發(fā)布時間：2018-03-03 21:17

  本文選題：知識產(chǎn)權(quán)　切入點：證券化　出處：《沈陽工業(yè)大學》2017年碩士論文　論文類型：學位論文

【摘要】：在知識經(jīng)濟引領(lǐng)世界經(jīng)濟潮流的今天,知識產(chǎn)權(quán)在當今社會中的地位毋庸置疑。近年來,我國更是將知識產(chǎn)權(quán)戰(zhàn)略提高到國家發(fā)展戰(zhàn)略的高度,那么如何發(fā)掘知識產(chǎn)權(quán)的內(nèi)在價值,怎樣充分利用知識產(chǎn)權(quán)就成為社會和學界研究探討的主要方向。從上世紀70年代資產(chǎn)證券化在美國被開發(fā)出來以后,資產(chǎn)證券化的規(guī)模及領(lǐng)域急劇擴張,在全球逐漸得到廣泛關(guān)注。隨著資本市場的繁榮發(fā)展,充滿活力的新生力量——知識產(chǎn)權(quán)證券化應(yīng)運而生。自1997年里程碑式的“鮑伊證券”出現(xiàn)以來,知識產(chǎn)權(quán)證券化實踐雖然只經(jīng)歷了短短的20年,但其帶來的價值逐漸得到社會和學界重視。知識產(chǎn)權(quán)證券化的開展,對于解決中小科技企業(yè)融資難題,降低知識產(chǎn)權(quán)所有人風險,提升知識產(chǎn)權(quán)轉(zhuǎn)化率,繁榮資本市場,促進我國經(jīng)濟結(jié)構(gòu)轉(zhuǎn)型,推動我國科技發(fā)展建設(shè)創(chuàng)新型國家都具有重大意義。文章以知識產(chǎn)權(quán)證券化為核心,法律和經(jīng)濟為視角,以基本概念闡述、現(xiàn)狀問題分析、國外發(fā)展狀態(tài)與啟示、制度完善法律建議四步為邏輯順序,逐步展開論述。首先,對知識產(chǎn)權(quán)證券化的特征、意義和證券化過程中的主體、客體以及法律關(guān)系進行分析闡述,同時對知識產(chǎn)權(quán)證券化的流程進行梳理。其次,對我國知識產(chǎn)權(quán)證券化的相關(guān)政策及發(fā)展現(xiàn)狀進行分析,然后詳細闡述我國發(fā)展知識產(chǎn)權(quán)證券化的可行性與必要性,并提出我國發(fā)展知識產(chǎn)權(quán)證券化存在的主要法律問題。再次,文章分別對知識產(chǎn)權(quán)證券化的起始國美國和與我知識產(chǎn)權(quán)證券化發(fā)展趨勢相似的日本的發(fā)展現(xiàn)狀和法制環(huán)境進行比較、分析,提出在知識產(chǎn)權(quán)證券化的發(fā)展過程中,健全的法律制度是保障、政府的政策引導是方向、繁榮的資本市場是支撐、知識產(chǎn)權(quán)的保護是基礎(chǔ)。最后,通過對上文內(nèi)容的分析論述,從完善法律制度、提高扶持力度以及完善相關(guān)市場培育機制三個方面提出適合我國發(fā)展知識產(chǎn)權(quán)證券化的若干立法和實踐建議。
[Abstract]:Today, when the knowledge economy is leading the world economic trend, the position of intellectual property in today's society is beyond doubt. In recent years, our country has raised the intellectual property strategy to the height of the national development strategy. So, how to explore the intrinsic value of intellectual property and how to make full use of intellectual property has become the main direction of social and academic research. Since -30s, when asset securitization was developed in the United States, The scale and scope of asset securitization has expanded rapidly, and has gradually gained wide attention in the world. With the development of the capital market, Intellectual property securitization emerged as the times require. Since the landmark "Bowie Securities" appeared in 1997, the practice of intellectual property securitization has only experienced a short period of 20 years. However, the value brought by the securitization of intellectual property has been paid more and more attention by both the society and the academic circles. It is of great significance to promote the transformation of China's economic structure and to promote the development of science and technology in China and to build an innovative country. This paper takes intellectual property securitization as the core, law and economy as the perspective, expounds the basic concepts, and analyzes the current situation. The development status and enlightenment of foreign countries, the four steps of legal advice to perfect the system are logical order, and the discussion is carried out step by step. Firstly, the characteristics, significance, subject, object and legal relationship in the process of intellectual property securitization are analyzed and expounded. At the same time, the process of intellectual property securitization is combed. Secondly, the related policies and development status of intellectual property securitization in China are analyzed, and then the feasibility and necessity of developing intellectual property securitization in China are expounded in detail. And put forward the main legal problems in the development of intellectual property securitization in China. This paper compares the current situation and legal environment of intellectual property securitization between the United States, the starting country of intellectual property securitization, and Japan, where the development trend of intellectual property securitization is similar to that of China, and points out that in the process of development of intellectual property securitization, A sound legal system is the guarantee, the government's policy guidance is the direction, the prosperous capital market is the support, and the protection of intellectual property rights is the basis. Some legislative and practical suggestions for the development of intellectual property securitization in China are put forward.
【學位授予單位】：沈陽工業(yè)大學
【學位級別】：碩士
【學位授予年份】：2017
【分類號】：F832.51;F204

【參考文獻】

相關(guān)期刊論文 前10條

1 秦琴;;科技型企業(yè)知識產(chǎn)權(quán)證券化融資的困境及調(diào)適[J];重慶郵電大學學報(社會科學版);2015年04期

2 吳鳳君;李陽;;知識產(chǎn)權(quán)證券化的法學分析[J];金融理論與實踐;2012年08期

3 徐鳳霞;;我國實施知識產(chǎn)權(quán)證券化的可行性研究[J];中小企業(yè)管理與科技(下旬刊);2012年01期

4 趙志成;陳慶云;;知識產(chǎn)權(quán)證券化法律問題研究[J];法制與社會;2012年03期

5 陶紅武;;淺析可證券化的知識產(chǎn)權(quán)資產(chǎn)的選擇[J];金融理論與教學;2011年06期

6 王麗麗;張慧敏;;淺議中小企業(yè)知識產(chǎn)權(quán)證券化融資[J];會計之友;2011年06期

7 仲義;;企業(yè)自主知識產(chǎn)權(quán)產(chǎn)業(yè)化的證券化融資模式[J];現(xiàn)代商業(yè);2010年23期

8 鐘瑞棟;;知識產(chǎn)權(quán)證券化風險防范的法律對策[J];廈門大學學報(哲學社會科學版);2010年02期

9 肖海;朱靜;;知識產(chǎn)權(quán)證券化的國際發(fā)展趨勢及中國發(fā)展策略[J];電子知識產(chǎn)權(quán);2009年12期

10 高峰;;我國資產(chǎn)證券化結(jié)構(gòu)中SPV的法律構(gòu)建問題[J];當代經(jīng)濟管理;2009年07期

，

本文編號：1562725