本文選題：資源　切入點(diǎn)：經(jīng)濟(jì)權(quán)力　出處：《吉林大學(xué)》2012年博士論文　論文類型：學(xué)位論文

【摘要】：在社會(huì)生活中，經(jīng)濟(jì)主體資源和權(quán)力稟賦的非對等現(xiàn)象是普遍存在的，而且利益分配結(jié)構(gòu)往往受到行為人權(quán)力結(jié)構(gòu)的影響，所以我們認(rèn)為，資源、權(quán)力以及利益分配之間存在內(nèi)在聯(lián)系和邏輯必然。在市場中，分配表現(xiàn)為交易各方對利益的占有關(guān)系，這實(shí)質(zhì)上又取決于商品的交易價(jià)格，即交易價(jià)格的形成、變動(dòng)在一定程度上體現(xiàn)的是市場參與者對利益的競爭。上述想法可以總結(jié)為，經(jīng)濟(jì)主體憑借所掌控的資源形成的對其他經(jīng)濟(jì)主體的影響力和控制力，或稱經(jīng)濟(jì)權(quán)力，能夠?qū)κ袌鼋灰资┘佑绊�，通過交易價(jià)格進(jìn)而對交易者之間的利益分配產(chǎn)生影響。上述邏輯并非作者的主觀臆斷，現(xiàn)實(shí)交易中，這種情況應(yīng)該是廣泛存在的。 有鑒于此，本文分析了權(quán)力因素對交易者的行為選擇、交易進(jìn)程以及交易價(jià)格的影響。為避免引起歧義，需要澄清的一個(gè)問題是，我們討論的是交易價(jià)格及其影響因素，而非傳統(tǒng)意義上的價(jià)值或均衡價(jià)格。通過分析權(quán)力的內(nèi)涵、經(jīng)濟(jì)學(xué)研究的權(quán)力范式，探討交易價(jià)格的分配功能，并基于利益競爭視角分析交易者的行為選擇，數(shù)理模型的演繹結(jié)果表明，權(quán)力因素對交易進(jìn)程和交易價(jià)格都具有重要影響，并詳細(xì)分析了構(gòu)成權(quán)力的不同要素與交易價(jià)格的關(guān)系。這些嘗試性的研究試圖給出更接近現(xiàn)實(shí)經(jīng)濟(jì)生活的理論分析，，也為深入研究經(jīng)濟(jì)權(quán)力及其影響作用提供理論參考。 綜上所述，本文研究所涉及的內(nèi)容可以總結(jié)為以下兩個(gè)方面： 一是經(jīng)濟(jì)理論方面。首先，明確市場交易價(jià)格的分配屬性，即從利益分配角度看，不同交易價(jià)格體現(xiàn)了交易各方對利益的不同占有關(guān)系，分析和闡述從資源、權(quán)力到交易價(jià)格和利益分配的理論邏輯。其次，分析金融市場的微觀結(jié)構(gòu)，即主要金融市場的參與者、參與者的資源、經(jīng)濟(jì)權(quán)力、行為方式及對交易價(jià)格的影響等問題，為構(gòu)建數(shù)理模型提供思想基礎(chǔ)。再次，對匯率、利率和證券交易價(jià)格的理論分析，包括這些金融商品交易價(jià)格所體現(xiàn)的利益競爭和利益分配關(guān)系，上述金融商品交易價(jià)格的決定理論和局限，以及基于本文視角對交易價(jià)格決定過程和影響因素的分析。 二是數(shù)理模型方面。首先，構(gòu)建數(shù)理模型，按照上述理論設(shè)想，主要采用博弈論方法對交易價(jià)格的形成過程進(jìn)行理論建模，包括對傳統(tǒng)模型的改進(jìn)和重新演繹。其次，對博弈模型求解，分析均衡解的性質(zhì)，在此過程中明確交易價(jià)格的權(quán)力影響因素以及作用機(jī)制，并揭示其現(xiàn)實(shí)經(jīng)濟(jì)含義，這也是論文研究的意義所在。 對于上述相關(guān)內(nèi)容，本文研究得到以下幾個(gè)主要結(jié)論： 第一，資源、權(quán)力因素對交易者的行為選擇、市場交易過程以及交易價(jià)格存在影響，這是基于理性經(jīng)濟(jì)主體“利己”理念所得出的必然推論。在市場交易過程中，交易者的行為選擇以利益最大化為目的，所以在可能的情況下，他們一定會(huì)利用所擁有的資源、權(quán)力對市場交易施加影響，進(jìn)而實(shí)現(xiàn)利益目標(biāo)。 第二，交易價(jià)格具有分配屬性。本文指出，市場交易價(jià)格具有二元性，一方面能夠反映或部分反映商品的價(jià)值信息，另一方面，交易價(jià)格具有利益分配屬性，即商品交易價(jià)格的高低，反映交易雙方通過交易而獲得的利益情況，交易價(jià)格的調(diào)整變動(dòng)，引起的是交易雙方收益情況的變動(dòng)。