中國碳金融市場研究
發(fā)布時間：2019-03-09 17:12
【摘要】：人類排放溫室氣體導致全球氣候變暖,這個結論雖然存在爭議,但是以歐盟為主的西方國家引導著輿論,世界各國都在為減緩溫室氣體排放應對全球氣候變暖做準備。2005年2月《京都議定書》正式生效,促使了全球碳金融市場形成,《京都議定書》為世界各國溫室氣體排放權交易制定了一個全新的規(guī)則。在全球碳排放權博弈中,各國都在本土積極籌劃,以期在未來國際碳金融市場占領更大的市場份額。 中國作為最大的溫室氣體排放國,可以通過清潔發(fā)展機制參與碳金融市場,中國在CDM市場有近一半的份額,未來發(fā)展?jié)摿薮�。通過對國際碳金融市場的研究,可以明確中國的主體性,分析目前中國碳金融市場存在的問題,在此基礎上,提出未來的發(fā)展路徑。 本論文的研究內容主要有以下五個部分： 第一部分,闡述碳金融市場產生的背景,分析碳金融市場的理論基礎,從科斯產權定理、外部性理論、庇古稅等幾個方面分別論述。并對本文的主要內容和研究方法等做簡要說明。 第二部分,分析碳金融市場的國際背景。首先從碳金融市場的利益相關者入手,分析歐盟、美國、日本碳金融市場的發(fā)展現(xiàn)狀及其策略,并對未來國際碳金融市場的前景進行預測,2013年之前是國際碳金融市場的寒冬,但是后京都時代碳金融市場仍將存在。 第三部分,闡述中國碳金融市場的發(fā)展現(xiàn)狀。首先分析中國發(fā)展碳金融市場的必要性。目前,中國的碳金融市場還處于起步階段,清潔發(fā)展機制(CDM)市場初步建立,京津滬等地建立了環(huán)境交易所,碳基金開始成立。中國政府已經開始重視碳排放權交易,并在七省市開展了試點工作,預計“十二五”期間能夠逐步建立碳排放權交易市場。 第四部分,對中國碳金融市場存在的問題進行分析。中國碳金融市場缺少自己的主體性,碳金融市場是一場由西方國家制定規(guī)則的游戲,其本質是利用虛擬金融衍生品攫取剩余價值。此外,中國碳金融市場受國外買家的悲觀情緒、EU ETS和聯(lián)合國EB規(guī)則的影響很大。此外,參與碳金融市場的企業(yè)也存在很多問題和風險,中介服務機構發(fā)展還不完備。 第五部分,提出中國碳金融市場的發(fā)展路徑。首先確立中國碳金融市場的發(fā)展原則,針對目前中國碳金融市場存在的問題,提出中央政府應加強制度建設,明確自己的主體性,借鑒歐盟和印度的發(fā)展經驗,從特定區(qū)域特定行業(yè)的試點開始,合理設計碳金融市場機制,制定法律法規(guī)保證市場的順利運行。未來參與國際碳金融市場的企業(yè)需要提早做好準備,相關的中介服務機構需要更加完善。
[Abstract]:Although the conclusion that human emissions of greenhouse gases cause global warming is controversial, the Western countries, dominated by the European Union, are guiding public opinion. Countries around the world are preparing for the mitigation of greenhouse gas emissions in response to global warming. The entry into force of the Kyoto Protocol in February 2005 prompted the formation of global carbon financial markets. The Kyoto Protocol provides a new rule for greenhouse gas emissions trading in all countries of the world. In the game of global carbon emission rights, countries are actively planning at home in order to occupy a larger market share in the future international carbon financial market. As the largest emitter of greenhouse gases, China can participate in the carbon financial market through the Clean Development Mechanism (CDM). China has nearly half the share of the CDM market and has great potential for future development. Through the research on the international carbon financial market, we can make clear the subjectivity of China, analyze the problems existing in China's carbon financial market at present, and on this basis, put forward the development path in the future. The main contents of this paper are as follows: in the first part, the background of carbon financial market is expounded, the theoretical basis of carbon financial market is analyzed, from Coase property right theorem, externality theory, Pigou tax and other aspects of the discussion. At the same time, the main contents and research methods of this paper are briefly described. The second part analyzes the international background of carbon financial market. First, starting with the stakeholders of the carbon financial market, this paper analyzes the current situation and strategy of the development of the carbon financial market in the EU, the United States and Japan, and forecasts the future prospects of the international carbon financial market. Before 2013, it is the cold winter of the international carbon financial market. But the post-Kyoto era carbon financial market will still exist. The third part expounds the current situation of the development of China's carbon financial market. First of all, the necessity of developing carbon financial market in China is analyzed. At present, China's carbon financial market is still in its infancy, the Clean Development Mechanism (CDM) (CDM) market has been initially established, Beijing, Tianjin and Shanghai have established environmental exchanges, and carbon funds have begun to be established. The Chinese government has begun to attach importance to carbon emissions trading and has carried out pilot work in seven provinces and cities, which is expected to gradually establish a carbon emissions trading market during the 12th five-year Plan. The fourth part analyzes the problems existing in China's carbon financial market. China's carbon financial market lacks its own subjectivity. Carbon financial market is a game of rules made by western countries, whose essence is to use virtual financial derivatives to grab surplus value. In addition, China's carbon financial market is greatly influenced by the pessimistic, EU ETS and EB rules of foreign buyers. In addition, the enterprises involved in the carbon financial market also have many problems and risks, and the development of intermediary service institutions is not complete. The fifth part, put forward the development path of China's carbon financial market. First of all, it establishes the development principle of China's carbon financial market. In view of the problems existing in the current Chinese carbon financial market, the central government should strengthen the system construction, clarify its own subjectivity, and draw lessons from the development experience of the European Union and India. In this paper, we should design the mechanism of carbon financial market reasonably and make laws and regulations to ensure the smooth operation of the market. In the future, the enterprises participating in the international carbon financial market need to be prepared in advance, and the relevant intermediary service institutions need to be more perfect.
