本文關(guān)鍵詞：我國民營企業(yè)海外買殼上市的風(fēng)險(xiǎn)控制研究　出處：《河北大學(xué)》2012年碩士論文　論文類型：學(xué)位論文

  更多相關(guān)文章： 民營企業(yè) 融資 買殼上市 風(fēng)險(xiǎn)控制

【摘要】：2010年底美國證券交易委員會展開的對在其境內(nèi)上市的中國企業(yè)進(jìn)行大范圍的調(diào)查，這次調(diào)查以海外借殼上市的中國企業(yè)為重點(diǎn)，隨之而來的是中國概念股遭遇空前的信任危機(jī)，，海外買殼上市的議題被推上了風(fēng)口浪尖。海外買殼上市能夠給我國民營企業(yè)帶來很多融資機(jī)會，但同時(shí)也伴隨著諸多風(fēng)險(xiǎn)。在當(dāng)前中國概念股遭遇空前信任危機(jī)的形勢之下，我國民營企業(yè)在海外買殼上市如何化解風(fēng)險(xiǎn)成為保證其上市的關(guān)鍵。 目前，國內(nèi)學(xué)者探討了中國企業(yè)海外上市的相關(guān)問題，也研究了民營企業(yè)買殼上市的問題，但是對于專門針對我國民營企業(yè)海外買殼上市的風(fēng)險(xiǎn)控制研究較少。本文首先介紹了我國民營企業(yè)在國內(nèi)融資的困境，分析了民營企業(yè)選擇海外買殼上市的原因，詳細(xì)闡述了我國民營企業(yè)在海外買殼上市遇到的風(fēng)險(xiǎn)，最后提出了化解風(fēng)險(xiǎn)的具體策略。在寫作本文過程中，作者研讀了國內(nèi)外關(guān)于海外買殼上市的文獻(xiàn)資料，收集了有關(guān)我國企業(yè)海外上市的規(guī)則和現(xiàn)狀的信息資料，同時(shí)從中國民營企業(yè)信息網(wǎng)，中國證監(jiān)會官網(wǎng)等網(wǎng)站瀏覽并整理了有關(guān)民營企業(yè)現(xiàn)狀和民營企業(yè)上市的相關(guān)資料。本文主要采用了比較分析法，分析民營企業(yè)國內(nèi)外上市的現(xiàn)狀以及不同資本市場上市的特點(diǎn)，得出我國民營企業(yè)選擇海外買殼上市的原因，在此基礎(chǔ)上提出我國民營企業(yè)海外買殼上市面臨的風(fēng)險(xiǎn)和具體的化解風(fēng)險(xiǎn)的策略。本文具體內(nèi)容主要包括如下五章：第一章引言，主要闡述選題的背景和意義以及國內(nèi)外學(xué)者對民營企業(yè)海外買殼上市的研究現(xiàn)狀；第二章，從海內(nèi)外融資環(huán)境對比的角度，闡述了我國民營企業(yè)海外買殼上市的原因；第三章，闡述了我國民營企業(yè)海外買殼上市存在的突出的風(fēng)險(xiǎn)；第四章分析了我國民營企業(yè)海外買殼上市存在的普遍風(fēng)險(xiǎn)；第五章具體闡述了化解我國民營企業(yè)海外買殼上市的風(fēng)險(xiǎn)的策略；最后在對文章進(jìn)行總結(jié)的基礎(chǔ)上，指出研究中存在的不足之處。
[Abstract]:By the end of 2010 the United States Securities and Exchange Commission launched a large-scale survey of listed in the territory of the China enterprises, listed in the survey overseas backdoor China enterprises as the focus, followed by China stocks suffered an unprecedented crisis of confidence, overseas backdoor listing issues pushed in the teeth of the storm. Overseas backdoor listing can bring a lot of financing the opportunity for China's private enterprises, but also accompanied by many risks. Under the current Chinese stocks suffered an unprecedented crisis of confidence in the situation, China's private enterprises in overseas backdoor listing how to reduce the risk has become the key to guarantee listed.
At present, domestic scholars has studied the issues related to Chinese enterprises listed overseas, also studied the problems of private enterprise backdoor listing, but for the specific risk of China's private enterprises overseas backdoor listing control research. This paper first introduces the financing of private enterprises in China in China's predicament, analyzed the reason of the choice of overseas backdoor listing the private enterprise, expounds the risk of China's private enterprises listed in overseas backdoor, and finally puts forward some specific strategies to defuse the risk. In the process of writing this article, the author studied the domestic and foreign about overseas backdoor listing documents, collect relevant rules and the status quo of Chinese Enterprises overseas listing information, at the same time from the China private enterprise information network, Chinese Commission official website website to browse and collect the information of the status of private enterprises and private enterprises listed in this paper. Mainly adopts comparative analysis method, analysis of the current situation of private enterprises at home and abroad and the different characteristics of listed capital market, the reason of overseas backdoor listing on the selection of Chinese private enterprises, on the basis of China's private enterprises listed overseas listing risks and risks of specific strategies. The specific content of this paper mainly includes the following the five chapter: the first chapter is introduction, mainly expounds the background and significance of the topic and the domestic and foreign research on the current situation of private enterprises overseas backdoor listing; the second chapter, from the internal and external financing environment comparative perspective, expounds the reasons of China's private enterprises overseas backdoor listing; the third chapter describes the outstanding risk of China's overseas listing private enterprises listed in the fourth chapter; analyzes the common risk of overseas listing of private enterprises in China are listed; the fifth chapter describes the solution in China The risk of private enterprises overseas backdoor listing strategy; finally, based on the summary of the article, points out the shortcomings in the research.

【學(xué)位授予單位】：河北大學(xué)
【學(xué)位級別】：碩士
【學(xué)位授予年份】：2012
【分類號】：F276.5;F831.51

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