在現(xiàn)實(shí)生活中，交易價(jià)格很多時(shí)候已經(jīng)被異化為交易者進(jìn)行利益競爭和分配的工具。 第三，國家博弈是現(xiàn)代匯率決定的重要影響因素。在現(xiàn)代開放經(jīng)濟(jì)條件下，國家間的貿(mào)易、投資、就業(yè)和技術(shù)等方面相互依存，每個(gè)國家都擁有對其他國家的經(jīng)濟(jì)權(quán)力，出于對國際經(jīng)濟(jì)利益的競爭，國家間基于經(jīng)濟(jì)權(quán)力的博弈必然會(huì)對匯率產(chǎn)生影響。本文構(gòu)造的數(shù)理模型證明，國家的經(jīng)濟(jì)權(quán)力越大，在匯率變動(dòng)中越能夠爭取到有利于自身的結(jié)果，進(jìn)而獲得更大的國際經(jīng)濟(jì)利益，即真實(shí)匯率對相關(guān)利益方的影響狀態(tài)與各方經(jīng)濟(jì)權(quán)力對比狀態(tài)同構(gòu)。 第四，借貸雙方的定價(jià)權(quán)會(huì)影響市場利率，正規(guī)金融市場的定價(jià)權(quán)主要受市場結(jié)構(gòu)和產(chǎn)品類型決定，非正規(guī)金融市場的定價(jià)權(quán)與期限、風(fēng)險(xiǎn)等因素有關(guān)。從利益競爭角度分析，經(jīng)濟(jì)主體間的博弈會(huì)對市場利率施加影響，本文的模型演繹結(jié)果顯示，定價(jià)權(quán)較大的微觀主體在決定利率的博弈過程中具有優(yōu)勢，或者說最終的市場利率將更有利于實(shí)現(xiàn)具有較大定價(jià)權(quán)主體的利益。 第五，資金和信息等資源對證券交易價(jià)格具有重要影響。在證券市場中，部分投資者憑借資金和信息等資源優(yōu)勢形成了對證券交易價(jià)格的影響力和控制力，憑此可以影響甚至改變其他投資者的預(yù)期，進(jìn)而影響市場供求，最終影響證券的交易價(jià)格，即部分投資者具有對市場交易的利益分配施加影響，進(jìn)而獲得超額利潤的可能。
[Abstract]:In social life, the main economic resources and power resources of non equivalence is a common phenomenon, and the interest distribution structure is affected by the behavior of the power structure, so we believe that the resources between power and interests distribution has internal relations and logical necessity. In the market, the distribution performance for the parties to the transaction on the relationship between the interests of the possession, which essentially depends on the commodity transaction price, namely transaction price changes in a certain extent, reflects the competition of market participants interests. These ideas can be summed up as other economic entities on the influence and control of economic main body with the control of the formation of resources, or economic power. Can exert influence on the market, the transaction price and influence the distribution of interests among traders. The logic is not the author's subjective reality, transaction This should be widespread.
