本文選題：外資銀行市場(chǎng)準(zhǔn)入 + 監(jiān)管合作　； 參考：《山東大學(xué)》2012年碩士論文

【摘要】：根據(jù)我國(guó)對(duì)世界貿(mào)易組織的承諾,我國(guó)將逐步開放銀行市場(chǎng)。盡管我國(guó)外資銀行的市場(chǎng)準(zhǔn)入制度在逐步完善,但仍然存在許多問題。本文以世界貿(mào)易組織有關(guān)市場(chǎng)準(zhǔn)入的規(guī)則和制度,巴塞爾委員會(huì)的有關(guān)文件和我國(guó)銀行法規(guī)規(guī)章為基礎(chǔ),聯(lián)系借鑒美國(guó)和歐盟等的外資銀行市場(chǎng)準(zhǔn)入制度,試從準(zhǔn)入原則,立法體例,準(zhǔn)入形式,監(jiān)管體制等方面對(duì)現(xiàn)階段我國(guó)外資銀行市場(chǎng)準(zhǔn)入制度進(jìn)行分析,并就存在的問題與不足提出相應(yīng)對(duì)策。本文共分四個(gè)部分,第一部分簡(jiǎn)要介紹了外資銀行市場(chǎng)準(zhǔn)入制度的概況,界定了外資銀行的概念,探討了市場(chǎng)準(zhǔn)入的基本原則及監(jiān)管的必要性。第二部分研究國(guó)際上關(guān)于外資銀行市場(chǎng)準(zhǔn)入監(jiān)管問題的經(jīng)驗(yàn),分析了世界貿(mào)易組織和巴塞爾委員會(huì)有關(guān)外資銀行市場(chǎng)準(zhǔn)入的成果,并介紹與評(píng)價(jià)了美國(guó)和歐盟的準(zhǔn)入制度。第三部分研究我國(guó)的外資銀行市場(chǎng)準(zhǔn)入制度,系統(tǒng)分析了現(xiàn)階段存在的問題。第四部分結(jié)合我國(guó)國(guó)情和國(guó)際先進(jìn)經(jīng)驗(yàn)提出了完善的對(duì)策與建議。本文運(yùn)用比較法,法哲學(xué),經(jīng)濟(jì)法的研究方法,并對(duì)法律個(gè)案進(jìn)行實(shí)證分析和評(píng)論,以探求我國(guó)外資銀行市場(chǎng)準(zhǔn)入制度的深層邏輯。
[Abstract]:According to our commitment to the World Trade Organization, China will gradually open the banking market. Although the market access system of foreign banks in China is gradually improving, there are still many problems. Based on the rules and regulations of the World Trade Organization on market access, the relevant documents of the Basel Committee and the rules and regulations of China's banking laws and regulations, and referring to the market access systems of foreign banks such as the United States and the European Union, this paper tries to follow the principles of entry. This paper analyzes the current market access system of foreign banks in China from the aspects of legislative style, access form and supervision system, and puts forward corresponding countermeasures to the problems and deficiencies. This paper is divided into four parts. The first part briefly introduces the general situation of the market access system of foreign banks, defines the concept of foreign banks, discusses the basic principles of market access and the necessity of supervision. The second part studies the international experience on the supervision of foreign banks' market access, analyzes the achievements of the World Trade Organization and the Basel Committee on the market access of foreign banks, and introduces and evaluates the admission system of the United States and the European Union. The third part studies the market access system of foreign banks in China, and systematically analyzes the existing problems at the present stage. The fourth part puts forward the perfect countermeasure and suggestion combined with our country's national conditions and international advanced experience. This paper applies comparative method, philosophy of law, economic law research method, and carries on the empirical analysis and the commentary to the legal case, in order to explore the deep logic of the market access system of the foreign capital bank of our country.
【學(xué)位授予單位】：山東大學(xué)
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2012
【分類號(hào)】：F832.3

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