本文選題：智慧礦山 + 煤礦企業(yè)　； 參考：《中國礦業(yè)大學(xué)(北京)》2016年博士論文

【摘要】：根據(jù)總體規(guī)劃、分步實施的原則,煤礦企業(yè)信息化建設(shè)分為三個階段,分別是數(shù)字礦山階段、感知礦山階段和智慧礦山階段。目前,我國大多數(shù)煤礦企業(yè)的信息化建設(shè)處于數(shù)字礦山階段和感知礦山階段,只有少數(shù)煤礦企業(yè)邁入智慧礦山階段。然而,隨著大數(shù)據(jù)時代的到來,新一代信息技術(shù)的應(yīng)用,“中國制造2025”的提出,智慧礦山已然成為煤礦企業(yè)信息化發(fā)展的重要趨勢。智慧礦山以透徹感知、深度互聯(lián)、高度共享、智能服務(wù)和可視化展現(xiàn)為基本特征,重在通過對信息系統(tǒng)采集到的數(shù)據(jù)進行深度挖掘分析,實現(xiàn)煤礦企業(yè)生產(chǎn)經(jīng)營管理方面的智能決策。而通過現(xiàn)場調(diào)研可知,煤礦企業(yè)在信息化建設(shè)過程中出現(xiàn)了一系列問題。煤礦企業(yè)信息化建設(shè)包括井上、井下兩部分,井上建設(shè)的各管理信息系統(tǒng),由于開發(fā)商不同,采用的開發(fā)技術(shù)、編碼規(guī)則、數(shù)據(jù)命名和數(shù)據(jù)描述不同,“數(shù)字鴻溝”和“信息孤島”現(xiàn)象凸顯出來,導(dǎo)致數(shù)據(jù)和信息無法共享,各系統(tǒng)產(chǎn)生的珍貴數(shù)據(jù)無法發(fā)揮作用;井下建設(shè)的安全避險“六大系統(tǒng)”分別由不同的副礦長單獨管理,為了避免安全事故責(zé)任扯皮和確保系統(tǒng)數(shù)據(jù)傳輸?shù)陌踩?副礦長各自為政建設(shè)系統(tǒng),這導(dǎo)致建設(shè)的六大系統(tǒng)無法互聯(lián)互通,更無法對六個系統(tǒng)的數(shù)據(jù)進行深度挖掘。對于當(dāng)前的煤炭行業(yè)而言,為了實現(xiàn)對煤礦企業(yè)生產(chǎn)經(jīng)營管理類數(shù)據(jù)的管控,這要求行業(yè)信息系統(tǒng)和相應(yīng)的煤礦企業(yè)信息系統(tǒng)互聯(lián)互通。本文提出通過制定行業(yè)級別的智慧礦山信息化標(biāo)準(zhǔn),開展智慧礦山信息化標(biāo)準(zhǔn)化工作來解決煤礦企業(yè)和煤炭行業(yè)面臨的問題。從制定行業(yè)級別的智慧礦山信息化標(biāo)準(zhǔn)的角度而言,由于智慧礦山信息化標(biāo)準(zhǔn)的編制工作不是一朝一夕能夠完成的,關(guān)鍵標(biāo)準(zhǔn)的制定就成為煤炭行業(yè)亟需開展的標(biāo)準(zhǔn)化工作,而關(guān)鍵標(biāo)準(zhǔn)的識別是該工作首先要完成的任務(wù)。從開展智慧礦山信息化標(biāo)準(zhǔn)化工作的角度而言,一方面智慧礦山信息化標(biāo)準(zhǔn)化行為受到政府、行業(yè)協(xié)會、煤礦企業(yè)、軟件開發(fā)商等多主體的影響,各主體的利益訴求不同,采取的行為則不同,會致使標(biāo)準(zhǔn)化達不到預(yù)期效果,因此多主體協(xié)同亟待研究;另一方面煤礦企業(yè)實施智慧礦山信息化標(biāo)準(zhǔn)化的能力參差不齊,開展智慧礦山信息化標(biāo)準(zhǔn)化所做的工作就有所不同,為了給每個煤礦企業(yè)指引開展工作的方向,智慧礦山信息化標(biāo)準(zhǔn)化升級路徑的研究就顯得尤為重要。因此,本文引入系統(tǒng)的概念,開展智慧礦山信息化標(biāo)準(zhǔn)化系統(tǒng)研究,重點研究智慧礦山信息化關(guān)鍵標(biāo)準(zhǔn)的識別、智慧礦山信息化標(biāo)準(zhǔn)化主體協(xié)同問題以及智慧礦山信息化標(biāo)準(zhǔn)化升級路徑三個關(guān)鍵問題。按照“提出問題,研究問題”的思路,本文分成7章開展研究,具體研究內(nèi)容如下:第1章:緒論。本章首先闡述了煤礦企業(yè)信息化建設(shè)三個階段,指出了智慧礦山是煤礦企業(yè)信息化發(fā)展的重要趨勢,在此基礎(chǔ)上,論述了煤礦企業(yè)信息化建設(shè)過程中遇到的問題以及處于當(dāng)前形勢的煤炭行業(yè)數(shù)據(jù)管控的需求,提出了制定行業(yè)級別的智慧礦山信息化標(biāo)準(zhǔn),開展智慧礦山信息化標(biāo)準(zhǔn)化工作的必要性。其次,對智慧礦山信息化相關(guān)標(biāo)準(zhǔn)現(xiàn)狀和煤礦企業(yè)信息化標(biāo)準(zhǔn)化建設(shè)現(xiàn)狀進行分析,提出了智慧礦山信息化標(biāo)準(zhǔn)化在實踐過程中,面臨著三個主要現(xiàn)實問題。最后,闡明了本文的研究目標(biāo)及意義,分析了本文的研究內(nèi)容及方法,提出了內(nèi)容框架和技術(shù)路線。第2章:文獻綜述。本章從智慧礦山信息化關(guān)鍵標(biāo)準(zhǔn)的識別、智慧礦山信息化標(biāo)準(zhǔn)化主體協(xié)同問題以及智慧礦山信息化標(biāo)準(zhǔn)化升級路徑這三個關(guān)鍵問題入手,對智慧礦山信息化標(biāo)準(zhǔn)化、標(biāo)準(zhǔn)化主體協(xié)同和標(biāo)準(zhǔn)化升級三個方面的文獻進行了梳理總結(jié)。通過文獻綜述,探討了擬研究問題在相關(guān)領(lǐng)域的研究進展和不足,故而進一步明確本文研究需要解決的問題。第3章:智慧礦山信息化標(biāo)準(zhǔn)化分析框架。本章首先研究了智慧礦山的特征以及智慧礦山信息化建設(shè)目標(biāo),分析了智慧礦山信息化建設(shè)存在的問題,提出了智慧礦山信息化模型及信息化內(nèi)容,并通過調(diào)研分析指出了我國煤礦企業(yè)進行智慧礦山信息化建設(shè)存在的問題;其次,運用系統(tǒng)論思想,全面分析了智慧礦山信息化標(biāo)準(zhǔn)化系統(tǒng)的內(nèi)涵、環(huán)境、要素,在此基礎(chǔ)上,構(gòu)建了智慧礦山信息化標(biāo)準(zhǔn)化系統(tǒng)結(jié)構(gòu);然后,引入力學(xué)模型,分析了智慧礦山信息化標(biāo)準(zhǔn)化系統(tǒng)運行作用機理,建立了智慧礦山信息化標(biāo)準(zhǔn)化系統(tǒng)運行模型,借助于經(jīng)濟控制論的方法,構(gòu)建了系統(tǒng)運行動態(tài)模型,并對該模型進行了可控性和穩(wěn)定性分析;最后,在以上分析的基礎(chǔ)上,提出了本文所要研究的三個關(guān)鍵問題。第4章:智慧礦山信息化關(guān)鍵標(biāo)準(zhǔn)識別方法研究。本章首先簡要論述了智慧礦山信息化關(guān)鍵標(biāo)準(zhǔn)的特征,并提出了智慧礦山信息化關(guān)鍵標(biāo)準(zhǔn)識別模型;其次,明確了智慧礦山信息化標(biāo)準(zhǔn)體系構(gòu)建依據(jù)和原則,運用uml統(tǒng)一建模語言和luba露靶理論,進行智慧礦山信息化標(biāo)準(zhǔn)的領(lǐng)域分析,構(gòu)建了智慧礦山信息化標(biāo)準(zhǔn)體系,明確了智慧礦山信息化標(biāo)準(zhǔn)體系明細表;然后,基于智慧礦山信息化關(guān)鍵標(biāo)準(zhǔn)的特征和文獻研究,初步明確了智慧礦山信息化關(guān)鍵標(biāo)準(zhǔn)識別指標(biāo)范圍,采用探索性因子分析構(gòu)建了識別指標(biāo)體系,并運用主成分分析法明確了各指標(biāo)權(quán)重,構(gòu)造了智慧礦山信息化關(guān)鍵標(biāo)準(zhǔn)綜合評價函數(shù);最后,在類圖之間的關(guān)聯(lián)、智慧礦山信息化標(biāo)準(zhǔn)體系框架等基礎(chǔ)上,定性分析了智慧礦山信息化標(biāo)準(zhǔn)在識別指標(biāo)體系下的取值,并采用綜合評價法得到智慧礦山信息化標(biāo)準(zhǔn)體系中所有標(biāo)準(zhǔn)的得分,識別出智慧礦山信息化關(guān)鍵標(biāo)準(zhǔn)。