本文選題：軟件用戶界面　切入點(diǎn)：著作權(quán)　出處：《蘭州大學(xué)》2014年碩士論文

【摘要】：軟件用戶界面是實(shí)現(xiàn)人機(jī)交互的一種平臺(tái),也是計(jì)算機(jī)軟件的一個(gè)重要的組成部分。在軟件用戶界面的發(fā)展中,軟件用戶界面從早期的簡(jiǎn)單文字、表格形式發(fā)展到了現(xiàn)在的圖形化用戶界面,其間不僅有軟件技術(shù)的提升,更為重要的是軟件用戶界面經(jīng)歷了從技術(shù)到設(shè)計(jì)的重要轉(zhuǎn)變。在軟件用戶界面發(fā)展到當(dāng)前這個(gè)階段,軟件用戶界面已經(jīng)不再是簡(jiǎn)單的為實(shí)現(xiàn)軟件功能的一種簡(jiǎn)單途徑,而是軟件研發(fā)者獲得市場(chǎng)認(rèn)可的一種重要產(chǎn)品。 當(dāng)今世界的軟件競(jìng)爭(zhēng)已經(jīng)不再停留在軟件的功能性、技術(shù)性競(jìng)爭(zhēng),而是以用戶體驗(yàn)為核心的軟件產(chǎn)品競(jìng)爭(zhēng)。從當(dāng)前蘋果、谷歌、三星等軟件企業(yè)的研發(fā)投入來看,軟件用戶界面的研發(fā)成為了這種競(jìng)爭(zhēng)的一種重要手段。而與此同時(shí),現(xiàn)代軟件用戶界面的研發(fā)活動(dòng)中充滿了創(chuàng)造性勞動(dòng),軟件用戶界面日趨復(fù)雜,其不僅飽含設(shè)計(jì)者對(duì)于軟件功能的理解,更實(shí)現(xiàn)了將心理學(xué)、設(shè)計(jì)學(xué)等學(xué)科的研究成果應(yīng)用其中,成為了一種創(chuàng)造性產(chǎn)品。 在商業(yè)利益的推動(dòng)中,人們對(duì)于軟件用戶界面的認(rèn)識(shí)不斷加深,軟件用戶界面的保護(hù)問題也由此展開。從早期的反不正當(dāng)競(jìng)爭(zhēng)法和商標(biāo)法的保護(hù),到后來的著作權(quán)法的保護(hù),再到當(dāng)前專利權(quán)擴(kuò)張背景下的專利權(quán)保護(hù),軟件用戶界面幾乎嘗試了知識(shí)產(chǎn)權(quán)的所有制度。尤其是在對(duì)軟件用戶界面本質(zhì)屬性的反復(fù)探討中,軟件用戶界面的著作權(quán)保護(hù)與專利權(quán)保護(hù)問題成為了研究的重點(diǎn)。 從世界范圍內(nèi)看,當(dāng)前軟件用戶界面的保護(hù)主要集中在著作權(quán)與專利權(quán)的保護(hù)之中,且兩種保護(hù)制度在此問題上互有交錯(cuò)。制度的交錯(cuò)已經(jīng)成為現(xiàn)狀,這種現(xiàn)狀也對(duì)軟件用戶界面的發(fā)展和知識(shí)產(chǎn)權(quán)制度的穩(wěn)定性產(chǎn)生了一定的負(fù)面影響,但是在軟件用戶界面不斷發(fā)展的背景下,軟件用戶界面的產(chǎn)業(yè)界和司法實(shí)務(wù)界都在不斷尋求制度的變革。反觀我國(guó),我國(guó)受制于對(duì)軟件用戶界面的理解不夠等問題,長(zhǎng)期來并未對(duì)軟件用戶界面給予應(yīng)有的保護(hù)。在近年以手機(jī)為代表的移動(dòng)終端的軟件用戶界面發(fā)展中,蘋果、谷歌、三星等軟件企業(yè)間軟件用戶界面的競(jìng)爭(zhēng)和訴訟才開始有更多的學(xué)者和專家關(guān)注這一問題。本文試圖從軟件用戶界面的本質(zhì)特征出發(fā),通過對(duì)軟件用戶界面的著作權(quán)保護(hù)與專利權(quán)保護(hù)歷程進(jìn)行回顧,結(jié)合軟件用戶界面知識(shí)產(chǎn)權(quán)保護(hù)中的核心問題進(jìn)行探討,對(duì)當(dāng)前相互交錯(cuò)的軟件用戶界面保護(hù)制度進(jìn)行一定的梳理,從制度設(shè)計(jì)的背景、制度設(shè)計(jì)的比較、國(guó)外制度的運(yùn)行狀況等方面就未來軟件用戶界面知識(shí)產(chǎn)權(quán)保護(hù)上的變革進(jìn)行一定的研究,以期對(duì)我國(guó)軟件用戶界面的著作權(quán)與專利權(quán)保護(hù)的進(jìn)路選擇有一定的作用。 本文主體上分為五個(gè)部分,即為五章： 第一章,首先厘清了軟件用戶界面的基本內(nèi)涵和外延,并對(duì)軟件用戶界面的一些特征進(jìn)行了歸納和總結(jié)。