發(fā)布時間：2018-07-12 08:41

  本文選題：商事制度改革 + 事中事后監(jiān)管　； 參考：《上海師范大學》2017年碩士論文

【摘要】：商事制度改革的推進對市場監(jiān)管制度提出了新的要求。商事制度改革背景下,事中事后監(jiān)管體系的建立成為當務之急,探究事中事后監(jiān)管立法機制成為重中之重。本文以我國商事制度改革背景下,事中事后監(jiān)管立法研究為視角,全文共分為五章,通過對事中事后監(jiān)管基本內涵與事中事后監(jiān)管立法基本原則的闡述、事中事后監(jiān)管立法現狀的梳理、事中事后監(jiān)管立法存在的問題分析,得出我國商事制度改革后事中事后監(jiān)管立法是不健全的,存在立法概括、監(jiān)管不到位等問題。第一章概括了商事制度改革背景下事中事后監(jiān)管的現狀,分析了商事制度監(jiān)管的研究現狀,說明了本文的研究思路與方法,并對本文的創(chuàng)新點及不足之處進行了概括與總結。第二章對事中事后監(jiān)管立法的理論基礎進行了相應的闡釋,提出了事中事后監(jiān)管的法學內涵,分析了事中事后監(jiān)管的主體、商事主體資格監(jiān)管與商事經營活動監(jiān)管,討論了事中事后監(jiān)管立法的基本原則。第三章概括梳理了我國現行事中事后監(jiān)管的立法現狀,遵循事中事后監(jiān)管主體、商事主體資格監(jiān)管與商事經營活動監(jiān)管的脈絡,從宏觀的事中事后監(jiān)管立法體系到微觀的具體立法設計進行了分析。第四章對域外國家的監(jiān)管規(guī)定進行列舉,從我國國情出發(fā),對其進行借鑒吸收。第五章基于我國國情,提出適合我國商事制度發(fā)展的事中事后監(jiān)管立法模式,從事中事后監(jiān)管主體、商事主體資格監(jiān)管與商事經營活動監(jiān)管方面對該模式進行了初步設計。本文的目的是根據我國國情與國外的相關經驗,提出適應于我國市場經濟發(fā)展的事中事后監(jiān)管立法體系,構建具有中國特色的法律監(jiān)督機制,以期可以降低商事活動中的風險,改善我國的監(jiān)管環(huán)境,從而更好地保障商事制度改革的健康發(fā)展。在事中事后監(jiān)管立法方面,查閱我國商事制度監(jiān)管的相關法律規(guī)范,相關立法并不完善,并且沒有學者對事中事后監(jiān)管進行清晰的界定和系統(tǒng)的研究,缺少成熟的理論。筆者通過對相關資料的整理分析,堅持理論與實踐相結合,參考國外經驗,對事中事后監(jiān)管的內涵進行了界定,對事中事后監(jiān)管的主體與客體進行了分類與梳理,分析現有監(jiān)管法規(guī)中的缺陷,對法律法規(guī)的完善提出自己的建議。
[Abstract]:The promotion of commercial system reform has put forward new requirements to the market supervision system. Under the background of commercial system reform, it is urgent to establish the ex post supervision system, and to explore the legislative mechanism of ex post supervision becomes the most important. Based on the background of China's commercial system reform, this paper is divided into five chapters from the perspective of the research of after-supervision legislation in the event of the event, through the elaboration of the basic connotation of the post-supervision and the basic principles of the after-supervision legislation in the event. Combing the current situation of the ex post supervision legislation and analyzing the problems existing in the ex post supervision legislation, it is concluded that the ex post supervision legislation after the reform of the commercial system in our country is not perfect, and there are some problems such as the summary of the legislation and the lack of supervision and so on. The first chapter summarizes the current situation of ex post supervision under the background of commercial system reform, analyzes the current research situation of commercial system supervision, explains the research ideas and methods of this paper, and summarizes the innovation and shortcomings of this paper. The second chapter explains the theoretical basis of ex post supervision legislation, puts forward the legal connotation of ex post supervision, analyzes the subject of ex post supervision, the qualification supervision of commercial subject and the supervision of commercial operation. This paper discusses the basic principles of the legislation of supervision after the event. The third chapter summarizes the current legislative situation of ex post supervision in China, and follows the context of the subject of ex post supervision, the supervision of the qualification of commercial subject and the supervision of commercial operation activities. From macro-matter after-post-supervision legislative system to micro-specific legislative design were analyzed. Chapter four enumerates the regulations of foreign countries and draws on them from the point of view of our national conditions. The fifth chapter, based on the situation of our country, puts forward the legislative model of ex post supervision, which is suitable for the development of our country's commercial system, and designs the model in the aspects of the subject of supervision after the event, the qualification supervision of commercial subject and the supervision of commercial operation activity. The purpose of this paper is to put forward the legislative system of ex post supervision in the event of adapting to the development of market economy in our country according to the national conditions of our country and the relevant experience of foreign countries, and to construct a legal supervision mechanism with Chinese characteristics in order to reduce the risks in commercial activities. Improve China's regulatory environment, so as to better protect the healthy development of commercial system reform. In the aspect of ex post supervision legislation, the relevant legislation is not perfect, and there is no clear definition and systematic study of ex post supervision, and lack of mature theory. Based on the analysis of relevant data, the author insists on combining theory with practice, referring to foreign experience, defines the connotation of ex post supervision, classifies and combs the subject and object of ex post supervision. This paper analyzes the defects in the existing regulations, and puts forward some suggestions for the perfection of the laws and regulations.
【學位授予單位】：上海師范大學
【學位級別】：碩士
【學位授予年份】：2017
【分類號】：D923.99

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