本文選題：PPP模式　切入點(diǎn)：銀行信貸參與　出處：《寧夏大學(xué)》2017年碩士論文　論文類(lèi)型：學(xué)位論文

【摘要】：PPP(Public Private Partnerships,公私合營(yíng))作為一種新興的公私合作模式被運(yùn)用于基礎(chǔ)設(shè)施項(xiàng)目中,解決傳統(tǒng)基礎(chǔ)設(shè)施建設(shè)存在的矛盾,緩解公共部門(mén)資金壓力、應(yīng)對(duì)長(zhǎng)項(xiàng)目周期、提升項(xiàng)目管理效率,及有效應(yīng)對(duì)項(xiàng)目風(fēng)險(xiǎn),使得公私部門(mén)獲得了帕累托改進(jìn),滿足社會(huì)對(duì)基礎(chǔ)設(shè)施的需求。PPP模式有著眾多的優(yōu)點(diǎn),是公共產(chǎn)品提供的一種新途徑,但在我國(guó)PPP模式尚處于初級(jí)的探索階段,項(xiàng)目需要面對(duì)的風(fēng)險(xiǎn)不可忽視,風(fēng)險(xiǎn)的管控與應(yīng)對(duì)是PPP項(xiàng)目實(shí)現(xiàn)既定目標(biāo)的重要保障,需要對(duì)項(xiàng)目進(jìn)行客觀的識(shí)別、評(píng)價(jià)與應(yīng)對(duì),以強(qiáng)化基礎(chǔ)設(shè)置項(xiàng)目的風(fēng)險(xiǎn)管理水平。本文通過(guò)梳理國(guó)內(nèi)外PPP模式的研究文獻(xiàn),提出我國(guó)PPP模式與商業(yè)銀行關(guān)系研究不足的現(xiàn)狀。其次,以PPP基本概念及理論基礎(chǔ),闡述了 PPP模式的特殊性,從公共物品理論、市場(chǎng)失靈理論和委托——代理理論等三方面奠定理論基礎(chǔ)。再次,重點(diǎn)剖析商業(yè)銀行參與PPP項(xiàng)目的風(fēng)險(xiǎn)因素,提出需要項(xiàng)目本身風(fēng)險(xiǎn)、周期風(fēng)險(xiǎn)、政府信用風(fēng)險(xiǎn)、銀行內(nèi)部風(fēng)險(xiǎn)及政策法律等風(fēng)險(xiǎn)因素。在此基礎(chǔ)上,探討商業(yè)銀行參與PPP模式的路徑選擇問(wèn)題�；阢y行信貸角度,從商業(yè)銀行參與PPP項(xiàng)目融資所產(chǎn)生的風(fēng)險(xiǎn)入手,探討多種融資工具,諸如投資模式、銀行貸款模式,資產(chǎn)證券化等模式,在項(xiàng)目風(fēng)險(xiǎn)應(yīng)對(duì)方面的可行性,拓寬了現(xiàn)有的研究范疇,帶來(lái)PPP項(xiàng)目融資風(fēng)險(xiǎn)的新視角。最后,總結(jié)研究過(guò)程,陳述論文的研究結(jié)論,探討銀團(tuán)貸款在PPP項(xiàng)目中的可行性,以期對(duì)國(guó)內(nèi)基礎(chǔ)設(shè)施PPP項(xiàng)目提供新思路。
[Abstract]:As an emerging public-private partnership, PPP(Public Private partnerships have been used in infrastructure projects to resolve contradictions in traditional infrastructure construction, ease public sector funding pressures, cope with long project cycles, and improve project management efficiency. And to deal with the project risks effectively, make the public and private sector get Pareto improvement, meet the needs of the community for infrastructure. PPP model has many advantages, it is a new way to provide public goods. But in our country PPP mode is still in the primary exploration stage, the risk that the project needs to face cannot be ignored, the risk management and control and the response is the important guarantee for the PPP project to realize the established goal, needs to carry on the objective identification, the appraisal and the response to the project. In order to strengthen the risk management level of the basic setup project, this paper, through combing the domestic and foreign research literature of PPP model, points out the current situation of the insufficient research on the relationship between the PPP model and commercial banks in China. Secondly, based on the basic concept and theoretical basis of PPP, This paper expounds the particularity of PPP mode and lays a theoretical foundation from three aspects: public goods theory, market failure theory and principal-agent theory. Thirdly, the paper analyzes the risk factors of commercial banks participating in PPP projects. The risk factors such as project risk, periodic risk, government credit risk, bank internal risk and policy and law are put forward. On this basis, the path selection of commercial banks participating in PPP model is discussed. Starting with the risks caused by commercial banks' participation in PPP project financing, this paper discusses the feasibility of various financing tools, such as investment model, bank loan model, asset securitization and so on. It widens the existing research scope and brings a new perspective of PPP project financing risk. Finally, it summarizes the research process, states the conclusions of the paper, and discusses the feasibility of syndicated loan in PPP project. In order to provide a new idea for the domestic infrastructure PPP project.
【學(xué)位授予單位】：寧夏大學(xué)
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2017
【分類(lèi)號(hào)】：F283

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