在此基礎(chǔ)上,通過對(duì)于軟件用戶界面本質(zhì)的探討,結(jié)合當(dāng)前的世界經(jīng)濟(jì)發(fā)展現(xiàn)狀和趨勢(shì),從理論上和實(shí)踐上對(duì)于軟件用戶界面知識(shí)產(chǎn)權(quán)保護(hù)的正當(dāng)性問題進(jìn)行了論證。最后,本章還通過對(duì)軟件用戶界面保護(hù)知識(shí)產(chǎn)權(quán)保護(hù)的歷程進(jìn)行梳理,一方面從實(shí)證方面對(duì)國(guó)外軟件用戶界面保護(hù)的正當(dāng)性進(jìn)行肯定,另一方面也為后續(xù)章節(jié)的研究奠定基礎(chǔ)。 第二章,通過對(duì)軟件用戶界面著作權(quán)保護(hù)歷程的研究,明確軟件用戶界面著作權(quán)保護(hù)中的核心問題。同時(shí),對(duì)軟件用戶界面著作權(quán)保護(hù)中的這些核心問題進(jìn)行逐一分析,尤其是對(duì)于“作品”、“思想——表達(dá)”二分法以及“功能性作品”等問題的反思,進(jìn)一步研究軟件用戶界面著作權(quán)保護(hù)的基礎(chǔ)性問題。 第三章,軟件用戶界面的專利權(quán)保護(hù)時(shí)間尚短,在絕大多數(shù)國(guó)家仍然停留在其本身是否具備“可專利性”問題的階段,因此對(duì)于軟件用戶界面的專利權(quán)保護(hù)就著重從可專利性問題角度進(jìn)行研究。在論證了軟件用戶界面的可專利性問題后針對(duì)外觀設(shè)計(jì)專利和發(fā)明專利兩種具有差異的專利制度分別進(jìn)行了探討,并從標(biāo)準(zhǔn)化問題的角度進(jìn)行了一定的基礎(chǔ)性研究。 第四章,軟件用戶界面著作權(quán)與專利權(quán)保護(hù)的交錯(cuò)是當(dāng)前的制度現(xiàn)實(shí),因此本章著重對(duì)于這種現(xiàn)實(shí)進(jìn)行了歸納和討論,并結(jié)合前文中對(duì)于大量基礎(chǔ)性問題的討論結(jié)果進(jìn)行分析,初步理清了軟件用戶界面保護(hù)中著作權(quán)與專利權(quán)的關(guān)系,進(jìn)而拓展到對(duì)兩種制度在這一問題上的應(yīng)然狀態(tài)的探討。 第五章,軟件用戶界面保護(hù)中著作權(quán)與專利權(quán)的交錯(cuò)是一種現(xiàn)實(shí)狀態(tài),但是這種狀態(tài)必然會(huì)進(jìn)行一定的變革。通過對(duì)兩種制度在軟件用戶界面這一客體上的經(jīng)濟(jì)分析,進(jìn)一步論證了兩種制度在這一客體保護(hù)上的優(yōu)缺點(diǎn)。以此為基礎(chǔ),結(jié)合社會(huì)現(xiàn)實(shí)和知識(shí)產(chǎn)權(quán)的基本理論,對(duì)于制度變革的趨勢(shì)進(jìn)行一定的研究。最終綜合全文的研究結(jié)論,從軟件用戶界面保護(hù)中著作權(quán)與專利權(quán)的體系構(gòu)建出發(fā),對(duì)于制度變革進(jìn)行更為深入的現(xiàn)實(shí)研究,并對(duì)我國(guó)在這一問題上的制度設(shè)計(jì)思路進(jìn)行一定的嘗試。
[Abstract]:Software user interface is a platform for human-computer interaction, is an important part of computer software. In the development of software user interface, software user interface from simple text early form, to the development of the graphical user interface now, which not only software technology promotion, more important is the software user interface has experienced from technology to change. In the design of software user interface development to the current stage, software is no longer a simple user interface for a simple way to realize the function of the software, which is one of the most important products of software developers to gain market recognition.