第5章:基于博弈論的智慧礦山信息化標(biāo)準(zhǔn)化主體協(xié)同研究。本章首先對國家能源局和工業(yè)和信息化部印發(fā)的相關(guān)細則進行解讀,在此基礎(chǔ)上,介紹了智慧礦山信息化標(biāo)準(zhǔn)制定的三種模式,并提出了較完善的標(biāo)準(zhǔn)制定模式以及智慧礦山信息化標(biāo)準(zhǔn)化主要主體的協(xié)作關(guān)系;然后,提出了智慧礦山信息化標(biāo)準(zhǔn)制定和實施環(huán)節(jié)的主體協(xié)同問題:軟件開發(fā)商之間的協(xié)同、政府、行業(yè)協(xié)會和煤礦企業(yè)三者之間的協(xié)同、煤礦企業(yè)和軟件開發(fā)商之間的協(xié)同;最后,運用博弈論,對三個主體協(xié)同問題進行博弈分析,構(gòu)建了相應(yīng)的博弈模型,并提出了相關(guān)協(xié)同建議。第6章:智慧礦山信息化標(biāo)準(zhǔn)化升級路徑研究。本章首先探討了智慧礦山信息化標(biāo)準(zhǔn)化升級路徑研究的必要性,借鑒前人能力成熟度模型,構(gòu)建了智慧礦山信息化標(biāo)準(zhǔn)化能力等級模型,并對智慧礦山信息化標(biāo)準(zhǔn)化影響因素進行研究;其次,采用AHP和CVM相結(jié)合的方法確定影響因素指標(biāo)體系權(quán)重,提出了智慧礦山信息化標(biāo)準(zhǔn)化能力評價體系;然后,結(jié)合能力等級模型和評價體系構(gòu)建了智慧礦山信息化標(biāo)準(zhǔn)化能力蛛網(wǎng)模型,并提出了煤礦企業(yè)智慧礦山信息化標(biāo)準(zhǔn)化能力等級評估方法;最后提出了智慧礦山信息化標(biāo)準(zhǔn)化升級路徑。第7章:結(jié)論與展望。本章總結(jié)了本文的主要結(jié)論和創(chuàng)新點,指出了研究的不足,并明確了改進的方向。本文的主要創(chuàng)新點如下:1)通過全面分析智慧礦山信息化標(biāo)準(zhǔn)化系統(tǒng)的內(nèi)涵、環(huán)境、要素,構(gòu)建了智慧礦山信息化標(biāo)準(zhǔn)化系統(tǒng)運行模型和運行動態(tài)模型。2)針對智慧礦山信息化關(guān)鍵標(biāo)準(zhǔn)識別方法研究問題,構(gòu)建了智慧礦山信息化關(guān)鍵標(biāo)準(zhǔn)識別模型和識別指標(biāo)體系,識別出智慧礦山信息化關(guān)鍵標(biāo)準(zhǔn)。3)針對智慧礦山信息化標(biāo)準(zhǔn)化主體協(xié)同研究問題,構(gòu)建了智慧礦山信息化標(biāo)準(zhǔn)化主體博弈模型,包括軟件開發(fā)商之間的博弈模型,政府、行業(yè)協(xié)會和煤礦企業(yè)三者之間的博弈模型以及煤礦企業(yè)和軟件開發(fā)商之間的博弈模型。4)針對智慧礦山信息化標(biāo)準(zhǔn)化升級路徑研究問題,在構(gòu)建了智慧礦山信息化標(biāo)準(zhǔn)化能力評價體系和能力蛛網(wǎng)模型的基礎(chǔ)上,提出了煤礦企業(yè)智慧礦山信息化標(biāo)準(zhǔn)化能力等級評估方法。
[Abstract]:According to the principle of overall planning and step by step implementation, the informatization construction of coal mine enterprises is divided into three stages, which are digital mine stage, perceptual mine stage and intelligent mine stage respectively. At present, the information construction of most coal mining enterprises in China is in the stage of digital mine and the stage of mining mountain, only a few coal mine enterprises are entering the wisdom mine order However, with the advent of the era of large data, the application of the new generation of information technology, "China made 2025", the wisdom mine has become an important trend in the development of information technology in coal mining enterprises. Intelligent mines are characterized by thorough perception, deep interconnection, high sharing, intelligent service and visualization, and the emphasis on the information system. The collected data is deeply excavated and analyzed to realize the intelligent decision of the production and management of the coal mine enterprises. Through the field investigation, it can be seen that a series of problems have appeared in the process of information construction in the coal mine enterprises. The information construction of coal mine enterprises includes Inoue, two parts of the underground, the management information system of the construction of the well, and the development of the information system. Different commercial development technology, coding rules, data naming and data description are different, the "digital divide" and "information isolated island" are highlighted, resulting in data and information can not be shared, and the precious data produced by the system can not play a role. The "six major systems" for safety and risk protection in underground construction are separate by the separate deputy mine chief. Management, in order to avoid the responsibility of the safety accidents and ensure the safety of the data transmission of the system, the Deputy miner is independent of the construction of the system, which leads to the inability of the six major systems to be interconnected and the data of the six systems to be deeply excavated. For