本文選題：研發(fā)投入 + 專利產(chǎn)出��； 參考：《湘潭大學(xué)》2017年碩士論文

【摘要】：目前中國(guó)的經(jīng)濟(jì)正面臨著轉(zhuǎn)型的問題,中國(guó)的經(jīng)濟(jì)增長(zhǎng)需要從依賴基礎(chǔ)投資,高污染、高能耗和低效率的方式轉(zhuǎn)移到注重創(chuàng)新,提高效率上來。在這樣的大背景下研究企業(yè)研發(fā)投入、專利產(chǎn)出與企業(yè)績(jī)效三者之間的關(guān)系,同時(shí)考察專利產(chǎn)出對(duì)研發(fā)投入與企業(yè)績(jī)效關(guān)系的中介效應(yīng)有著重要的意義。雖然已經(jīng)有部分學(xué)對(duì)企業(yè)研發(fā)投入的績(jī)效進(jìn)行了相應(yīng)的研究,但是對(duì)于將研發(fā)投入、專利產(chǎn)出與企業(yè)績(jī)效三者放到一起研究的并不多。本文研究專利產(chǎn)出在研發(fā)投入與企業(yè)績(jī)效關(guān)系的中介效應(yīng),豐富了相關(guān)研究。本文首先對(duì)研發(fā)投入與企業(yè)績(jī)效關(guān)系、專利產(chǎn)出與企業(yè)績(jī)效關(guān)系、研發(fā)投入與專利產(chǎn)出關(guān)系的國(guó)內(nèi)外研究現(xiàn)狀進(jìn)行綜述,同時(shí)對(duì)研發(fā)投入、專利產(chǎn)出、企業(yè)績(jī)效的概念進(jìn)行了界定,對(duì)技術(shù)創(chuàng)新理論、生產(chǎn)要素理論、資源基礎(chǔ)理論進(jìn)行了梳理。然后展開理論分析,提出研究假設(shè),選取合適的變量,構(gòu)建回歸模型。最后本文利用2009-2015年我國(guó)深市A股上市公司的企業(yè)層面數(shù)據(jù)實(shí)證分析了研發(fā)投入與企業(yè)績(jī)效的關(guān)系,專利產(chǎn)出與企業(yè)績(jī)效的關(guān)系,研發(fā)投入與專利產(chǎn)出的關(guān)系,也實(shí)證分析了專利產(chǎn)出在研發(fā)投入與企業(yè)績(jī)效關(guān)系的中介效應(yīng)。實(shí)證結(jié)果主要有:企業(yè)研發(fā)投入(包括研發(fā)經(jīng)費(fèi)投入和研發(fā)人員投入)與企業(yè)績(jī)效呈正相關(guān)關(guān)系;專利產(chǎn)出(包括專利數(shù)量和專利質(zhì)量)與企業(yè)績(jī)效呈正相關(guān)關(guān)系;研發(fā)投入(包括研發(fā)經(jīng)費(fèi)投入和研發(fā)人員投入)與專利數(shù)量呈正相關(guān)關(guān)系;研發(fā)人員投入與專利質(zhì)量呈正相關(guān)關(guān)系;專利數(shù)量在研發(fā)經(jīng)費(fèi)投入與企業(yè)績(jī)效之間起中介效應(yīng);專利數(shù)量在研發(fā)人員投入與企業(yè)績(jī)效之間起中介效應(yīng);專利質(zhì)量在研發(fā)人員投入與企業(yè)績(jī)效之間起中介效應(yīng)。最后,本文在對(duì)實(shí)證檢驗(yàn)結(jié)果進(jìn)行分析的基礎(chǔ)之上,提出了一些有利于企業(yè)實(shí)踐的建議對(duì)策。
[Abstract]:At present, China's economy is facing the problem of transformation. China's economic growth needs to shift from relying on basic investment, high pollution, high energy consumption and low efficiency to focusing on innovation and improving efficiency. Under this background, it is of great significance to study the relationship among R & D input, patent output and enterprise performance. At the same time, it is of great significance to investigate the intermediary effect of R & D input and enterprise performance. Although there have been some researches on the performance of R & D investment, there are few researches on R & D input, patent output and enterprise performance. This paper studies the intermediary effect of patent output on R & D input and firm performance, which enriches the relevant research. In this paper, the relationship between R & D input and enterprise performance, the relationship between patent output and enterprise performance, the relationship between R & D input and patent output, and the relationship between R & D input and patent output are reviewed. The concept of enterprise performance is defined, and the theory of technological innovation, production factor and resource-based theory are sorted out. Then the theoretical analysis is carried out, the research hypothesis is put forward, the appropriate variables are selected, and the regression model is constructed. Finally, this paper empirically analyzes the relationship between R & D input and enterprise performance, patent output and enterprise performance, R & D input and patent output using firm level data of A-share listed companies in Shenzhen Stock Exchange from 2009 to 2015. It also analyzes the intermediary effect of patent output on R & D input and firm performance. The empirical results are as follows: enterprise R & D investment (including R & D investment and R D personnel input) is positively correlated with enterprise performance, patent output (including patent quantity and patent quality) is positively correlated with enterprise performance; R & D investment (including R & D investment and R D personnel input) has a positive correlation with the number of patents, R & D personnel input and patent quality, patent quantity plays an intermediary role between R & D expenditure and enterprise performance. Patent quantity plays an intermediary effect between R & D personnel input and firm performance, while patent quality plays an intermediary effect between R & D personnel input and firm performance. Finally, based on the analysis of the empirical results, this paper puts forward some suggestions for the practice of enterprises.
【學(xué)位授予單位】：湘潭大學(xué)
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2017
【分類號(hào)】：F273.1;F272.5

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本文編號(hào)：2065698