發(fā)布時(shí)間：2018-03-12 10:36

  本文選題：金融資本　切入點(diǎn)：流動(dòng)績效　出處：《吉林大學(xué)》2013年博士論文　論文類型：學(xué)位論文

【摘要】：在現(xiàn)代經(jīng)濟(jì)增長中，任何區(qū)域內(nèi)經(jīng)濟(jì)實(shí)體的運(yùn)行都離不開金融資本的支持和參與，金融資本如同經(jīng)濟(jì)“血液”一樣在區(qū)域間沿著自己合理的渠道不斷地流動(dòng)，通過流動(dòng)實(shí)現(xiàn)自身利益最大化與資源要素的空間配置，充分發(fā)揮其績效功能。黨的十八大提出“加快轉(zhuǎn)變經(jīng)濟(jì)發(fā)展方式”是關(guān)系我國發(fā)展全局的戰(zhàn)略抉擇，要求經(jīng)濟(jì)發(fā)展更多依靠消費(fèi)內(nèi)需拉動(dòng)，依靠節(jié)約資源和循環(huán)經(jīng)濟(jì)推動(dòng)，促進(jìn)區(qū)域協(xié)調(diào)發(fā)展。如何實(shí)現(xiàn)經(jīng)濟(jì)發(fā)展方式的轉(zhuǎn)變便成為經(jīng)濟(jì)學(xué)界普遍關(guān)注的一個(gè)課題。 本文以時(shí)間為主線，以空間為區(qū)位，以金融資本流動(dòng)為調(diào)控手段，以區(qū)域經(jīng)濟(jì)發(fā)展與經(jīng)濟(jì)結(jié)構(gòu)為績效切入點(diǎn)，通過經(jīng)濟(jì)指標(biāo)的靜態(tài)存量統(tǒng)計(jì)作為金融資本流動(dòng)的績效結(jié)果，運(yùn)用動(dòng)態(tài)流動(dòng)展開對(duì)靜態(tài)績效的分析，找出產(chǎn)生和影響績效的主要因素，有針對(duì)性地運(yùn)用不同的資本要素流動(dòng)來調(diào)整與實(shí)現(xiàn)所要達(dá)到的經(jīng)濟(jì)目標(biāo)，實(shí)現(xiàn)區(qū)域經(jīng)濟(jì)發(fā)展方式的轉(zhuǎn)變。 文章指出，跨區(qū)域流動(dòng)的金融資本可分為市場主導(dǎo)的逐利型與政府主導(dǎo)的政令型兩種。市場這只“無形的手”以效率為目標(biāo)，將金融資本不斷地從邊際收益低的區(qū)域流向收益高的區(qū)域；政府這只“有形的手”以公平為目標(biāo)，將金融資本轉(zhuǎn)移到宏觀經(jīng)濟(jì)調(diào)控所需要的區(qū)域。經(jīng)濟(jì)發(fā)展與結(jié)構(gòu)變化實(shí)際是政府和市場這兩只手不斷博弈的結(jié)果。 從經(jīng)濟(jì)結(jié)構(gòu)的角度出發(fā)，重點(diǎn)分析了全國層次及東、中、西三大區(qū)域投資、消費(fèi)與凈出口的具體結(jié)構(gòu)情況，并對(duì)各種結(jié)構(gòu)占比與走勢進(jìn)行了分析。從資本的逐利、規(guī)避風(fēng)險(xiǎn)、實(shí)現(xiàn)公平三個(gè)方面出發(fā)，分析金融資本通過銀行信貸、資本市場、財(cái)政轉(zhuǎn)移支付、外國資本和民間資本等幾種流通渠道流入到生產(chǎn)領(lǐng)域，實(shí)現(xiàn)從金融體系進(jìn)入到經(jīng)濟(jì)體系的轉(zhuǎn)移過程。 運(yùn)用機(jī)理模型，從理論的角度分析了區(qū)域投資的理論拐點(diǎn)和金融資本流動(dòng)的動(dòng)因機(jī)理，論述了金融資本對(duì)于流入?yún)^(qū)域儲(chǔ)蓄與投資的影響作用，找出了通過區(qū)域間金融資本流動(dòng)來實(shí)現(xiàn)資源優(yōu)化配置的帕累托最優(yōu)理論比例，論述了各區(qū)域根據(jù)自身比較優(yōu)勢來發(fā)展具有優(yōu)勢的產(chǎn)品與產(chǎn)業(yè)的定位理論，得出區(qū)域間通過金融資本流動(dòng)，能夠有效地優(yōu)化資源配置，并實(shí)現(xiàn)整體福利績效的最大化。 在績效分析方面，（1）運(yùn)用時(shí)間序列的多元線性回歸來分析檢驗(yàn)對(duì)東、中、西三大區(qū)域經(jīng)濟(jì)總量（GDP）的影響，得出影響東部區(qū)域經(jīng)濟(jì)總量的主要因素是資本形成總額、資本市場融資額和財(cái)政轉(zhuǎn)移支付；對(duì)中部影響最大的是資本形成總額、資本市場融資額；對(duì)西部影響最大的是資本形成總額，政府財(cái)政轉(zhuǎn)移支付，同時(shí)，，得出了財(cái)政轉(zhuǎn)移支付對(duì)于西部的影響存在時(shí)滯性，當(dāng)期的大量金融資本變相地流向了東部等發(fā)達(dá)區(qū)域。（2）運(yùn)用面板數(shù)據(jù)對(duì)三大區(qū)域的消費(fèi)績效、投資績效、凈出口績效進(jìn)行實(shí)證檢驗(yàn)。得出影響三大結(jié)構(gòu)的主要因素是銀行新增存貸差與政府財(cái)政轉(zhuǎn)移支付。銀行新增存貸差為負(fù)相關(guān)，政府財(cái)政轉(zhuǎn)移支付為正相關(guān)的實(shí)證結(jié)論。 根據(jù)流動(dòng)機(jī)理及實(shí)證分析可知，運(yùn)用政府和市場有形與無形的博弈組合，通過調(diào)控不同金融資本要素流量和流向，實(shí)現(xiàn)新時(shí)期區(qū)域經(jīng)濟(jì)發(fā)展方式的轉(zhuǎn)變。
[Abstract]:In modern economic growth, any regional economic entity operation cannot do without the support of financial capital and financial capital to participate, as the economy as "blood" in the area along its own reasonable channel flows continuously, through the realization of space allocation to maximize their own interests and the flow of resource elements, give full play to its performance. The eighteen proposed "accelerate the transformation of economic development mode" is a strategic choice of China's overall development, economic development depends more on domestic consumption, saving resources and rely on the promotion of circular economy, promoting coordinated regional development. How to realize the transformation of the mode of economic development has become a topic of widespread concern of economists.