【學位授予單位】：中央民族大學
【學位級別】：碩士
【學位授予年份】：2012
【分類號】：F832;F205
本文編號：2437677
[Abstract]:Although the conclusion that human emissions of greenhouse gases cause global warming is controversial, the Western countries, dominated by the European Union, are guiding public opinion. Countries around the world are preparing for the mitigation of greenhouse gas emissions in response to global warming. The entry into force of the Kyoto Protocol in February 2005 prompted the formation of global carbon financial markets. The Kyoto Protocol provides a new rule for greenhouse gas emissions trading in all countries of the world. In the game of global carbon emission rights, countries are actively planning at home in order to occupy a larger market share in the future international carbon financial market. As the largest emitter of greenhouse gases, China can participate in the carbon financial market through the Clean Development Mechanism (CDM). China has nearly half the share of the CDM market and has great potential for future development. Through the research on the international carbon financial market, we can make clear the subjectivity of China, analyze the problems existing in China's carbon financial market at present, and on this basis, put forward the development path in the future. The main contents of this paper are as follows: in the first part, the background of carbon financial market is expounded, the theoretical basis of carbon financial market is analyzed, from Coase property right theorem, externality theory, Pigou tax and other aspects of the discussion. At the same time, the main contents and research methods of this paper are briefly described. The second part analyzes the international background of carbon financial market. First, starting with the stakeholders of the carbon financial market, this paper analyzes the current situation and strategy of the development of the carbon financial market in the EU, the United States and Japan, and forecasts the future prospects of the international carbon financial market. Before 2013, it is the cold winter of the international carbon financial market. But the post-Kyoto era carbon financial market will still exist. The third part expounds the current situation of the development of China's carbon financial market. First of all, the necessity of developing carbon financial market in China is analyzed. At present, China's carbon financial market is still in its infancy, the Clean Development Mechanism (CDM) (CDM) market has been initially established, Beijing, Tianjin and Shanghai have established environmental exchanges, and carbon funds have begun to be established. The Chinese government has begun to attach importance to carbon emissions trading and has carried out pilot work in seven provinces and cities, which is expected to gradually establish a carbon emissions trading market during the 12th five-year Plan. The fourth part analyzes the problems existing in China's carbon financial market. China's carbon financial market lacks its own subjectivity. Carbon financial market is a game of rules made by western countries, whose essence is to use virtual financial derivatives to grab surplus value. In addition, China's carbon financial market is greatly influenced by the pessimistic, EU ETS and EB rules of foreign buyers. In addition, the enterprises involved in the carbon financial market also have many problems and risks, and the development of intermediary service institutions is not complete. The fifth part, put forward the development path of China's carbon financial market. First of all, it establishes the development principle of China's carbon financial market. In view of the problems existing in the current Chinese carbon financial market, the central government should strengthen the system construction, clarify its own subjectivity, and draw lessons from the development experience of the European Union and India. In this paper, we should design the mechanism of carbon financial market reasonably and make laws and regulations to ensure the smooth operation of the market. In the future, the enterprises participating in the international carbon financial market need to be prepared in advance, and the relevant intermediary service institutions need to be more perfect.
【學位授予單位】：中央民族大學
【學位級別】：碩士
【學位授予年份】：2012
【分類號】：F832;F205
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