中國(guó)農(nóng)業(yè)利用FDI的生產(chǎn)率效應(yīng)研究
發(fā)布時(shí)間：2018-07-28 11:34
【摘要】：2012年,中國(guó)農(nóng)業(yè)實(shí)際利用外商直接投資(FDI)達(dá)到20.6億美元,表明中國(guó)農(nóng)業(yè)對(duì)跨國(guó)公司具有較強(qiáng)的吸引力。在農(nóng)業(yè)吸引FDI的廣闊前景下,2012年國(guó)務(wù)院出臺(tái)的《全國(guó)現(xiàn)代農(nóng)業(yè)發(fā)展規(guī)劃(2011-2015年)》明確指出,要“加快農(nóng)業(yè)技術(shù)引進(jìn)消化吸收再創(chuàng)新步伐,加強(qiáng)農(nóng)業(yè)科技領(lǐng)域國(guó)際合作。改善農(nóng)業(yè)科研條件,調(diào)整優(yōu)化農(nóng)業(yè)科研布局,加強(qiáng)農(nóng)業(yè)科研基地和重點(diǎn)實(shí)驗(yàn)室建設(shè),完善農(nóng)業(yè)科技創(chuàng)新體系和現(xiàn)代農(nóng)業(yè)產(chǎn)業(yè)技術(shù)體系,啟動(dòng)實(shí)施農(nóng)業(yè)科技創(chuàng)新能力建設(shè)工程”,以及“提高農(nóng)業(yè)的對(duì)外開(kāi)放水平,借助多雙邊和區(qū)域合作機(jī)制,加強(qiáng)農(nóng)業(yè)科技交流合作,加大引資引智力度,提高農(nóng)業(yè)利用外資水平,繼續(xù)用好國(guó)外優(yōu)惠貸款和贈(zèng)款,加大先進(jìn)適用技術(shù)、裝備的引進(jìn)、消化和吸收力度”。在此背景下,本文旨在深入研究農(nóng)業(yè)領(lǐng)域利用FDI對(duì)東道國(guó)農(nóng)業(yè)部門生產(chǎn)率的作用機(jī)制以及中國(guó)的現(xiàn)實(shí)表現(xiàn)問(wèn)題。 然而,已有的關(guān)于FDI生產(chǎn)率效應(yīng)的相關(guān)研究主要集中在制造業(yè)或服務(wù)業(yè)領(lǐng)域,而結(jié)合農(nóng)業(yè)發(fā)展特點(diǎn)將研究視角置于農(nóng)業(yè)領(lǐng)域的成果可謂寥若晨星。因此,本文關(guān)于農(nóng)業(yè)FDI生產(chǎn)率效應(yīng)的研究具有重要的理論意義：另一方面,中國(guó)農(nóng)業(yè)技術(shù)水平較為滯后,與發(fā)達(dá)國(guó)家的差距仍然較大。特別是在農(nóng)業(yè)生物技術(shù)、生物農(nóng)藥、大型農(nóng)機(jī)、農(nóng)產(chǎn)品質(zhì)量檢測(cè)儀器設(shè)備、獸藥、農(nóng)產(chǎn)品精深加工和儲(chǔ)藏保鮮技術(shù)、配合飼料生產(chǎn)等方面的技術(shù)亟待提升。而跨國(guó)公司長(zhǎng)期壟斷著這些領(lǐng)域的核心技術(shù),農(nóng)業(yè)FDI進(jìn)入東道國(guó)對(duì)于農(nóng)業(yè)科技水平的提升效應(yīng)到底如何,是一個(gè)值得深入研究的現(xiàn)實(shí)問(wèn)題。全文的主要研究?jī)?nèi)容如下： 第一章,緒論。基于農(nóng)業(yè)在國(guó)民經(jīng)濟(jì)中的重要地位,以及農(nóng)業(yè)領(lǐng)域利用FDI的敏感性問(wèn)題,提出本文研究的理論及實(shí)踐意義、研究思路和主要方法,并對(duì)目前國(guó)內(nèi)外相關(guān)研究的現(xiàn)狀和不足進(jìn)行述評(píng)。 第二章,相關(guān)理論基礎(chǔ)。根據(jù)本文研究的核心內(nèi)容,對(duì)相關(guān)的國(guó)際直接投資溢出理論、全要素生產(chǎn)率理論以及經(jīng)濟(jì)增長(zhǎng)理論進(jìn)行闡述。 第三章,中國(guó)農(nóng)業(yè)利用FDI：現(xiàn)狀考察。本章將FDI在農(nóng)業(yè)部門的發(fā)展歷程分為起步、穩(wěn)步發(fā)展、快速發(fā)展和科學(xué)發(fā)展四個(gè)階段,并對(duì)每個(gè)階段的特點(diǎn)進(jìn)行總結(jié)；通過(guò)農(nóng)業(yè)與其他產(chǎn)業(yè)的對(duì)比(三次產(chǎn)業(yè)),分析中國(guó)農(nóng)業(yè)利用FDI的規(guī)模變化；從FDI的來(lái)源國(guó)、農(nóng)業(yè)內(nèi)部部門(農(nóng)、林、牧、漁業(yè))以及國(guó)內(nèi)地區(qū)差異(東、中、西)三個(gè)方面對(duì)中國(guó)農(nóng)業(yè)利用FDI的結(jié)構(gòu)現(xiàn)狀進(jìn)行分析；通過(guò)數(shù)據(jù)分析得到農(nóng)業(yè)利用FDI的方式演變情況。 第四章,中國(guó)農(nóng)業(yè)生產(chǎn)率測(cè)度：時(shí)空特征�？紤]到各地區(qū)之間的差異性比較大,不宜設(shè)定統(tǒng)一的生產(chǎn)函數(shù)形式,本章選用基于非參數(shù)的DEA-Malmquist生產(chǎn)率指數(shù)法；在構(gòu)造最佳的生產(chǎn)實(shí)踐前沿時(shí),為避免現(xiàn)有文獻(xiàn)出現(xiàn)的大量技術(shù)退步現(xiàn)象,主要采用序列DEA而非傳統(tǒng)的標(biāo)準(zhǔn)DEA方法；基于這一測(cè)度框架,可以得到各省份的Malmquist生產(chǎn)率指數(shù)(即TFP指數(shù))；最后對(duì)中國(guó)農(nóng)業(yè)生產(chǎn)率的總體時(shí)間趨勢(shì)和省際差異兩個(gè)方面的規(guī)律特征進(jìn)行解析。 