the current coal industry, in order to realize the production and management of the coal mine enterprises The management and control of the kind of data requires the intercommunication between the industry information system and the corresponding coal mine enterprise information system. This paper proposes the standardization work of intelligent mine informatization to solve the problems faced by the coal enterprises and the coal industry by making the information standards of the intelligence mine of the industry level. In terms of standardization, the compilation of information standards for intelligent mines is not completed overnight. The formulation of key standards becomes the standardization of the coal industry, and the identification of key standards is the first task to be completed. On the one hand, the standardized behavior of intelligent mine information is influenced by many subjects such as government, industry association, coal mining enterprise and software developer. The interests of various subjects are different and the actions taken are different, which will cause the standardization to not reach the expected effect. Therefore, the multi main body Association is in urgent need of research; on the other hand, the mining enterprises implement the intelligent mine. The standardization of information standardization is uneven, and the work done in the standardization of information mining information is different. In order to guide each coal mining enterprise in the direction of work, the research on the standardized upgrading path of information mining informatization is particularly important. Therefore, this article introduces the concept of the system to carry out the information mining information. Research on standardized system, focus on the identification of the key standards of information mining information, the subject synergy of intelligent mine informatization standardization and the path of standardization upgrading of intelligent mine information. According to the idea of "putting forward questions and researching problems", this paper is divided into 7 chapters to carry out research, and the specific contents are as follows: first This chapter first expounds the three stages of the informatization construction of coal mine enterprises, and points out that the intelligent mine is an important trend of the development of the informatization of the coal mine enterprises. On this basis, the problems encountered in the process of information construction in the coal mine enterprises and the demand for the data management and control of the coal industry in the current situation are discussed, and the industry is put forward to make the industry. The level of information standards for intelligent mines is necessary to carry out the standardization of intelligent mine informatization. Secondly, this paper analyzes the status quo of information related standards of intelligent mines and the status of standardization construction of informatization of coal mine enterprises, and puts forward three main practical problems in the process of informatization standardization of intelligent mines. Finally, The objective and significance of the study are clarified, the contents and methods of this paper are analyzed, and the content framework and technical route are put forward. The second chapter is the literature review. This chapter is the three key to the identification of the key standards of the information mining information, the subject coordination of the intelligent mine informatization standardization and the upgrading path of the information standardization of