本文選題：股權(quán)結(jié)構(gòu) + 公司控制權(quán)�。� 參考：《廣州大學(xué)》2017年碩士論文

【摘要】：股權(quán)結(jié)構(gòu)設(shè)計是每個公司在創(chuàng)立以及經(jīng)營過程中都要面對的問題,近些年來由于我國資本市場的發(fā)展,在對傳統(tǒng)的一股一權(quán)原則堅守下,公司之間的控制權(quán)爭奪之戰(zhàn)頻頻上演,從盛大收購新浪,到雷士照明,再到萬寶之爭……與此同時上市公司巨頭們?yōu)榱死@開我國當(dāng)今法律對于股權(quán)結(jié)構(gòu)規(guī)定的限制條件,紛紛選擇海外上市,這些案例暴露了一個問題:我國當(dāng)今股權(quán)結(jié)構(gòu)的不合理,需要從制度和法律上對其進(jìn)行優(yōu)化。本文主要以我國上市公司股權(quán)結(jié)構(gòu)為研究對象,總結(jié)出其各自的特點以及存在的不足,從而對我國的股權(quán)結(jié)構(gòu)法律規(guī)制提出建議。本文第一章主要對股權(quán)結(jié)構(gòu)從多個角度給出詳細(xì)的定義,并對當(dāng)今世界各國的股權(quán)結(jié)構(gòu)特點以及股權(quán)結(jié)構(gòu)的類型進(jìn)行粗略的介紹,以便對股權(quán)結(jié)構(gòu)有宏觀的認(rèn)識。第二章是筆者在閱讀大量文獻(xiàn)之后,根據(jù)自己的認(rèn)識和理解對我國股權(quán)結(jié)構(gòu)進(jìn)行系統(tǒng)的的分類,分別從靜態(tài)和動態(tài)兩個維度進(jìn)行詳細(xì)分析,其中靜態(tài)上的股權(quán)結(jié)構(gòu)包括集中型和分散型股權(quán)結(jié)構(gòu),動態(tài)上的股權(quán)結(jié)構(gòu)分為通過協(xié)議方式達(dá)成的、觸發(fā)事件下做出的和協(xié)議中規(guī)定了觸發(fā)事件的股權(quán)結(jié)構(gòu),為下文介紹股權(quán)結(jié)構(gòu)的功能以及發(fā)現(xiàn)我國當(dāng)今股權(quán)結(jié)構(gòu)的不足并提出完善建議做出鋪墊。第三章、第四章是承載本文核心觀點的章節(jié),筆者著眼于股權(quán)結(jié)構(gòu)的主要功能——公司控制權(quán)保持上,并以點帶面,分別列舉了萬科、萬達(dá)、京東,騰訊、阿里巴巴、華為的案例,以實證分析的方式來論證不同的股權(quán)結(jié)構(gòu)在公司控制權(quán)爭奪中的作用,在此基礎(chǔ)上,第四章又總結(jié)出了當(dāng)今我國股權(quán)結(jié)構(gòu)存在的問題。第五章緊緊承接第四章,對我國當(dāng)今股權(quán)結(jié)構(gòu)的不足提出法律建議。以期優(yōu)化我國股權(quán)結(jié)構(gòu),規(guī)范資本市場,為上市公司的長遠(yuǎn)發(fā)展,提高我國金融開放度提供保障。
[Abstract]:The design of ownership structure is a problem that every company has to face in the course of its establishment and operation. In recent years, due to the development of capital market in our country, under the traditional principle of "one share, one right", the battle of control rights between companies is frequently played out.From the grand acquisition of Sina, to the lighting, and then to the battle of Wanbao.At the same time, in order to circumvent the restrictions on the ownership structure stipulated by the current law of our country, the giants of listed companies choose overseas listing one after another. These cases expose a problem: the unreasonable ownership structure of our country today.It needs to be optimized institutionally and legally.This paper mainly takes the stock ownership structure of listed companies in China as the research object, summarizes their respective characteristics and shortcomings, and puts forward some suggestions for the legal regulation of the ownership structure in our country.In the first chapter, the author gives a detailed definition of ownership structure from several angles, and gives a rough introduction to the characteristics of ownership structure and types of ownership structure in the world in order to have a macroscopic understanding of ownership structure.The second chapter is the author after reading a large number of literature, according to their own understanding and understanding of the ownership structure of China's systematic classification, respectively from the static and dynamic dimensions of detailed analysis.Among them, the static ownership structure includes centralized and decentralized ownership structure, the dynamic ownership structure can be divided into two parts, which are reached by agreement, and the ownership structure of trigger event is stipulated in the agreement.It lays the groundwork for the following introduction of the function of the ownership structure and finding the deficiency of the present ownership structure in China and putting forward some suggestions to improve it.Chapter three, Chapter four is the chapter that carries the core point of view of this paper. The author focuses on the main function of the ownership structure-the maintenance of corporate control, and lists Vanke, Wanda, JingDong, Tencent, Alibaba, respectively.The case of Huawei demonstrates the role of different ownership structure in the scramble for corporate control by empirical analysis. On this basis, the fourth chapter summarizes the existing problems of ownership structure in our country.The fifth chapter closely follows the fourth chapter, puts forward the legal suggestion to our country's present stock right structure insufficiency.The aim is to optimize the ownership structure of our country, standardize the capital market, provide the guarantee for the long-term development of listed companies and improve the financial openness of our country.
【學(xué)位授予單位】：廣州大學(xué)
【學(xué)位級別】：碩士
【學(xué)位授予年份】：2017
【分類號】：D922.291.91

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4 周s，

本文編號：1743124