究在理論文獻分析、探索性案例及大樣本統(tǒng)計分析的基礎(chǔ)上探討了以下幾方面的問題：包容性發(fā)展的定義?包容性發(fā)展的促進機制及其主觀測度?包容性判定的基本原則?交易成本在包容性發(fā)展中所處的角色?交易成本如何降低?交易成本降低如何促進包容性發(fā)展?包容性感知對于個體社會滿意度的影響機制? 在包容性發(fā)展的概念研究中,包容性發(fā)展被定義為消除弱勢群體權(quán)利的貧困和所面臨的社會排斥,實現(xiàn)機會平等和公平參與,使包括弱勢群體在內(nèi)的所有群體都能參與經(jīng)濟增長并作出貢獻,同時合理分享增長成果。 在包容性發(fā)展的促進機制和測度方式研究中,研究在以往理論研究的基礎(chǔ)上,創(chuàng)新性的提出了從降低進入壁壘、提升個體能力以及進行制度創(chuàng)新推進系統(tǒng)的包容性發(fā)展。通過對回收的半開放式問卷歸納總結(jié)、試測量表探索性因子分析以及最終分析量表驗證性因子分析的方式開發(fā)了包容性發(fā)展的測度量表。 在包容性發(fā)展判定的基本原則研究中,基于包容性發(fā)展測度的最終量表,研究歸納出了包容性感知判斷的基本原則：競爭參與的自由性,機會資源的充裕性,規(guī)則的一致無偏性,規(guī)則的道德倫理性,規(guī)則的可更改性,結(jié)果分享的價值體現(xiàn)性,分享的利益兼顧性。在第三輪的問卷的基礎(chǔ)上,通過探索性因子分析的方式驗證了這些原則的普適性和解釋能力。在這些判定規(guī)則.體系下,經(jīng)濟發(fā)展被看作是包容性發(fā)展的基礎(chǔ)。 在交易成本在包容性發(fā)展中所處角色的研究中,研究簡要介紹了交易成本在壁壘形成、能力積累以及制度構(gòu)建中的角色,并進一步指出在政府作為發(fā)展環(huán)境構(gòu)建者的環(huán)境下,通過合理的構(gòu)建系統(tǒng)內(nèi)高交易成本和低交易成本的環(huán)境,能夠有效的促進社會包容性發(fā)展,在這個發(fā)展環(huán)境的構(gòu)建過程中,(1)資產(chǎn)專用性(2)個體利益和公共利益的權(quán)衡(3)公共資源的耗費(4)個體收益的確定性是這樣一個經(jīng)濟生產(chǎn)系統(tǒng)構(gòu)建的基本準則。即對于調(diào)控方改變系統(tǒng)內(nèi)部經(jīng)濟體單位交易成本的利用效率是推進包容性發(fā)展的基本手段。 在交易成本如何降低的研究中,給出了降低交易成本的基本手段。研究基于2009年到2011年3年來對4個集群39家不同類型經(jīng)濟體的一手調(diào)研訪談材料,利用探索性案例分析方法歸納出了信息對稱、信任氣氛、資產(chǎn)專用性、交易頻率等4個交易成本的主要影響因素,構(gòu)建出了基于區(qū)域特性、企業(yè)特性、產(chǎn)品特性的交易成本降低模式。為個體最大化提升單位交易成本的利用效率提供了指引。 在交易成本降低如何促進包容性發(fā)展研究中,構(gòu)建了基于交易成本理論的包容性發(fā)展理論。而高投入高回報的基本原則是個體交易成本提升促進包容性認知的基礎(chǔ)。研究基于生產(chǎn)制造型企業(yè)的訪談材料,通過探索性案例的方式區(qū)分出4類交易成本構(gòu)成要素和3個包容性發(fā)展維度,并從信息對稱視角、議價能力視角、管理認知理論,社會交換理論、社會網(wǎng)絡(luò)理論以及生物進化理論上解釋了交易成本改變將如何影響個體所處客觀環(huán)境包容性的改變,同時結(jié)合分配偏好理論、可行能力理論解釋了這種客觀包容性改變將如何影響個體的主觀包容性認知,從而在理論上將交易成本理論整合進包容性發(fā)展理論框架體系。而基于生產(chǎn)制造型和生產(chǎn)服務(wù)型樣本企業(yè)的統(tǒng)計分析則進一步從統(tǒng)計效度上支撐了本研究的理論系統(tǒng),同時提升了本研究理論體系的外在效度。 在包容性感知對于個體社會滿意度影響機制的研究中,基于可行能力理論、相對剝削理論、目標指涉理論等理論,研究構(gòu)建了包容性感知對于個體社會滿意度的作用機制,解釋了為什么在相同的機會、參與和分享包容感知的背景下個體會有不同的滿意度感知�；谶^程公平理論、相對剝削理論、目標指涉理論構(gòu)建了機會、參與包容對于分享包容的影響機制�；诖髽颖镜慕y(tǒng)計分析表明這些理論在包容性發(fā)展理論中具有一定的適用性,但對于不同的收入群體,可行能力理論、相對剝削理論、目標指涉理論在機會、參與包容感知帶來主觀社會滿意度差異的解釋能力是有限的,而可行能力理論、相對剝削理論、目標指涉理論在分享包容對社會滿意度的作用機制中具有相對較好的解釋能力。進一步的分析表明,可行能力理論、目標指涉理論、相對剝削理論能夠有效的解釋不同收入的群體在相同的機會包容、參與包容背景下是如何形成不同的分享包容感知的。依據(jù)以上分析結(jié)論,研究指出不同收入的個體對于生產(chǎn)參與、機會獲取的權(quán)利的要求是無差別的,但對于低收入群體提升機會、參與包容相比分享包容更為重要。 這一研究成果,構(gòu)建了基于交易成本理論的包容性發(fā)展理論,拓展了交易成本理論在包容性發(fā)展理論中的應(yīng)用。包容性發(fā)展對社會滿意度作用機制的探討,檢驗了相關(guān)公平理論如目標指涉理論、相對剝削理論等在包容性發(fā)展理論系統(tǒng)下的適用性。而深化理解包容性發(fā)展的促進機制,將有助于了解政府的各類調(diào)控措施將通過何種作用方式影響個體包容性感知以及最終的社會滿意度的認知。同時這些基于交易成本調(diào)控的基本原則、措施以及包容性判定的基本原則將有助于指引未來包容性社會的理論研究發(fā)展及體系構(gòu)建。
[Abstract]:The research and analysis in the theoretical literature, exploring the fundamental analysis of large sample statistics and case study on the following aspects: the definition of inclusive development? Inclusive development promotion mechanism and subjective measure? The basic principles of inclusive judgment? The transaction cost in the role of inclusive development? How to reduce the transaction costs of transaction costs? How to reduce promote inclusive development? Inclusive perception influence on the mechanism of individual social satisfaction?
The concept of inclusive development, inclusive development is defined as the rights of vulnerable groups to eliminate poverty and the social exclusion, to achieve equality of opportunity and participation, so that all groups including vulnerable groups can participate in and contribute to economic growth, at the same time, a reasonable share of the fruits of growth.
