【摘要】：發(fā)生在1997年的東南亞金融危機(jī)給我國(guó)和亞洲金融體系的安全與穩(wěn)定發(fā)展帶來(lái)了巨大的影響，從那之后我國(guó)開(kāi)始了金融監(jiān)管體系的不斷摸索與改革，，從而進(jìn)一步保障我國(guó)金融風(fēng)險(xiǎn)管理體系的完整。在我國(guó)現(xiàn)行的金融管理體制下，“一行三會(huì)”對(duì)證券、保險(xiǎn)及銀行業(yè)實(shí)行分業(yè)監(jiān)管。但是隨著經(jīng)濟(jì)全球化的逐步加深，金融國(guó)際化的經(jīng)營(yíng)趨勢(shì)越來(lái)越明顯，金融機(jī)構(gòu)所呈現(xiàn)的經(jīng)營(yíng)形式及業(yè)務(wù)發(fā)展也呈現(xiàn)出多元化，這就使得我國(guó)的分業(yè)金融監(jiān)管格局出現(xiàn)了不適應(yīng)經(jīng)濟(jì)發(fā)展節(jié)奏的情況。正是由于此原因，如何讓金融監(jiān)管作用更大、效率更高以及金融監(jiān)管未來(lái)的組織架構(gòu)成為我國(guó)政府與學(xué)術(shù)界重點(diǎn)關(guān)注的現(xiàn)實(shí)問(wèn)題。本文研究?jī)?nèi)容具體從以下四個(gè)方面闡述。 我國(guó)金融監(jiān)管體制的現(xiàn)狀分析。通過(guò)對(duì)當(dāng)前金融監(jiān)管體制存在的問(wèn)題進(jìn)行分析，根據(jù)國(guó)內(nèi)外金融現(xiàn)狀，初步提出了我國(guó)金融監(jiān)管體制發(fā)展的建議。 歐美國(guó)家金融監(jiān)管體制研究。通過(guò)對(duì)美國(guó)和英國(guó)兩個(gè)具有代表性金融監(jiān)管體制架構(gòu)、發(fā)展歷程的研究，對(duì)其優(yōu)點(diǎn)與不足之處進(jìn)行深入分析，為我國(guó)金融監(jiān)管體制的改革提供借鑒。 我國(guó)金融監(jiān)管體制的改革研究。綜合分析我國(guó)金融監(jiān)管體制的發(fā)展現(xiàn)狀以及歐美國(guó)家金融監(jiān)管體制發(fā)展歷程與模式，進(jìn)而研究改革之后的我國(guó)金融監(jiān)管體制的架構(gòu)模式，組成部分以及相關(guān)建設(shè)指導(dǎo)思想。 我國(guó)金融監(jiān)管體制綜合評(píng)價(jià)指標(biāo)體系分析研究。通過(guò)AHP層次分析法建立我國(guó)金融監(jiān)管體制綜合評(píng)價(jià)指標(biāo)體系，并且進(jìn)行指標(biāo)計(jì)算，對(duì)我國(guó)金融監(jiān)管體制進(jìn)行評(píng)價(jià)，為今后我國(guó)金融監(jiān)管體制的可持續(xù)發(fā)展提供參考建議。 深刻研究加強(qiáng)和改進(jìn)金融監(jiān)管，防范和化解金融風(fēng)險(xiǎn)對(duì)于我國(guó)金融監(jiān)管體系的完善具有重大的指導(dǎo)意義。通過(guò)建立我國(guó)金融監(jiān)管體制研究模型，對(duì)今后我國(guó)政府及相關(guān)監(jiān)管部門改革金融監(jiān)管模式提供借鑒參考，并對(duì)推動(dòng)我國(guó)金融行業(yè)運(yùn)行的健康與持續(xù)穩(wěn)定提出建議。
[Abstract]:The Southeast Asian financial crisis that occurred in 1997 has brought great influence to the security and stable development of China and the Asian financial system. Since then, China has begun to explore and reform the financial supervision system. So as to further ensure the integrity of our financial risk management system. Under China's current financial management system, securities, insurance and banking are subject to separate supervision. However, with the gradual deepening of economic globalization, the operating trend of financial internationalization is becoming more and more obvious, and the business forms and business development of financial institutions are also showing diversification. This makes the pattern of separate financial supervision unsuitable for economic development. For this reason, how to make financial supervision more effective and the future organizational structure of financial supervision become the focus of our government and academia. The research content of this paper is elaborated from the following four aspects. Analysis of the present situation of China's Financial Supervision system. Based on the analysis of the problems existing in the current financial supervision system and according to the present financial situation at home and abroad, this paper puts forward some suggestions for the development of the financial supervision system in China. Research on Financial Supervision system in European and American countries. Through the research of the two representative financial regulatory system structure and development course of the United States and the United Kingdom, this paper makes an in-depth analysis of its advantages and disadvantages, and provides a reference for the reform of the financial supervision system in our country. Research on the Reform of China's Financial Supervision system. This paper comprehensively analyzes the current situation of the financial supervision system in China and the development course and mode of the financial supervision system in Europe and the United States, and then studies the structural model, components and related construction guiding ideology of the financial supervision system after the reform. Analysis and Research on Comprehensive Evaluation Index system of Financial Supervision system in China. The comprehensive evaluation index system of China's financial supervision system is established through the AHP analytic hierarchy process, and the index calculation is carried out to evaluate the financial supervision system of our country, which provides some reference suggestions for the sustainable development of the financial supervision system in China in the future. It is of great significance to strengthen and improve financial supervision and prevent and resolve financial risks for the perfection of financial supervision system in China. By establishing the research model of financial supervision system in China, this paper provides a reference for our government and related regulatory departments to reform the mode of financial supervision in the future, and puts forward some suggestions to promote the healthy and sustainable operation of the financial industry in our country.
【學(xué)位授予單位】：長(zhǎng)安大學(xué)
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2014
【分類號(hào)】：F832.1

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