the smart mine. Starting with the key problem, the paper summarizes the literature of three aspects of intelligent mine informatization standardization, standardization subject coordination and standardization upgrading. Through literature review, this paper discusses the research progress and deficiencies of the proposed research problems in related fields, and further clears the problems that need to be solved in this paper. The third chapter: Information Mining informatization This chapter first studies the characteristics of intelligent mines and the information construction targets of intelligent mines, analyzes the problems in the information construction of intelligent mines, puts forward the information model and information content of intelligent mines, and points out the existence of information construction in mine enterprises in China by investigation and analysis. Secondly, using the system theory, the connotation, environment and elements of the intelligent mine information standardization system are analyzed comprehensively. On this basis, the information standardization system structure of intelligent mine is constructed. Then, the mechanical model is introduced to analyze the operation mechanism of the intelligent mine informational standardization system, and the information of the intelligent mine is established. The operation model of standardized system is changed and the dynamic model of system operation is constructed with the help of economic control theory. The controllability and stability analysis of the model is carried out. Finally, on the basis of the above analysis, the three key problems to be studied in this paper are put forward. The fourth chapter is the research on the key standard identification method of the information mining information. The chapter first briefly expounds the characteristics of the key standards of the information mining information, and puts forward the key standard identification model of the intelligent mine informatization. Secondly, it defines the basis and principles of the construction of the information standard system for intelligent mines, and uses the unified modeling language of UML and the Luba revealing target theory to carry out the field analysis of the information standard of the intelligent mine and construct the information standard of the mine. Based on the information standard system of intelligent mine, the intelligent mine information standard system is clarified. Then, based on the characteristics and literature research of the key standards of the intelligent mine information, the identification index range of the key standard of intelligent mine information is preliminarily clarified, and the identification index system is constructed by the exploratory factor analysis, and the main formation is used. The weight of each index is defined by the analysis method, and the comprehensive evaluation function of the key standard of intelligent mine information is constructed. Finally, on the basis of the association between the class diagrams and the framework of the information standard system of intelligent mine, the value of the information standard of the intelligent mine is qualitatively analyzed under the identification index system, and the intelligent mine is obtained by the comprehensive evaluation method. The score of all standards in the standard system of mountain information is identified, and the key standard of information mining information is identified. The fifth chapter: Research on the main body of intelligent mine informatization standardization based on game theory. This chapter first explains the