本文選題：風(fēng)險(xiǎn)投資 + 法律制度��； 參考：《貴州大學(xué)》2008年碩士論文

【摘要】： 風(fēng)險(xiǎn)投資起源于20世50年代的美國,在70年代后得到迅速發(fā)展,極大地推動(dòng)了美國高科技的發(fā)展,并為英國、日本等國家所移植與借鑒。我國對這一新的投資方式也極為關(guān)注,1998年民建中央向全國政協(xié)九屆一次大會(huì)提交了題為《關(guān)于加快發(fā)展我國風(fēng)險(xiǎn)投資事業(yè)》的提案,此后,風(fēng)險(xiǎn)投資的實(shí)踐和理論研究在我國迅速展開。對于風(fēng)險(xiǎn)投資這一新的經(jīng)濟(jì)現(xiàn)象,法學(xué)研究應(yīng)給予關(guān)注和回應(yīng),風(fēng)險(xiǎn)投資的產(chǎn)生和發(fā)展為經(jīng)濟(jì)法、民商法的理論和實(shí)踐提供了新的視野和研究領(lǐng)域。目前,我國風(fēng)險(xiǎn)投資的發(fā)展歷史較短、實(shí)踐經(jīng)驗(yàn)不足,風(fēng)險(xiǎn)投資的發(fā)展還受到較多因素的制約。風(fēng)險(xiǎn)投資的理論研究,特別是風(fēng)險(xiǎn)投資的法律理論研究還很薄弱。 本文以風(fēng)險(xiǎn)投資法律制度為研究對象,綜合運(yùn)用系統(tǒng)論、經(jīng)濟(jì)分析、比較分析以及法解釋學(xué)等方法對風(fēng)險(xiǎn)投資法律制度一般理論、風(fēng)險(xiǎn)投資主體法律制度、風(fēng)險(xiǎn)投資行為法律制度和風(fēng)險(xiǎn)投資政府扶植和監(jiān)管法律制度進(jìn)行了系統(tǒng)研究,并在此基礎(chǔ)上,對我國風(fēng)險(xiǎn)投資法律制度的建立和完善提出一些思路。本文由前言、正文和結(jié)語三個(gè)部分構(gòu)成,其中正文共有四章構(gòu)成。 本文首先在對風(fēng)險(xiǎn)投資的歷史發(fā)展、風(fēng)險(xiǎn)投資的特征進(jìn)行闡述的基礎(chǔ)上,剖析了風(fēng)險(xiǎn)投資的概念,指出風(fēng)險(xiǎn)投資是向高成長的新興企業(yè)提供長期權(quán)益資本的活動(dòng),風(fēng)險(xiǎn)投資的法律關(guān)系具有多方參與的特點(diǎn)。接著對風(fēng)險(xiǎn)投資的資金來源和募集、風(fēng)險(xiǎn)投資的合同談判與簽定、風(fēng)險(xiǎn)資本的退出等各個(gè)環(huán)節(jié)的運(yùn)行機(jī)制和法律制度進(jìn)行了分析和比較,從微觀層面上分析了風(fēng)險(xiǎn)投資的具體運(yùn)作過程,進(jìn)一步研究了各種制度的背景文化、運(yùn)行效率和優(yōu)劣。然后,對風(fēng)險(xiǎn)投資政府扶植法律制度進(jìn)行了分析和比較。研究了各種制度的產(chǎn)生背景和效果。最后,文章論述了我國風(fēng)險(xiǎn)投資及其立法的現(xiàn)狀、分析了我國風(fēng)險(xiǎn)投資法律制度的不足,討論了我國風(fēng)險(xiǎn)投資法律制度的完善問題,提出了一些完善我國風(fēng)險(xiǎn)投資法律制度的建議和思考。
[Abstract]:Venture capital originated from the United States in the 1950s and developed rapidly after the 1970s, which has greatly promoted the development of American high technology, and has been transplanted and used for reference by Britain, Japan and other countries. China is also very concerned about this new investment mode. In 1998, the Central Committee of the National Committee of the Chinese people's political Consultative Conference submitted to the first session of the Ninth CPPCC National Committee a proposal entitled "on speeding up the Development of the cause of Venture Capital in China." since then, The practice and theory research of venture capital is developing rapidly in our country. For the new economic phenomenon of venture capital, legal research should pay attention to and respond to it. The emergence and development of venture capital provide a new field of vision and research for the theory and practice of civil and commercial law. At present, the development history of venture capital in our country is short, the practice experience is insufficient, and the development of venture capital is restricted by many factors. The theoretical research of venture capital, especially the legal theory of venture capital, is still very weak. This article takes the venture capital legal system as the research object, synthetically uses the system theory, the economic analysis, the comparative analysis and the law hermeneutics and so on the method to venture capital legal system general theory, the venture capital main body legal system. The legal system of venture capital behavior and the legal system of government support and supervision of venture capital are systematically studied, and on this basis, some ideas are put forward for the establishment and improvement of the legal system of venture capital in China. This paper consists of three parts: preface, text and conclusion, in which the text consists of four chapters. On the basis of expounding the historical development and characteristics of venture capital, this paper analyzes the concept of venture capital, and points out that venture capital is the activity of providing long-term equity capital to the high growth new enterprise. The legal relationship of venture capital has the characteristics of multiple participation. Then it analyzes and compares the operation mechanism and legal system of various links, such as the source and raising of venture capital, the negotiation and signing of the contract of venture capital, the withdrawal of venture capital, etc. This paper analyzes the concrete operation process of venture capital from the micro level, and further studies the background culture, operation efficiency and advantages and disadvantages of various systems. Then, it analyzes and compares the legal system supported by venture capital government. The background and effect of various systems are studied. Finally, the article discusses the current situation of venture capital and its legislation in China, analyzes the shortcomings of the legal system of venture capital in China, and discusses the perfection of the legal system of venture capital in China. Some suggestions and thoughts on perfecting the legal system of venture capital in China are put forward.
【學(xué)位授予單位】：貴州大學(xué)
【學(xué)位級別】：碩士
【學(xué)位授予年份】：2008
【分類號】：D922.29;D922.28

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