In view of this, this paper analyzes the behavior of power factor on traders' choice, transaction process and affect the trading price. In order to avoid ambiguity, a problem to be clear, we discuss the transaction price and its influence factors, rather than the traditional sense of the value or the equilibrium price. Through analyzing the connotation of power, economics research to investigate the distribution function of power paradigm, transaction price, and the analysis of competing interests based on the behavior of traders from the perspective of choice, the mathematical model of interpretation results show that the power factor has an important influence on the transaction process and transaction price, and a detailed analysis of the relationship between different factors and transaction prices constitute power. These tentative analysis is given to closer to the reality of economic life theory, provide a theoretical reference for the further research on the economic power and influence.
To sum up, the contents of this study can be summed up in the following two aspects:
One is the economic theory. Firstly, clear the distribution of property market transaction price, namely from the perspective of the distribution of interests, different transaction price reflects the trading relationship between the parties of different interests share, analysis and explanation from the resources and power to the transaction price and the interest distribution theory logic. Secondly, analysis of financial market microstructure. That is the main financial market participants, participants, resources, economic power, problem behavior and the influence of the transaction price, to provide the ideological foundation for the construction of mathematical model. Thirdly, analysis on the exchange rate, interest rate and stock prices theory, including the relationship between competing interests and the distribution of interests reflected in these financial commodity trading prices, decided to the theory and the limitations of financial commodity trading prices, and based on the perspective of transaction price decision analysis process and the influence factors.
The two is the mathematical model. First, the construction of mathematical model, according to the above theory, mainly uses the method of game theory to the theory model of the formation process of the transaction price, including the improvement of the traditional model and re interpretation. Secondly, the game model, analysis of the properties of the equilibrium solution, explicit transaction price influencing factors and the role of power the mechanism of this process, and reveals the reality of economic meaning, this is where the significance of this research.
For the above related contents, the following main conclusions are obtained.
First, resources, power factor on the choice behavior of traders, the market effect of the transaction and the transaction price, this is a rational economic entity "selfish" concept of the inevitable deduction based on. In the process of market transaction, the behavior of traders choose to maximize the benefits for the purpose, so if possible, they will use the resources and power to influence the market transactions, and achieve the objectives.
Second, the transaction price has distribution properties. This paper points out that the market price is two yuan, on the one hand can reflect or partially reflect the value of information goods, on the other hand, the transaction price is the distribution of interests attribute, namely commodity transaction price, reflect the interests of double party transactions through the transaction obtained by changes in trade the price of the transaction is caused by earnings changes. In real life, a lot of the time the transaction price has been alienated as traders competing interests and distribution tools.
Third, the national game is an important factor influencing the modern exchange rate determination. In the open economy, trade between countries, investment, employment and interdependent technology, every country has on other countries' economic power, for the competition of international economic interests, the game between countries based on the economic power will influence on the exchange rate. Mathematical model proposed in this paper, the greater the power of national economy, changes in the exchange rate between China and Vietnam can get beneficial results, and thus gain greater international economic interests, the real exchange rate of stakeholders and state parties of economic power contrast state isomorphism.
Fourth, the debit and credit pricing will affect the market interest rate, the formal financial market pricing is mainly decided by market structure and product types, pricing and terms of informal financial market, the relevant risk factors. From the perspective of the interests of competition game between the economic subjects will exert influence on the market interest rate, the results of this deduction the model shows, has the advantage of micro subject pricing larger in determining interest rates during the game, or that the ultimate market interest rate will be more conducive to the realization of pricing has great interest in the subject.
Fifth, capital and information resources have an important impact on the trading prices of securities in the stock market, some investors with capital and information resources form the influence and control of the trading prices of securities, by virtue of the pre stage can influence and even change other investors, thereby affecting the market supply and demand, and ultimately affect the prices of the securities that is, some investors have an impact on the distribution of benefits of market transactions, and obtain excess profits.

【學(xué)位授予單位】：吉林大學(xué)
【學(xué)位級別】：博士
【學(xué)位授予年份】：2012
【分類號】：F224;F830

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