證券市場信息型操縱認(rèn)定難點及監(jiān)管對策研究
發(fā)布時間:2019-07-08 10:15
【摘要】:近年來,伴隨著證券市場發(fā)展和金融產(chǎn)品創(chuàng)新,市場操縱行為亦在不斷發(fā)展演變,信息型操縱案件數(shù)量增多、主體泛化、手段創(chuàng)新,呈現(xiàn)與其他操縱手段復(fù)合化的趨勢。在剖析信息型操縱欺詐本質(zhì)、揭示其社會危害的基礎(chǔ)上,明確主觀故意的要素地位及證明方法、類型化分析客觀行為模式、完善影響交易價量標(biāo)準(zhǔn)有助于研究解決此類操縱的認(rèn)定難點,并提出進(jìn)一步完善信息型操縱監(jiān)管規(guī)則和法律制度的針對性建議。
[Abstract]:In recent years, with the development of securities market and the innovation of financial products, the behavior of market manipulation is also developing and evolution. the number of cases of information-based manipulation is increasing, the subject is extensive, and the means are innovated, showing the trend of recombination with other means of manipulation. On the basis of analyzing the essence of information manipulation fraud and revealing its social harm, this paper clarifies the factor status and proof method of subjective intention, analyzes the objective behavior mode of typology, and perfects the standard of influencing transaction price, which is helpful to study and solve the identification difficulties of this kind of manipulation, and puts forward some suggestions for further perfecting the supervision rules and legal system of information manipulation.
【作者單位】: 上海財經(jīng)大學(xué)法學(xué)院;
【基金】:2014年國家社科基金重大項目“涉信息網(wǎng)絡(luò)違法犯罪行為法律規(guī)制研究”(14ZDB147)的資助
【分類號】:D922.287
,
本文編號:2511515
[Abstract]:In recent years, with the development of securities market and the innovation of financial products, the behavior of market manipulation is also developing and evolution. the number of cases of information-based manipulation is increasing, the subject is extensive, and the means are innovated, showing the trend of recombination with other means of manipulation. On the basis of analyzing the essence of information manipulation fraud and revealing its social harm, this paper clarifies the factor status and proof method of subjective intention, analyzes the objective behavior mode of typology, and perfects the standard of influencing transaction price, which is helpful to study and solve the identification difficulties of this kind of manipulation, and puts forward some suggestions for further perfecting the supervision rules and legal system of information manipulation.
【作者單位】: 上海財經(jīng)大學(xué)法學(xué)院;
【基金】:2014年國家社科基金重大項目“涉信息網(wǎng)絡(luò)違法犯罪行為法律規(guī)制研究”(14ZDB147)的資助
【分類號】:D922.287
,
本文編號:2511515
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