第五章,農(nóng)業(yè)利用FDI與農(nóng)業(yè)生產(chǎn)率：作用機(jī)制�；诂F(xiàn)有的研究,從理論上分析農(nóng)業(yè)利用FDI對(duì)自身生產(chǎn)率影響的作用機(jī)制,本章主要從四個(gè)方面展開(kāi),包括直接的技術(shù)轉(zhuǎn)移效應(yīng),間接的“干中學(xué)”效應(yīng)、技術(shù)溢出效應(yīng)和研發(fā)國(guó)際化路徑等；同時(shí)還對(duì)農(nóng)業(yè)FDI可能存在的一些消極影響進(jìn)行分析。 第六章,中國(guó)農(nóng)業(yè)利用FDI與農(nóng)業(yè)生產(chǎn)率：經(jīng)驗(yàn)證據(jù)。本章通過(guò)構(gòu)建合理可行的計(jì)量經(jīng)濟(jì)學(xué)模型,用以解釋農(nóng)業(yè)FDI對(duì)農(nóng)業(yè)部門TFP、技術(shù)進(jìn)步、技術(shù)效率、純技術(shù)效率、規(guī)模效率的實(shí)際影響；進(jìn)而采用中國(guó)31個(gè)省市區(qū)的面板數(shù)據(jù),運(yùn)用固定效應(yīng)技術(shù)進(jìn)行參數(shù)估計(jì)；為了考察中國(guó)農(nóng)業(yè)利用FDI與生產(chǎn)率關(guān)系的一般規(guī)律及省際差異性,分別對(duì)全樣本和分區(qū)域樣本(東、中、西)進(jìn)行估計(jì),這樣有助于得到更有經(jīng)濟(jì)學(xué)意義的豐富研究結(jié)論。 第七章,結(jié)論及政策建議。在前文分析的基礎(chǔ)之上,本章提出如何通過(guò)農(nóng)業(yè)FDI促進(jìn)農(nóng)業(yè)生產(chǎn)率的一些對(duì)策建議。比如充分利用現(xiàn)有的農(nóng)業(yè)資源；加大農(nóng)村教育投入,提高人力資本水平；增加研發(fā)投入,加大科研推廣力度等。
[Abstract]:In 2012, the actual use of foreign direct investment (FDI) in China's agriculture reached 2 billion 60 million US dollars, indicating that Chinese agriculture has a strong attraction to transnational corporations. Under the broad prospect of attracting FDI in agriculture, the national modern agricultural development plan (2011-2015 years) issued by the State Council clearly pointed out that "accelerate the introduction of agricultural technology import and absorption and re absorption." We should improve the international cooperation in the field of agricultural science and technology, improve the agricultural scientific research conditions, adjust and optimize the layout of agricultural scientific research, strengthen the construction of agricultural scientific research bases and key laboratories, improve the innovation system of agricultural science and technology and the modern agricultural industrial technology system, start and implement the construction of agricultural scientific and technological innovation capacity, and "improve the agriculture" Outside the open level, with the aid of multi bilateral and regional cooperation mechanisms, strengthening exchanges and cooperation in agricultural science and technology, increasing investment in attracting foreign investment, improving the level of agricultural utilization of foreign capital, continuing to use preferential loans and grants from foreign countries, increasing advanced application technology, introducing equipment, digestion and absorbability. This paper aims to study the field of agriculture in this context. The role of FDI in the productivity of the host country's agriculture sector and the reality of China's performance are discussed.