relevant rules and regulations issued by the National Energy Bureau and the Ministry of industry and information technology. On this basis, the information of intelligent mines is introduced. The three models are formulated, and a more perfect standard formulation model and the cooperation relationship between the main main bodies of the intelligent mine informatization standardization are put forward. Then, the subject coordination problem of the information standard formulation and implementation of the intelligent mine is put forward: the cooperation among the software developers, the government, the Industry Association and the coal mine enterprises are three. Synergy between the coal enterprises and the software developers; finally, the game theory is used to analyze the three subject coordination problems by game analysis, and the corresponding game model is constructed. The sixth chapter is the research on the standardization upgrading path of the intelligent mine informatization. This chapter first discusses the standardization of information mining information standardization. The necessity of upgrading the path research, using the predecessors' ability maturity model, to construct the level model of intelligent mine informatization standardization capacity, and to study the influence factors of the informatization standardization of intelligent mines. Secondly, using the method of combining AHP and CVM to determine the weight of the index system, and put forward the information standard of the intelligent mine. And then, based on the capability grade model and evaluation system, the cobweb model of information standardization ability of intelligent mine is constructed, and the evaluation method of standardization ability of information standardization in mine enterprises is put forward. Finally, the standardized upgrading path of intelligent mine information standardization is put forward. The seventh chapter: conclusion and prospect. The main conclusions and innovation points are pointed out, and the direction of improvement is pointed out. The main innovation points of this paper are as follows: 1) through the comprehensive analysis of the connotation, environment, and elements of the standardization system of information mining informatization, the intelligent mine informatization standardization system operation model and the dynamic model.2 are constructed for the intelligent mine. The key standard identification method of mountain information is studied, the key standard identification model and identification index system of intelligent mine informatization are constructed, and the key standard.3 of intelligent mine informatization is identified. The main subject game model of intelligent mine informatization standardization is constructed, which includes soft information standardization main body game model, including soft mine information standardization. The game model among the developers, the game model between the three parties of the government, the industry association and the coal mine enterprise, and the game model between the coal mine enterprise and the software developer.4. In view of the research problem of the standardization upgrading path of the intelligent mine informatization, the evaluation system and the ability cobweb model of the intelligent mine informational standardization are constructed. On the basis of this, the evaluation method of information standardization capability of intelligent mine is put forward.
【學(xué)位授予單位】：中國礦業(yè)大學(xué)(北京)
【學(xué)位級別】：博士
【學(xué)位授予年份】：2016
【分類號】：F270.7;F426.21;F224.32

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