本文關(guān)鍵詞： 保險(xiǎn)業(yè) 內(nèi)部審計(jì)改進(jìn)研究 風(fēng)險(xiǎn)防范　出處：《大連理工大學(xué)》2011年碩士論文　論文類型：學(xué)位論文

【摘要】：保險(xiǎn)公司成立初期普遍存在重規(guī)模而輕內(nèi)部風(fēng)險(xiǎn)管理的問題。本文中的A保險(xiǎn)公司即處于這個(gè)時(shí)期。A保險(xiǎn)公司發(fā)展過程中存在向銷售系列傾斜過大、分支機(jī)構(gòu)擴(kuò)張過快、內(nèi)部風(fēng)險(xiǎn)管理沒有相應(yīng)跟上的問題。如果這個(gè)問題得不到重視和妥善解決,將會(huì)影響A保險(xiǎn)公司持續(xù)健康的發(fā)展。內(nèi)部審計(jì)職能作為公司內(nèi)部風(fēng)險(xiǎn)管理的重要組成部分和監(jiān)督力量,應(yīng)該通過有效的工作發(fā)揮其應(yīng)有的風(fēng)險(xiǎn)防范作用。 本文研究了國(guó)內(nèi)外風(fēng)險(xiǎn)導(dǎo)向型內(nèi)部審計(jì)理論,結(jié)合A保險(xiǎn)公司發(fā)展現(xiàn)狀,對(duì)公司內(nèi)部審計(jì)工作中存在的問題進(jìn)行了描述,分析了問題的成因,探索適合公司審計(jì)工作的改進(jìn)對(duì)策,介紹了改進(jìn)研究工作的具體內(nèi)容,提出了需要注意的事項(xiàng),并介紹了該改進(jìn)研究在A保險(xiǎn)公司實(shí)際應(yīng)用的效果,最后提出了本文的結(jié)論。 本文通過對(duì)A保險(xiǎn)公司內(nèi)部審計(jì)工作流程改進(jìn)研究的探討,期望能提高該公司內(nèi)部審計(jì)項(xiàng)目的工作效率,促進(jìn)其內(nèi)部審計(jì)工作更有成效的開展,為該公司有效管控內(nèi)部風(fēng)險(xiǎn)作出貢獻(xiàn)!
[Abstract]:At the beginning of the insurance company's establishment, there is generally the problem of emphasizing the scale rather than the internal risk management. The A insurance company in this paper is in this period. During the development process of the insurance company A, the insurance company inclines too much to the sales series, and the branches expand too quickly. Internal risk management does not keep up with the problem. If this problem is not taken seriously and properly resolved, As an important part of the internal risk management and supervisory power, the internal audit function should play its role of risk prevention through effective work. This paper studies the domestic and foreign risk-based internal audit theory, combined with the development of A insurance company, describes the problems existing in the internal audit of the company, and analyzes the causes of the problems. This paper probes into the improvement countermeasures suitable for the audit work of the company, introduces the concrete contents of the improvement research work, puts forward the matters needing attention, and introduces the effect of the improvement research applied in the A insurance company, and finally puts forward the conclusion of this paper. This paper discusses the improvement of internal audit work flow of A insurance company, hoping to improve the efficiency of the internal audit project and promote its internal audit work more effectively. Contribute to the company's effective management of internal risks!
【學(xué)位授予單位】：大連理工大學(xué)
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2011
【分類號(hào)】：F239.45

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本文編號(hào)：1494752