【摘要】：刑法總則中犯罪因果關(guān)系問(wèn)題的研究可謂是刑法理論中的一個(gè)備受矚目的話題,對(duì)于其認(rèn)定標(biāo)準(zhǔn)的爭(zhēng)論由來(lái)已久,至今也沒(méi)有統(tǒng)一的定論。瀆職罪是刑法分則規(guī)定懲治公務(wù)員失職的一類重要犯罪,其因果關(guān)系的正確認(rèn)定不僅是學(xué)理上探討研究的難點(diǎn),還在司法實(shí)踐中對(duì)解決刑事責(zé)任問(wèn)題具有重要的意義。對(duì)比一般犯罪因果關(guān)系認(rèn)定理論的諸多學(xué)說(shuō),關(guān)于瀆職罪因果關(guān)系認(rèn)定的學(xué)說(shuō)數(shù)量偏少,剖析深度還不夠,更談不上形成相對(duì)統(tǒng)一的理論。相對(duì)于一般犯罪因果關(guān)系的特征,瀆職罪因果關(guān)系有著自身的特殊性,同時(shí)需要注意的是,瀆職行為往往掩藏于嚴(yán)重的危害結(jié)果背后,不是引起嚴(yán)重后果的直接原因,非常類似于一般犯罪中認(rèn)定出現(xiàn)介入因素的犯罪行為與危害結(jié)果之間因果關(guān)系的問(wèn)題。要在錯(cuò)綜復(fù)雜的案情中甄別瀆職行為與危害結(jié)果之間的因果關(guān)系,是司法實(shí)踐中認(rèn)定瀆職罪的難點(diǎn),也是正確分析瀆職罪的重點(diǎn)。文章從一般犯罪的因果關(guān)系理論入手,進(jìn)而探討瀆職罪的特征和瀆職罪因果關(guān)系的特性,隨后將一般犯罪的因果關(guān)系理論套入瀆職罪進(jìn)行理論探討,最后結(jié)合司法實(shí)踐和案例以因果關(guān)系學(xué)說(shuō)對(duì)瀆職罪進(jìn)行司法認(rèn)定。文章第一部分首先闡明問(wèn)題的研究?jī)r(jià)值,并對(duì)刑法因果關(guān)系的理論進(jìn)行了評(píng)述,總結(jié)了條件說(shuō)、原因說(shuō)、相當(dāng)因果關(guān)系說(shuō)、客觀歸責(zé)說(shuō)、雙層次原因論等理論學(xué)說(shuō),在此基礎(chǔ)上提出文章以條件說(shuō)作為基本立場(chǎng);第二部分詳細(xì)論述了因果關(guān)系理論在瀆職罪中運(yùn)用的特殊性,通過(guò)瀆職罪自身特點(diǎn)的分析、以及瀆職罪因果關(guān)系特殊性的總結(jié)歸納,表明了運(yùn)用條件說(shuō)認(rèn)定瀆職罪因果關(guān)系的理由和現(xiàn)實(shí)可能性,并以“龔某某玩忽職守案”為典型案例,以條件說(shuō)為基礎(chǔ)具體分析其因果關(guān)系;第三部分在前兩部分的基礎(chǔ)上進(jìn)行延伸性思考,將瀆職罪因果關(guān)系表現(xiàn)形式類型化,試圖確立不同種類的認(rèn)定標(biāo)準(zhǔn)。
[Abstract]:The study of causality of crime in the general principles of criminal law is a hot topic in the theory of criminal law. The crime of dereliction of duty is a kind of important crime of punishing civil servant's dereliction of duty according to the special rule of criminal law. The correct identification of causality is not only a difficult point in theoretical research, but also of great significance to solve the problem of criminal responsibility in judicial practice. Compared with many theories of the common crime causality theory, the number of the theories about dereliction of duty causality is on the low side, the depth of analysis is not enough, let alone the formation of a relatively unified theory. The causality of dereliction of duty has its own particularity compared with the characteristics of causality in general crimes. At the same time, it should be noted that malfeasance is often hidden behind serious harmful results and is not a direct cause of serious consequences. It is very similar to the problem of causality between the result of crime and the occurrence of intervention in general crime. It is difficult to identify the causality between malfeasance and harmful results in complicated cases, and it is also the key point to correctly analyze malfeasance in judicial practice. The article starts with the causality theory of general crime, and then discusses the characteristics of dereliction of duty and causality of dereliction of duty, and then applies the causality theory of general crime into the theory of dereliction of duty. Finally, combining the judicial practice and cases with the doctrine of causality, judicial cognizance of malfeasance is carried out. In the first part of the article, the author expounds the research value of the problem, and comments on the theory of causality in criminal law, and summarizes the theories of condition theory, reason theory, equivalent causality theory, objective imputation theory, two-level causation theory, etc. The second part discusses the particularity of the application of causality theory in the crime of dereliction of duty, through the analysis of the characteristics of the crime of dereliction of duty. As well as the summary and induction of the particularity of causality of dereliction of duty, it shows the reason and realistic possibility of using condition theory to determine causality of dereliction of duty, and takes "Gongximou dereliction of duty case" as a typical case. The third part is based on the former two parts to carry on the extended thinking, to classify the causality of dereliction of duty, and try to establish different kinds of standards.
【學(xué)位授予單位】：中國(guó)青年政治學(xué)院
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2014
【分類號(hào)】：D924.393

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本文編號(hào)：2238249