本文關(guān)鍵詞：論非法集資的刑法規(guī)制　出處：《華東政法大學(xué)》2014年碩士論文　論文類(lèi)型：學(xué)位論文

  更多相關(guān)文章： 民間融資 非法集資 刑法規(guī)制

【摘要】：在計(jì)劃經(jīng)濟(jì)時(shí)代,由于國(guó)家對(duì)資金實(shí)行嚴(yán)格的管控,國(guó)有銀行壟斷了資金流動(dòng)市場(chǎng),企業(yè)發(fā)展所需的融資活動(dòng)主要依賴(lài)行政計(jì)劃和指令,使得民間融資沒(méi)有生存的土壤。隨著改革開(kāi)放的不斷深入,市場(chǎng)經(jīng)濟(jì)體制逐步確立�；趪�(guó)家宏觀調(diào)控政策的影響及對(duì)自身信貸安全的保護(hù),銀行對(duì)企業(yè)的貸款審批甚為嚴(yán)格,企業(yè)很難通過(guò)銀行來(lái)獲取自身發(fā)展所需的資金。與此同時(shí),由于經(jīng)濟(jì)的快速發(fā)展,人們的生活水平不斷提高,手中所積累的財(cái)富日益增長(zhǎng),并希望通過(guò)投資以獲取更大的利益,于是民間融資的迅猛發(fā)展不僅滿(mǎn)足了中小企業(yè)及個(gè)人對(duì)資金的需求,更迎合了人們的投資欲望。由于目前對(duì)監(jiān)管民間融資的相關(guān)法律與機(jī)制尚不夠規(guī)范,非法集資類(lèi)犯罪案發(fā)量猛增,對(duì)我國(guó)正常的金融秩序與社會(huì)穩(wěn)定造成了極其惡劣的影響并嚴(yán)重危害了廣大人民群眾的財(cái)產(chǎn)安全。而目前的刑事法律對(duì)于非法集資類(lèi)犯罪給予了嚴(yán)厲的規(guī)制,在一定程度上影響了正常民間融資活動(dòng)的發(fā)展,不利于經(jīng)濟(jì)發(fā)展。如何在嚴(yán)厲打擊非法集資犯罪的同時(shí),保證給予正常的民間融資活動(dòng)合理的發(fā)展空間,這一問(wèn)題引起了理論界及社會(huì)公眾的廣泛討論與關(guān)注。 在此背景下,本文意圖通過(guò)審視目前我國(guó)非法集資活動(dòng)的現(xiàn)狀及刑法規(guī)制情況,發(fā)現(xiàn)目前刑法規(guī)制非法集資活動(dòng)所存在的缺陷,分析對(duì)非法集資犯罪的合理認(rèn)定,以期能夠提出完善刑法規(guī)制非法集資活動(dòng)的合理建議。為此,本文將分為以下四部分： 第一章,就非法集資行為進(jìn)行系統(tǒng)概述,包括對(duì)民間融資及非法集資進(jìn)行基本界定,闡述目前非法集資行為的現(xiàn)狀和特點(diǎn),并對(duì)目前非法集資犯罪頻發(fā)的原因進(jìn)行具體分析。 第二章,闡述刑事法律對(duì)非法集資行為進(jìn)行規(guī)范的現(xiàn)狀,首先認(rèn)識(shí)并了解我國(guó)與非法集資犯罪相關(guān)的刑事立法逐步發(fā)展的歷程,然后通過(guò)分析刑法規(guī)制非法集資行為的必要性,發(fā)現(xiàn)其中存在的問(wèn)題來(lái)對(duì)其加以評(píng)價(jià)。 第三章,探討非法集資犯罪的司法認(rèn)定問(wèn)題,是本文重點(diǎn)論述部分。該章主要論述了如何區(qū)分一般民間借貸與非法吸收公眾存款罪、合法集資與集資詐騙罪的界限以及非法吸收公眾存款罪與集資詐騙罪、擅自發(fā)行股票、公司、企業(yè)債券罪的界限,并對(duì)非法集資犯罪的行為性質(zhì)加以認(rèn)定。 第四章,對(duì)我國(guó)非法集資刑法規(guī)制的完善提出建議,首先就如何防范非法集資犯罪提出了三個(gè)建議,其次結(jié)合目前刑法規(guī)制存在的缺陷,對(duì)適用非法集資刑法規(guī)制的限度提出了相應(yīng)的建議。
[Abstract]:In the era of the planned economy, the national implementation of strict control of funds, the monopoly of state-owned banks liquidity market, required the development of the enterprise financing activities mainly rely on administrative plan and instruction, the folk financing is not the survival of the soil. With the deepening of reform and opening up, the market economic system gradually established. Based on the national macro-control policies and on their own credit security protection, bank loans to enterprises is very strict examination and approval, the enterprise is difficult to obtain the necessary development funds through the bank. At the same time, due to the rapid development of economy, people's living standard continues to improve, the accumulation of wealth in the hands of the growing, and hopes to obtain greater investment the rapid development of private interests, and financing of small and medium enterprises and individuals not only meet the demand for funds, but also to meet the people's desire to invest. Due to the current The relevant legal and regulatory mechanism of private financing is still not standardized, the crime of illegal fund-raising crime soared, the normal financial order of our country and social stability caused extremely bad influence and serious harm to people's property security. But the present criminal law on the crime of illegal fund-raising to give strict regulation. To a certain extent affected the normal development of private financing activities, is not conducive to economic development. How to crack down on illegal fund-raising crime at the same time, guaranteed the development space of folk financing activities of normal and reasonable, the problem caused by the theoretical circles and the public's extensive discussion and attention.
Under this background, this article attempt to examine China's illegal fund-raising activities and the status of criminal law regulation, found that the defects in the current criminal law regulation of illegal fund-raising activities exist, analysis of rational cognizance of the crime of illegal fund-raising, in order to put forward reasonable suggestions to perfect the criminal regulation of illegal fund-raising activities. Therefore, this paper will be divided into the following four part:
The first chapter systematically summarizes the illegal fund-raising behavior, including the basic definition of private financing and illegal fund-raising, expounds the current situation and characteristics of illegal fund-raising behavior, and makes a detailed analysis of the reasons for the frequent illegal fund-raising crimes.
The second chapter describes the criminal law to regulate the status of illegal fund-raising behavior, we know and understand process of gradual development of our country related to illegal fund-raising crime criminal legislation the necessity, and then through the analysis of criminal regulation of illegal fund-raising behavior, find the problems to be evaluated.
The third chapter discusses judicial cognizance of the crime of illegal fund-raising, is discussed in this paper. This chapter mainly discusses how to distinguish between ordinary private lending and crime of illegal absorbing public deposits, the legal boundaries of fund-raising and fund-raising fraud crime and the crime of illegal deposits from the public and financial fraud, stock issuance, authorization, limits of corporate bonds of sin the properties and behavior of illegal fund-raising crime to be identified.
The fourth chapter puts forward suggestions for the improvement of the criminal regulation of illegal fund-raising. First, it puts forward three suggestions on how to prevent illegal fund-raising crime. Secondly, combining with the shortcomings of the current criminal law regulation, it puts forward corresponding suggestions for the limitation of criminal law applicable to illegal fund-raising.

【學(xué)位授予單位】：華東政法大學(xué)
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2014
【分類(lèi)號(hào)】：D924.3

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本文編號(hào)：1431099