However, the related research on the productivity effect of FDI is mainly concentrated in the field of manufacturing or service industry, and the results of putting the research perspective in the field of agriculture combined with the characteristics of agricultural development are very few. Therefore, the research on the productivity effect of agricultural FDI has important theoretical significance: on the other hand, agricultural technology in China. The level is lagging behind, the gap with the developed countries is still larger, especially in agricultural biotechnology, biological pesticide, large agricultural machinery, agricultural products quality inspection instrument and equipment, veterinary medicine, intensive processing and storage technology of agricultural products, and the production of feed and so on. And the core of multinational corporations has monopolized the core of these fields for a long time. The main research content of the full text is as follows: technology, how the agricultural FDI has entered the host country to improve the level of agricultural science and technology.
The first chapter, introduction. Based on the important status of agriculture in the national economy and the sensitivity of the use of FDI in the agricultural field, the theoretical and practical significance of this study, the research ideas and the main methods are put forward, and the current status and shortcomings of related research at home and abroad are reviewed.
The second chapter, based on the core content of this study, expounds the related theory of international direct investment spillover, the theory of total factor productivity and the theory of economic growth.
The third chapter, China's agricultural utilization of FDI: present situation investigation. This chapter divides the development process of FDI in the agricultural sector into starting, steady development, rapid development and scientific development in four stages, and summarizes the characteristics of each stage; through the comparison between agriculture and other industries (three production), the scale changes of agricultural use of FDI in China are analyzed; from FDI The source countries, the agricultural internal departments (agriculture, forestry, animal husbandry, fisheries) and the domestic regional differences (East, middle, West) three aspects of the structure of China's agricultural use of FDI analysis, through data analysis to get the way the development of agricultural use of FDI.
The fourth chapter, the measurement of agricultural productivity in China: time and space characteristics. Considering the large difference between different regions, it is not suitable to set a unified production function form. This chapter selects the DEA-Malmquist productivity index method based on non parameter. In the construction of the best production practice front, to avoid a large number of technical backstepping in the existing literature. This paper mainly adopts the sequence DEA instead of the traditional standard DEA method. Based on this framework, the Malmquist productivity index (TFP index) of various provinces can be obtained. Finally, the rule characteristics of the two aspects of the overall time trend and inter provincial difference in the agricultural productivity of China are analyzed.
The fifth chapter, agricultural utilization of FDI and agricultural productivity: the mechanism of action. Based on the existing research, this chapter theoretically analyzes the effect mechanism of agricultural use of FDI on its own productivity. This chapter mainly starts from four aspects, including direct technology transfer effect, indirect "secondary school" effect, technology spillover effect and R & D internationalization path, etc. At the same time, it also analyzes some possible negative effects of agricultural FDI.
The sixth chapter, China's agricultural utilization of FDI and agricultural productivity: empirical evidence. By constructing a reasonable and feasible econometric model, this chapter explains the actual impact of agricultural FDI on agricultural sector TFP, technological progress, technical efficiency, pure technical efficiency and scale efficiency; and then uses the panel data of 31 provinces and cities in China to use the fixed effect. In order to investigate the general rules and inter provincial differences in the relationship between FDI and productivity in China's agricultural use, the total sample and subregional samples (East, middle and West) are estimated respectively, which will help to get more economic research conclusions.
The seventh chapter, conclusion and policy recommendations. On the basis of the previous analysis, this chapter puts forward some suggestions on how to promote agricultural productivity through agricultural FDI, such as making full use of the existing agricultural resources, increasing the investment in rural education, raising the level of human capital, increasing the investment in R & D, and increasing the efforts of scientific research and so on.