This paper takes time as the main line, from the space location, with financial capital flow control means, with the development of regional economy and the economic structure for the performance of the starting point, through the static stock statistics of economic indicators as financial capital flow performance, the use of dynamic flow to analyze the static performance, find out the main factors affecting the performance and the targeted use of capital flow to adjust the different economic objectives and implementation to achieve, to realize the transformation of the pattern of regional economic development.
The article points out that the trans regional flow of financial capital can be divided into dominant market profit and the government decree two. The invisible hand of the market "to the efficiency of financial capital, will be continuously from the low marginal income area to high income areas; the government only visible hand" on the fair will be transferred to the capital, the financial macroeconomic regulation to regional development and change of economic structure. The government and the market is actually the hands to the result of the game.
Starting from the perspective of economic structure, focus on the analysis of the national level and in the East, West, three regional investment, the specific structure of consumption and net exports, and the proportion of various structure and trend are analyzed. To avoid the risk from profit, capital, realize the fairness of three aspects, analysis of financial capital through bank credit, capital market, financial transfer payment, foreign capital and private capital and other distribution channels into the production area, entering from the financial system to transfer economic system.
Using mechanism model, motivation mechanism of regional investment theory and financial capital flows inflection point is analyzed from the theoretical point of view, discusses the impact on regional financial capital inflow of savings and investment, the proportion of flow through the Pareto optimal theory of regional financial capital to achieve the optimal allocation of resources, discusses the theory of regional development orientation the product and industry advantages according to their comparative advantages, the regional financial capital flows through, can effectively optimize the allocation of resources, and maximize the overall welfare performance.
In the performance analysis, (1) using multiple linear regression analysis of time series on the East, West, three regional economy (GDP) the influence of main factors that influence the eastern region economy is the total amount of financing capital formation, capital market and financial transfer payment; the middle is the biggest impact total capital formation, the amount of financing on the capital market; the greatest impact is the total amount of capital formation, government fiscal transfer payment, at the same time, the effects of fiscal transfer payment in the West there is a delay, large amount of financing the current in to the eastern part developed area. (2) the use of panel data on consumption performance. The three regional investment performance, net export performance empirical test. The main factors that influence the structure of three is a new bank bad loan and government financial transfer payment. The new bank lending to the poor negative The government financial transfer payment is a positive empirical conclusion.
According to the flow mechanism and empirical analysis, we can use the combination of visible and invisible game of government and market to achieve the transformation of regional economic development mode in the new era by regulating the flow and flow of different financial capital elements.

【學(xué)位授予單位】：吉林大學(xué)
【學(xué)位級(jí)別】：博士
【學(xué)位授予年份】：2013
【分類號(hào)】：F832.5

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