本文選題：逆向溢出效應(yīng)　切入點：技術(shù)尋求型對外直接投資　出處：《廣東外語外貿(mào)大學(xué)》2014年碩士論文　論文類型：學(xué)位論文

【摘要】：隨著經(jīng)濟全球化趨勢不斷加強，企業(yè)競爭空前激烈，技術(shù)已經(jīng)成為決定企業(yè)競爭結(jié)果的關(guān)鍵因素。對外直接投資作為國際技術(shù)溢出的主要渠道，技術(shù)尋求型對外直接投資是獲取國外先進技術(shù)、獲得逆向技術(shù)效應(yīng)的有效實現(xiàn)途徑。近年來，發(fā)展中國家的對外直接投資增長迅速，越來越多的發(fā)展中國家試圖通過對外直接投資獲取國際逆向技術(shù)溢出。但是國內(nèi)外在對對外直接投資逆向效應(yīng)的研究中，，在研究對象的選取上不具備針對性。而改革開放以來，伴隨著“走出去”戰(zhàn)略的推進，我國對歐盟技術(shù)尋求型直接投資取得了顯著的發(fā)展，使得研究中國對歐盟技術(shù)尋求型直接投資的逆向技術(shù)溢出效應(yīng)成為可能。 本文在對直接投資理論和國內(nèi)外相關(guān)文獻總結(jié)的基礎(chǔ)上，首先從投資規(guī)模、區(qū)位分布、行業(yè)選擇、進入方式等方面對我國在歐盟直接投資的發(fā)展歷程及現(xiàn)狀進行分析，然后從微觀（企業(yè)）、中觀（產(chǎn)業(yè)）、宏觀（國家）三個層面分析對外直接投資引起母國技術(shù)進步的機制，接著分別從投資母國、東道國角度分析影響母國逆向技術(shù)效應(yīng)的因素。在理論分析的基礎(chǔ)上，本文依據(jù)我國對歐盟對外直接投資數(shù)據(jù)，運用LP模型測算了通過OFDI渠道溢出的外國研發(fā)資本存量，并采用國際RD溢出回歸方法，并且運用狀態(tài)空間計量模型來構(gòu)造變參數(shù)模型，就逆向技術(shù)溢出對全要素生產(chǎn)率的影響作了實證分析。結(jié)果顯示，對外直接投資產(chǎn)生的逆向技術(shù)溢出能夠?qū)θ厣a(chǎn)率產(chǎn)生積極影響，但作用強度較小。其主要原因在于：中國對歐盟技術(shù)尋求型OFDI規(guī)模較��；對歐盟投資的產(chǎn)業(yè)集中在技術(shù)密集度相對低的行業(yè)。東道國豐富的資本、較高的經(jīng)濟開放程度與較強的知識產(chǎn)權(quán)保護力度對我國OFDI逆向技術(shù)溢出的吸收具有促進作用。技術(shù)差距對我國逆向技術(shù)溢出的作用不顯著�；谝陨辖Y(jié)論，最后從微觀企業(yè)和宏觀政府兩個角度提出對策。
[Abstract]:With the increasing trend of economic globalization and the unprecedented fierce competition among enterprises, technology has become the key factor to determine the outcome of competition. Foreign direct investment (FDI) is the main channel of international technology spillover. Technology seeking foreign direct investment (FDI) is an effective way to obtain foreign advanced technology and reverse technology effect. In recent years, FDI in developing countries has increased rapidly. More and more developing countries try to obtain international reverse technology spillover through FDI. However, in the research of reverse effect of FDI, there is no pertinence in the selection of research object. Since the reform and opening up, With the development of "going out" strategy, China has made remarkable progress in technology seeking direct investment in EU, which makes it possible to study the reverse technology spillover effect of Chinese technology seeking direct investment in EU. On the basis of summarizing the theory of direct investment and related literature at home and abroad, this paper first analyzes the development course and present situation of China's direct investment in the EU from the aspects of investment scale, location distribution, industry choice, entry mode, etc. Then, it analyzes the mechanism of technological progress caused by FDI from three aspects of micro (enterprise, medium (industry), macro (country)), and then analyzes the mechanism of technology progress in home country from the point of view of investment in home country. On the basis of theoretical analysis, this paper uses LP model to calculate the stock of foreign R & D capital spillover through OFDI channel according to the data of China's foreign direct investment in the European Union (EU) based on the analysis of the factors affecting the effect of reverse technology in the home country from the point of view of the host country. By adopting the international Rd spillover regression method and using the state-space econometric model to construct the variable parameter model, this paper makes an empirical analysis on the impact of reverse technology spillover on the total factor productivity. The reverse technology spillover from OFDI can have a positive impact on TFP, but the effect intensity is relatively small. The main reason is that China has a small scale of technology-seeking OFDI in EU; Investment in the EU is concentrated in industries with relatively low technological intensity. The higher degree of economic openness and the stronger protection of intellectual property rights can promote the absorption of reverse technology spillover of OFDI in China, but the effect of technology gap on reverse technology spillover of our country is not significant. Finally, from the micro-enterprise and macro-government two angles to put forward the countermeasures.
【學(xué)位授予單位】：廣東外語外貿(mào)大學(xué)
【學(xué)位級別】：碩士
【學(xué)位授予年份】：2014
【分類號】：F752.67;F752.7

【參考文獻】

相關(guān)期刊論文 前10條

1 林青;陳湛勻;;中國技術(shù)尋求型跨國投資戰(zhàn)略:理論與實證研究——基于主要10個國家FDI反向溢出效應(yīng)模型的測度[J];財經(jīng)研究;2008年06期

2 蔡冬青;劉厚俊;;中國OFDI反向技術(shù)溢出影響因素研究——基于東道國制度環(huán)境的視角[J];財經(jīng)研究;2012年05期

3 劉明霞;;我國對外直接投資的逆向技術(shù)溢出效應(yīng)——基于省際面板數(shù)據(jù)的實證分析[J];國際商務(wù)(對外經(jīng)濟貿(mào)易大學(xué)學(xué)報);2009年04期

4 魏守華;姜寧;吳貴生;;內(nèi)生創(chuàng)新努力、本土技術(shù)溢出與長三角高技術(shù)產(chǎn)業(yè)創(chuàng)新績效[J];中國工業(yè)經(jīng)濟;2009年02期

5 張宏;王建;;東道國區(qū)位因素與中國OFDI關(guān)系研究——基于分量回歸的經(jīng)驗證據(jù)[J];中國工業(yè)經(jīng)濟;2009年06期

6 溫小杰;;技術(shù)缺口引致技術(shù)尋求型對外直接投資——以機床制造業(yè)為例[J];國際經(jīng)濟合作;2009年07期

7 杜群陽;;R&D全球化、反向外溢與技術(shù)獲取型FDI[J];國際貿(mào)易問題;2006年12期

8 劉海云;規(guī)模經(jīng)濟與發(fā)展中國家的對外直接投資[J];國際貿(mào)易問題;1998年08期

9 商務(wù)部研究院課題組;章海源;;我國對外直接投資戰(zhàn)略選擇——《對外直接投資公司調(diào)查問卷》分析報告[J];國際貿(mào)易;2006年07期

10 趙偉;古廣東;何元慶;;外向FDI與中國技術(shù)進步:機理分析與嘗試性實證[J];管理世界;2006年07期

本文編號：1583280