本文選題：私募基金 + 治理模式��； 參考：《北京交通大學(xué)》2012年碩士論文

【摘要】：隨著我國(guó)資本市場(chǎng)不斷發(fā)展壯大,投資者的群體和種類也發(fā)生了深刻的變化。證券投資基金、保險(xiǎn)公司、社保基金、合格的境外機(jī)構(gòu)投資者在中國(guó)資本市場(chǎng)上扮演著越來(lái)越重要的角色。而與此同時(shí),另一種專業(yè)機(jī)構(gòu)投資者——我國(guó)的私募基金也得到了一定程度的發(fā)展,但是由于我國(guó)私募基金的發(fā)展起步較晚,私募基金的組織形式和治理結(jié)構(gòu)都在的探索和實(shí)踐中,再加上外部環(huán)境上法律法規(guī)不健全,社會(huì)信用體系的不完善等諸多因素導(dǎo)致我國(guó)私募基金還存在諸多問題,極大的限制了私募基金的發(fā)展。 本論文的研究基本思路是從私募基金的概念出發(fā),主要探討了私募基金三種主要類型：信托型私募基金、公司型私募基金以及合伙型私募基金的概況,分別從組織形式、治理結(jié)構(gòu)、治理機(jī)制和治理環(huán)境四個(gè)方面分析了他們各自的治理模式特點(diǎn)。然后援引國(guó)際上私募基金發(fā)展最為成熟的英國(guó)和美國(guó)的成功經(jīng)驗(yàn),可以發(fā)現(xiàn)美國(guó)和英國(guó)的私募基金在組織模式、監(jiān)管機(jī)制和激勵(lì)機(jī)制等方面值得我們學(xué)習(xí)與借鑒。通過發(fā)現(xiàn)我國(guó)私募基金治理模式現(xiàn)存的問題和產(chǎn)生的原因,運(yùn)用委托代理理論和不完全契約理論為指導(dǎo)來(lái)提出對(duì)我國(guó)私募基金治理模式未來(lái)發(fā)展的構(gòu)建思路和對(duì)策建議。
[Abstract]:With the development of China's capital market, the groups and types of investors have also undergone profound changes. Securities investment funds, insurance companies, social security funds and qualified foreign institutional investors are playing an increasingly important role in China's capital markets. At the same time, another kind of professional institutional investor, private equity fund in China, has also been developed to a certain extent, but the development of private equity fund in our country started relatively late. The organizational form and governance structure of the private equity fund are both in the exploration and practice. In addition, the external environment is not perfect, the social credit system is not perfect and so on, so there are still many problems in the private equity fund in our country. The development of private equity funds is greatly limited. The basic idea of this thesis is to discuss the three main types of private equity fund: trust private equity fund, corporate private equity fund and partnership private equity fund, respectively from the organizational form, starting from the concept of private equity fund, this paper mainly discusses the three main types of private equity fund: trust private equity fund, corporate private equity fund and partnership private equity fund. Governance structure, governance mechanism and governance environment four aspects of their respective governance model characteristics. Then the successful experience of the most mature United Kingdom and the United States in the international private equity fund development can be found that the United States and the United Kingdom private equity funds in the organizational model, regulatory mechanisms and incentive mechanisms are worthy of our study and reference. Through finding out the existing problems and the causes of the governance mode of private equity fund in China, this paper uses the principal-agent theory and incomplete contract theory as the guidance to put forward the ideas and countermeasures for the future development of the governance mode of private equity fund in China.
【學(xué)位授予單位】：北京交通大學(xué)
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2012
【分類號(hào)】：F832.51

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相關(guān)期刊論文 前3條

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本文編號(hào)：1791463