In the inclusive development to promote the study of mechanism and measure methods, research based on previous theoretical research, puts forward the innovation from the lower barriers to entry, capability of individual and institutional innovation to promote the system of inclusive development. Through the semi open questionnaire on the recovery test summary, exploratory factor analysis and measurement table the final analysis measure scale confirmatory factor analysis method is developed for inclusive development.
In the research on the basic principles of inclusive development decision, the final scale of inclusive development measure based on research, summed up the basic principles of inclusive perception judgment: the freedom to participate in the competition, ample opportunity resources, of the rules of unbiasedness, ethical rules, rules can be changed, the share the value of shared interests into consideration. On the basis of the third round of the questionnaire, the principle of universality and interpretation ability is verified by exploratory factor analysis. In these decision rules. Under the system, the economic development is regarded as the basis of inclusive development.
In the role of the transaction cost in the inclusive development in the paper briefly introduces the transaction cost in the barrier formation, character accumulation and system construction, and further pointed out that the government as a development environment of the environment, through the reasonable construction of high transaction costs and low transaction costs within the system environment, can effectively promote social inclusive development, in the process of building the development environment, (1) asset specificity (2) trade-off between individual interest and public interest (3) consuming public resources (4) individual income does qualitative is a basic principle of the construction of such a system for economic production. The utilization efficiency of regulation change the system internal economy unit transaction cost is the basic means of promoting inclusive development.
In the study of how to reduce the transaction cost, reduce transaction costs are basic means. On 2009 to 2011 of 3 years in 4 clusters of 39 different types of economies first-hand interview materials, exploratory case analysis summed up the use of symmetric information, trust atmosphere, asset specificity, factors the main influence of transaction frequency 4 transaction cost, constructed based on regional characteristics, business characteristics, product characteristics to reduce the transaction cost model. Provide guidance for individual units to maximize the utilization efficiency of the transaction cost.
How to reduce the transaction cost to promote the development of inclusive, constructs the theory of transaction cost theory. Based on the basic principles of inclusive development and high investment and high returns is the individual transaction cost to promote the cognitive basis of inclusive. Research on manufacturing enterprise based on the interview materials, through the exploratory case way to distinguish 4 types of transaction cost inclusive development factors and 3 dimensions, and from the view of information symmetry, the bargaining power of management perspective, cognitive theory, social exchange theory, social network theory and the theory of biological evolution to explain the transaction cost change will affect the individual's inclusive objective environment change, combined with the distribution of preference theory, explains the cognitive theory of capability how will this inclusive subjective objective change affect individual inclusive, to integrate into the packet in the theory of transaction cost theory The theoretical framework of capacitive development theory, and the statistical analysis based on the production and production service sample enterprises further support the theoretical system of the research from the statistical validity, and enhance the external validity of the theoretical system of the study.
