本文選題：中小企業(yè)集合票據(jù)　切入點：中小企業(yè)　出處：《北京化工大學(xué)》2015年碩士論文　論文類型：學(xué)位論文

【摘要】：以2009年中國銀行交易商協(xié)會頒布的《銀行間債券市場中小非金融企業(yè)集合票據(jù)業(yè)務(wù)指引》為肇端,中小企業(yè)集合票據(jù)法律制度正式誕生。作為一種為促進(jìn)中小企業(yè)發(fā)展而設(shè)計的融資工具,它為解決中小企業(yè)融資難問題開辟了一條新路徑。六年來,中小企業(yè)集合票據(jù)獲得了較好的發(fā)展態(tài)勢,但問題也隨之顯現(xiàn)。由于中小企業(yè)集合票據(jù)法律概念的指導(dǎo)性弱、法律性質(zhì)的界定不清,導(dǎo)致附之于上的程序性規(guī)則無法建立完善,阻礙了該制度的發(fā)展。本文綜合運用理論分析、文獻(xiàn)分析、比較分析和實證分析等方法,對中小企業(yè)集合票據(jù)制度的發(fā)展現(xiàn)狀、理論問題及配套制度完善進(jìn)行了探討,以期為該制度的發(fā)展盡綿薄之力。除去前言與結(jié)論,本文一共分為四章。第一章簡要介紹了中小企業(yè)集合票據(jù)的發(fā)展現(xiàn)狀,并基于此,討論了它的法律概念界定及細(xì)化。第二章,把中小企業(yè)集合票據(jù)與中小企業(yè)集合債券、短期融資券、中期票據(jù)分別進(jìn)行了比較分析,在總結(jié)其特征的基礎(chǔ)上強(qiáng)調(diào)了它的法律價值所在。第三章,從比較分析臺灣、美國等地的票據(jù)法入手,指出我國應(yīng)盡快修改現(xiàn)行《票據(jù)法》,建立起自己的商業(yè)本票制度,從而將中小企業(yè)集合票據(jù)納入其中進(jìn)行調(diào)整,并最終總結(jié)了中小企業(yè)集合票據(jù)在我國資本市場的法律性質(zhì)定位。第四章,全文最后為中小企業(yè)集合票據(jù)的發(fā)展提出了一些完善建議,涉及到立法制度、風(fēng)險監(jiān)管、程序優(yōu)化、信用增級等層面,期待集合票據(jù)能更好地為我國中小企業(yè)的發(fā)展貢獻(xiàn)力量。
[Abstract]:Starting with the Business guidelines for small Non-Financial Enterprises in the Interbank Bond Market issued by the Association of Bank Dealers of China in 2009, As a financing tool designed to promote the development of small and medium-sized enterprises, it has opened a new way to solve the financing difficulties of small and medium-sized enterprises. Because of the weak guidance of the legal concept of the small and medium-sized enterprise collective bill and the unclear definition of the legal nature, the procedural rules attached to them cannot be established and perfected. This paper uses the methods of theoretical analysis, literature analysis, comparative analysis and empirical analysis to probe into the development status, theoretical problems and the perfection of supporting system of small and medium-sized enterprises' collective bill system. Apart from the foreword and conclusion, this paper is divided into four chapters. The first chapter briefly introduces the status quo of small and medium-sized enterprises' collective bills, and based on this, In the second chapter, we compare and analyze the small and medium-sized enterprise aggregate bill, the small and medium-sized enterprise collective bond, the short term financing bond, the medium term bill respectively. On the basis of summing up its characteristics, it emphasizes its legal value. Chapter three, starting with a comparative analysis of the ticket laws of Taiwan and the United States, points out that our country should amend the current "Bill Law" as soon as possible and establish its own commercial promissory note system. Finally, it summarizes the legal nature of SME collective instruments in the capital market of our country. Chapter 4th, At the end of the paper, some suggestions are put forward for the development of small and medium-sized enterprises' collective instruments, including legislative system, risk supervision, procedure optimization, credit enhancement and so on. It is expected that aggregate bills can contribute better to the development of small and medium-sized enterprises in China.
【學(xué)位授予單位】：北京化工大學(xué)
【學(xué)位級別】：碩士
【學(xué)位授予年份】：2015
【分類號】：D922.287

【參考文獻(xiàn)】

相關(guān)碩士學(xué)位論文 前1條

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本文編號：1638511