In today's world of software competition no longer stay in the functionality of software and technology competition, but to the user experience as the core software products from the current competition. Google, apple, Samsung and other software enterprises R & D investment, research and development of software user interface has become an important means of this kind of competition. At the same time, modern software the user interface of the R & D activities is full of creative work, the software user interface has become more and more complicated, which not only contains the designer understand the software functions, more the design disciplines such as psychology, the research results of the application, has become a kind of creative products.
In the promotion of commercial interests, people continue to deepen the understanding of software user interface, protection of the software user interface and so on. From the early days of the anti unfair competition law and trademark law protection, protection to the copyright law, the patent protection of patent rights under the background of the current expansion of the software. The user interface is almost tried all the intellectual property system. Especially in the study of software user interface attributes repeatedly, the problem of software user interface for the protection of copyright and patent protection has become the focus of the study.
See from the world, the protection of the current software user interface is mainly focused on the protection of copyright and patent right, and two kinds of protection systems on this issue are staggered. The system has become a staggered situation, have a negative impact on the stability of the status quo of software user interface and the development of intellectual property right system however, in the continuous development of software user interfaces in the context of the user interface of software industry and the judicial practice are constantly seeking system change. In our country, the problem of China depends on the software user interface is not enough to understand, for a long time has not given due protection of software user interface in the software. The user interface development of mobile terminal represented by mobile phone in recent years, apple, Google, competition and procedure of software user interface Samsung among software companies began to have more scholars and experts Pay attention to this problem. This paper attempts to start from the essential characteristics of software user interface, through the review of the history of the protection of user interface of software copyright protection and patent right, combined with the core problem of software user interface in the protection of intellectual property are discussed, some sort of software user interface protection system at present are staggered, from the system design background, compare the design of the system, the foreign system of the operating conditions on the future of software user interface on the protection of intellectual property rights reform must study, with a view to our user interface of software copyright and patent protection approach has certain effect.
This article is divided into five parts, that is, the five chapter.
The first chapter clarifies the basic connotation and extension of software user interface, and some features of software user interface are summarized. On this basis, through the discussion on the nature of the software user interface, combined with the current situation and developing trend of the world economy, from the theory and Practice for the legitimacy of software users the interface of intellectual property protection are discussed. Finally, this chapter also by analyzing the user interface of software protection of intellectual property rights protection, on the one hand from the empirical justification for the protection of foreign software user interface, on the other hand also lay the foundation for further research.
The second chapter, through the research on the user interface of a software copyright protection process, clear user interface of software copyright protection in the core of the problem. At the same time, the analysis of the core issues in copyright protection of software user interface, especially for the "work", "thought - expression" and "dichotomy of functional works" the basic problem, the further research of user interface of software copyright protection.
The third chapter, the patent protection of software user interface in a short time, most countries still remain in whether to have its own "patent" stage, so the patent protection software user interface is mainly from the angle of patent issues. In the patentability of software user interface after the design patent and patent two with different patent system were discussed, and from the perspective of the standardization of some basic research.
The fourth chapter, the software user interface works staggered right and patent protection system is the reality, so this chapter focuses on the reality are summarized and discussed, and combined to discuss a number of fundamental problems by analyzing the results of the preliminary clarify the relationship between the user interface in the protection of copyright and patent right by software and then proceed to the discussion of the state should be on the issue of the two systems.
The fifth chapter, cross protection software user interface of copyright and patent rights is a state of reality, but this will be change. Through the analysis of the two systems in the software user interface of this object on the economy, and further demonstrates the advantages and disadvantages of the two systems in the object of protection. On this basis, combined with the basic theory of the social reality and the intellectual property rights, must study for institutional change trend. Finally synthesizes the research conclusion, from the software user interface in the protection of copyright and patent right system construction, system reform for more realistic study, and must try in our system design ideas on this issue.

【學(xué)位授予單位】：蘭州大學(xué)
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2014
【分類號(hào)】：D923.4

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