本文選題：天使投資 + 中小企業(yè)融資�。� 參考：《山東大學(xué)》2012年碩士論文

【摘要】：天使投資舶來于美國,興起于20世紀(jì)90年代。我國的天使投資活動伴隨著互聯(lián)網(wǎng)時代的到來而活躍于投融資資本市場。天使投資由于其自身的獨(dú)特性,對中小微企業(yè)的融資,促進(jìn)創(chuàng)新性高科技技術(shù)成果的轉(zhuǎn)化,合理引導(dǎo)民間資本以及完善多層次資本市場都具有十分重要的意義。特別是在國家鼓勵創(chuàng)業(yè)和創(chuàng)新性高科技產(chǎn)業(yè)發(fā)展的宏觀政策指導(dǎo)下,在《新基金法》提交審議的契機(jī)下,對天使投資法律制度的研究更具理論研究和實(shí)踐應(yīng)用的價值。然而,在理論研究方面,對天使投資制度的討論僅停留在投資學(xué)和金融學(xué)的角度,對天使投資制度法律層面的理論研究仍然空白。 文章第一部分主要介紹了天使投資的理論制度。文章系統(tǒng)地介紹了天使投資的概念及特征、天使投資制度的運(yùn)行程序,文章總結(jié)了天使投資人的主體特征,并對天使投資制度進(jìn)行了法律層面的分析。 文章第二部分首先梳理了天使投資在我國的發(fā)展現(xiàn)狀；其次,針對我國中小企業(yè)融資難和民間資本市場混亂的現(xiàn)狀,闡述了在我國大力發(fā)展天使投資法律制度對改善中小企業(yè)融資、正確引導(dǎo)民間投資以及建立多層次資本市場的重要作用；最后,文章分析了我國發(fā)展天使投資法律制度存在的問題。 文章第三部分分別從完善天使投資人的準(zhǔn)入制度,完善天使投資項(xiàng)目甄選的法律制度,建立天使投資制度的法律體系以及完善天使投資退出的法律制度四個方面,提出了完善天使投資法律制度的具體措施。本文針對我國的實(shí)際國情,提出了采取天使投資團(tuán)隊(duì)和天使投資基金的準(zhǔn)入制度；并創(chuàng)新性地提出在完善天使投資項(xiàng)目甄選法律制度時應(yīng)當(dāng)充分發(fā)揮政府引導(dǎo)基金的作甩,以及在完善天使投資退出法律制度時,大力發(fā)展代辦股權(quán)轉(zhuǎn)讓系統(tǒng)和產(chǎn)權(quán)交易制度。 在文章的寫作過程中,由于研究者自身研究能力和學(xué)術(shù)背景的限制,加上天使投資法律制度的研究尚未引起法學(xué)界的廣泛關(guān)注,國內(nèi)關(guān)于此課題的資料十分匱乏,能搜集到的資料多屬金融學(xué)和投資學(xué)；而國外關(guān)于此課題的一手資料不易查找,使寫作變得倍加吃力,文章提出的完善措施也顯得粗糙淺薄。然而天使投資法律制度對我國資本市場的重要作用不可否認(rèn),本文愿拋磚引玉,為天使投資法律制度的完善傾綿薄之力。
[Abstract]:Angel investment originated in the United States, rising in the 1990 s. The angel investment activities in China are active in the capital market of investment and financing with the advent of the Internet era. Because of its own uniqueness, angel investment is of great significance to the financing of small and medium-sized enterprises, the transformation of innovative high-tech technology achievements, the rational guidance of folk capital and the perfection of multi-level capital market. In particular, under the guidance of the macro policy of encouraging entrepreneurship and innovative high-tech industry development, and under the opportunity of the new fund law to be submitted for consideration, the research on the legal system of angel investment has more theoretical research and practical application value. However, in the aspect of theoretical research, the discussion of angel investment system is only from the angle of investment and finance, and the theoretical study of angel investment system is still blank. The first part of the article mainly introduces the theoretical system of angel investment. This paper systematically introduces the concept and characteristics of angel investment, the operating procedure of angel investment system, summarizes the main features of angel investor, and analyzes the angel investment system from the legal level. The second part of the article firstly combs the present situation of angel investment in our country; secondly, aiming at the current situation of financing difficulty of small and medium-sized enterprises in China and the chaos of private capital market, This paper expounds the important role of developing the angel investment legal system in our country in improving the financing of small and medium-sized enterprises, guiding the private investment correctly and establishing a multi-level capital market. This paper analyzes the problems existing in the legal system of developing angel investment in China. The third part of the article is divided into four aspects: perfecting the entry system of angel investors, perfecting the legal system of angel investment project selection, establishing the legal system of angel investment system and perfecting the legal system of angel investment withdrawal. The author puts forward some concrete measures to perfect the legal system of angel investment. According to the actual situation of our country, this paper puts forward the entry system of angel investment team and angel investment fund, and innovatively puts forward that when perfecting the legal system of angel investment project selection, the government should give full play to the dumping of the fund guided by the government. And in the perfect angel investment exit legal system, vigorously develops the agency equity transfer system and the property right transaction system. In the process of writing, due to the limitation of the researchers' own research ability and academic background, and the fact that the research on the legal system of angel investment has not aroused the extensive attention of the legal circles, the domestic information on this subject is very scarce. Most of the data can be collected in finance and investment, but the original information about this subject abroad is difficult to find, which makes the writing become more and more difficult, and the perfect measures put forward in this article also appear rough and shallow. However, the legal system of angel investment plays an important role in China's capital market.
【學(xué)位授予單位】：山東大學(xué)
【學(xué)位級別】：碩士
【學(xué)位授予年份】：2012
【分類號】：F832.48;D922.287

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