In the research on the influence mechanism of inclusive perception for individual social satisfaction, capability based on the theory of relative deprivation theory, target referent theory, research on the construction of inclusive perception mechanism for individual social satisfaction, explains why in the same opportunity to participate and share the inclusive perception under the background of a experience with satisfaction the perception of different process. Based on the theory of fairness, relative deprivation theory, target referent theory to construct the opportunity to participate in tolerance for sharing mechanism inclusive. Based on large sample statistics analysis shows that these theories have some applicability in the inclusive development theory, but for different income groups, feasible capacity theory, relative exploitation the theory of target referent theory in opportunity is limited in inclusive perception difference caused subjective social satisfaction and explanatory power, capacity theory Relatively, the exploitation theory, objective theory of reference has a better explanatory power in the sharing mechanism of inclusive social satisfaction. Further analysis shows that the theory of capability, the target refers to the theory of relative deprivation theory can effectively explain the tolerance of different income groups in the same opportunity, under the background of how inclusive participation the formation of different share inclusive perception. Based on the above conclusions, the research points out that different individual income for the production of participation, access to the right to request is no difference, but for the low income group promotion opportunities, participation is more important than share inclusive tolerance.
The results of this study, constructed the theory of transaction cost based on the theory of inclusive development, expand the application of transaction cost theory in inclusive development in the theory of inclusive development. To discuss the social satisfaction mechanism, testing the equity theory such as the goal of referential theory, the applicability of relative deprivation theory in the theory system of inclusive development. To promote and deepen to understand the mechanism of inclusive development, will help to understand the various types of government regulation and control measures will affect the individual mode of action by which perception and cognitive inclusive ultimate social satisfaction. At the same time these basic principles based on the transaction cost control, construction measures and basic principles of inclusive decision will help guide future inclusive society theoretical research and development system.

【學位授予單位】：浙江大學
【學位級別】：博士
【學位授予年份】：2012
【分類號】：F061.3;F224

【引證文獻】

相關(guān)博士學位論文 前1條

1 范軼琳;產(chǎn)業(yè)集群背景下中小企業(yè)包容性增長的內(nèi)在機理研究[D];浙江大學;2014年

相關(guān)碩士學位論文 前1條

1 張希莎;技術(shù)進步、人力資本、制度變遷與我國經(jīng)濟增長的關(guān)系研究[D];東北財經(jīng)大學;2012年

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本文編號：1631239