【學(xué)位授予單位】：武漢大學(xué)
【學(xué)位級(jí)別】：博士
【學(xué)位授予年份】：2014
【分類號(hào)】：F832.6;F323
本文編號(hào)：2150003
[Abstract]:In 2012, the actual use of foreign direct investment (FDI) in China's agriculture reached 2 billion 60 million US dollars, indicating that Chinese agriculture has a strong attraction to transnational corporations. Under the broad prospect of attracting FDI in agriculture, the national modern agricultural development plan (2011-2015 years) issued by the State Council clearly pointed out that "accelerate the introduction of agricultural technology import and absorption and re absorption." We should improve the international cooperation in the field of agricultural science and technology, improve the agricultural scientific research conditions, adjust and optimize the layout of agricultural scientific research, strengthen the construction of agricultural scientific research bases and key laboratories, improve the innovation system of agricultural science and technology and the modern agricultural industrial technology system, start and implement the construction of agricultural scientific and technological innovation capacity, and "improve the agriculture" Outside the open level, with the aid of multi bilateral and regional cooperation mechanisms, strengthening exchanges and cooperation in agricultural science and technology, increasing investment in attracting foreign investment, improving the level of agricultural utilization of foreign capital, continuing to use preferential loans and grants from foreign countries, increasing advanced application technology, introducing equipment, digestion and absorbability. This paper aims to study the field of agriculture in this context. The role of FDI in the productivity of the host country's agriculture sector and the reality of China's performance are discussed.
However, the related research on the productivity effect of FDI is mainly concentrated in the field of manufacturing or service industry, and the results of putting the research perspective in the field of agriculture combined with the characteristics of agricultural development are very few. Therefore, the research on the productivity effect of agricultural FDI has important theoretical significance: on the other hand, agricultural technology in China. The level is lagging behind, the gap with the developed countries is still larger, especially in agricultural biotechnology, biological pesticide, large agricultural machinery, agricultural products quality inspection instrument and equipment, veterinary medicine, intensive processing and storage technology of agricultural products, and the production of feed and so on. And the core of multinational corporations has monopolized the core of these fields for a long time. The main research content of the full text is as follows: technology, how the agricultural FDI has entered the host country to improve the level of agricultural science and technology.
The first chapter, introduction. Based on the important status of agriculture in the national economy and the sensitivity of the use of FDI in the agricultural field, the theoretical and practical significance of this study, the research ideas and the main methods are put forward, and the current status and shortcomings of related research at home and abroad are reviewed.
The second chapter, based on the core content of this study, expounds the related theory of international direct investment spillover, the theory of total factor productivity and the theory of economic growth.
The third chapter, China's agricultural utilization of FDI: present situation investigation. This chapter divides the development process of FDI in the agricultural sector into starting, steady development, rapid development and scientific development in four stages, and summarizes the characteristics of each stage; through the comparison between agriculture and other industries (three production), the scale changes of agricultural use of FDI in China are analyzed; from FDI The source countries, the agricultural internal departments (agriculture, forestry, animal husbandry, fisheries) and the domestic regional differences (East, middle, West) three aspects of the structure of China's agricultural use of FDI analysis, through data analysis to get the way the development of agricultural use of FDI.
The fourth chapter, the measurement of agricultural productivity in China: time and space characteristics. Considering the large difference between different regions, it is not suitable to set a unified production function form. This chapter selects the DEA-Malmquist productivity index method based on non parameter. In the construction of the best production practice front, to avoid a large number of technical backstepping in the existing literature. This paper mainly adopts the sequence DEA instead of the traditional standard DEA method. Based on this framework, the Malmquist productivity index (TFP index) of various provinces can be obtained. Finally, the rule characteristics of the two aspects of the overall time trend and inter provincial difference in the agricultural productivity of China are analyzed.
The fifth chapter, agricultural utilization of FDI and agricultural productivity: the mechanism of action. Based on the existing research, this chapter theoretically analyzes the effect mechanism of agricultural use of FDI on its own productivity. This chapter mainly starts from four aspects, including direct technology transfer effect, indirect "secondary school" effect, technology spillover effect and R & D internationalization path, etc. At the same time, it also analyzes some possible negative effects of agricultural FDI.
The sixth chapter, China's agricultural utilization of FDI and agricultural productivity: empirical evidence. By constructing a reasonable and feasible econometric model, this chapter explains the actual impact of agricultural FDI on agricultural sector TFP, technological progress, technical efficiency, pure technical efficiency and scale efficiency; and then uses the panel data of 31 provinces and cities in China to use the fixed effect. In order to investigate the general rules and inter provincial differences in the relationship between FDI and productivity in China's agricultural use, the total sample and subregional samples (East, middle and West) are estimated respectively, which will help to get more economic research conclusions.
The seventh chapter, conclusion and policy recommendations. On the basis of the previous analysis, this chapter puts forward some suggestions on how to promote agricultural productivity through agricultural FDI, such as making full use of the existing agricultural resources, increasing the investment in rural education, raising the level of human capital, increasing the investment in R & D, and increasing the efforts of scientific research and so on.
【學(xué)位授予單位】：武漢大學(xué)
【學(xué)位級(jí)別】：博士
【學(xué)位授予年份】：2014
【分類號(hào)】：F832.6;F323
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