本文關(guān)鍵詞： 券商 資產(chǎn)管理業(yè)務 創(chuàng)新 組織結(jié)構(gòu)　出處：《華東交通大學》2013年碩士論文　論文類型：學位論文

【摘要】：知名國際券商的資產(chǎn)管理給公司帶來了豐厚的利潤回報，資產(chǎn)管理業(yè)務在發(fā)達國家是券商重要的收入來源，是一種較普遍和成熟的金融服務方式，大多數(shù)金融投資活動都可以通過資產(chǎn)管理的方式來實現(xiàn)。資產(chǎn)管理業(yè)務創(chuàng)新是我國券商當前的熱點話題，是券商業(yè)務創(chuàng)新與發(fā)展的重要突破口。由于我國券商資產(chǎn)管理業(yè)務創(chuàng)新起步較晚，應如何創(chuàng)新以獲得更多投資者的認可成為多數(shù)券商的難題。因此，研究券商資產(chǎn)管理業(yè)務創(chuàng)新有著十分重要的現(xiàn)實意義。 本文旨在通過分析券商資產(chǎn)管理業(yè)務發(fā)展現(xiàn)狀指出其存在的問題，并介紹我國券商資產(chǎn)管理業(yè)務創(chuàng)新的契機，指出券商資產(chǎn)管理業(yè)務創(chuàng)新的重要性。通過各個券商資產(chǎn)管理業(yè)務競爭地位實證分析找出影響券商資產(chǎn)管理業(yè)務綜合競爭地位排名的主要因子，并分析這些因子的影響因素，提出我國券商資產(chǎn)管理業(yè)務創(chuàng)新的具體內(nèi)容，最終達到為國內(nèi)券商在資產(chǎn)管理業(yè)務創(chuàng)新方面提供借鑒的目的。 本文首先從券商資產(chǎn)管理業(yè)務發(fā)展歷程、現(xiàn)狀分析及與國內(nèi)其他資產(chǎn)管理機構(gòu)間的比較，指出目前券商資產(chǎn)管理業(yè)務普遍存在的主要問題；其次，，通過介紹我國券商資產(chǎn)管理業(yè)務創(chuàng)新的背景、與其他業(yè)務的聯(lián)動性以及監(jiān)管部門對券商資產(chǎn)管理業(yè)務創(chuàng)新的給力支持，指出我國券商資產(chǎn)管理業(yè)務創(chuàng)新的重要性與發(fā)展契機；再次，對選取的我國22家券商個體資產(chǎn)管理業(yè)務競爭地位進行實證分析，得出他們的綜合得分排名并分析影響綜合得分的因素；最后，在分析影響因素的基礎上，提出我國券商資產(chǎn)管理業(yè)務的投資策略創(chuàng)新、產(chǎn)品創(chuàng)新和組織結(jié)構(gòu)等方面的創(chuàng)新思路和具體內(nèi)容。
[Abstract]:The asset management of well-known international securities companies has brought a rich profit return. Asset management business is an important source of income for securities companies in developed countries, is a more common and mature way of financial services. Most financial investment activities can be realized through the way of asset management. The innovation of asset management business is the current hot topic of securities companies in China. It is an important breakthrough in the innovation and development of securities business. Since the innovation of asset management business in China started relatively late, how to innovate to get more recognition from investors has become a difficult problem for most securities companies. It is of great practical significance to study the innovation of asset management business of securities firms. The purpose of this paper is to point out the existing problems by analyzing the current situation of the development of asset management business of securities firms and introduce the opportunity of innovation of asset management business of securities companies in China. This paper points out the importance of the innovation of asset management business of securities companies. Through the empirical analysis of the competitive status of asset management business of various securities firms, the main factors affecting the ranking of comprehensive competitive status of asset management business of securities companies are found out. By analyzing the influencing factors of these factors, the paper puts forward the specific contents of the innovation of asset management business of Chinese securities companies, and finally provides reference for domestic securities companies in the innovation of asset management business. Firstly, this paper points out the main problems existing in the asset management business of securities firms from the perspective of their development history, current situation analysis and comparison with other asset management agencies in China. Secondly, through the introduction of the background of asset management business innovation, the linkage with other business and the contribution of regulatory department to the innovation of securities company asset management business. The paper points out the importance and development opportunity of the innovation of asset management business of Chinese securities firms. Thirdly, the paper analyzes the competitive status of 22 securities companies in China, and finds out their comprehensive score ranking and analyzes the factors that affect the comprehensive score. Finally, on the basis of analyzing the influencing factors, this paper puts forward the innovative ideas and concrete contents of investment strategy innovation, product innovation and organizational structure of the asset management business of Chinese securities firms.
【學位授予單位】：華東交通大學
【學位級別】：碩士
【學位授予年份】：2013
【分類號】：F832.51

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