本文關(guān)鍵詞： 法律風(fēng)險 中小企業(yè) 風(fēng)險管理　出處：《江南大學(xué)》2017年碩士論文　論文類型：學(xué)位論文

【摘要】：中小企業(yè)作為當(dāng)代國民經(jīng)濟的重要組成部分,提供了大量的就業(yè)崗位、稅收、發(fā)明專利等,其數(shù)量更是占到了企業(yè)總數(shù)的99%,可以說扮演著舉足輕重的角色。隨著科技、經(jīng)濟的進一步發(fā)展,一方面我國中小企業(yè)發(fā)展環(huán)境良好,市場競爭激烈,另一方面層出不窮的法律風(fēng)險事件卻給企業(yè)帶來了有形或無形的損失,使企業(yè)的發(fā)展受阻。與此同時,法律風(fēng)險管理這一理念也出現(xiàn)在人們視野中,而當(dāng)前不少企業(yè)在該方面缺乏防范意識,中小企業(yè)的問題更為嚴重。在理論層面,基于對國內(nèi)外研究的分析總結(jié),對中小企業(yè)及企業(yè)法律風(fēng)險作出界定,并且概述了企業(yè)風(fēng)險管理理論和企業(yè)法律風(fēng)險管理的動因及價值。在實證層面,運用案例分析法,通過對司法實踐案例的分析,結(jié)合統(tǒng)計數(shù)據(jù)和法律法規(guī)進行相關(guān)拓展,歸納出公司設(shè)立出資、合同履行、人力資源管理、知識產(chǎn)權(quán)四種中小企業(yè)常見的法律風(fēng)險。這些法律風(fēng)險使得中小企業(yè)涉訴率居高不下,加之中小企業(yè)自身規(guī)模小、資金少、管理體制不完善,應(yīng)對法律風(fēng)險的能力較差,一旦誘發(fā)法律風(fēng)險就有可能嚴重影響企業(yè)的發(fā)展。在上述案例分析的基礎(chǔ)上,運用管理學(xué)有關(guān)知識從管理體制、管理理念、管理人才三個角度切入,尋找中小企業(yè)易誘發(fā)法律風(fēng)險的原因,并深入分析法律風(fēng)險管理上的不足之處。為了促進中小企業(yè)的良性發(fā)展,針對原因分析中的三個方面提出對策,主要是樹立先進的法律風(fēng)險管理理念、建立符合中小企業(yè)特點的法律風(fēng)險管理制度、培育或引進專業(yè)的法律風(fēng)險管理人才。通過研究不難發(fā)現(xiàn),在依法治國的大背景下,企業(yè)的整個生命周期都和法律風(fēng)險息息相關(guān),越來越多的企業(yè)經(jīng)營者開始重視法律風(fēng)險管理,但是中小企業(yè)通常都缺乏有效的防控手段,僅僅只能在風(fēng)險發(fā)生后被動低依靠訴訟等方式將損失降低,顯然不利于企業(yè)的穩(wěn)定發(fā)展。綜合法學(xué)、經(jīng)濟學(xué)、管理學(xué)的知識,根據(jù)我國中小企業(yè)的實際情況,從客觀的角度分析中小企業(yè)存在的法律風(fēng)險管理問題并提出一些解決策略,不僅完善了整個風(fēng)險管理體系,也是對構(gòu)建符合我國國情的中小企業(yè)法律風(fēng)險管理機制的一次有益探索。
[Abstract]:As an important part of the contemporary national economy, small and medium-sized enterprises provide a large number of jobs, taxes, invention patents and so on. The number of SMEs accounts for 99% of the total number of enterprises, which can be said to play a pivotal role. With science and technology, With the further development of economy, on the one hand, the development environment of small and medium-sized enterprises in our country is good, the market competition is fierce, on the other hand, the endless legal risk events have brought tangible or intangible losses to the enterprises, and at the same time, the development of the enterprises has been hindered. The concept of legal risk management also appears in people's view, but at present many enterprises lack the awareness of prevention in this respect, the problem of small and medium-sized enterprises is more serious. In theory, based on the analysis and summary of domestic and foreign research, This paper defines the legal risk of small and medium-sized enterprises and enterprises, and summarizes the theory of enterprise risk management and the motivation and value of enterprise legal risk management. Combined with statistics and laws and regulations to expand the relevant, summed up the establishment of the company investment, contract implementation, human resources management, Intellectual property rights four common legal risks for small and medium-sized enterprises. These legal risks make the litigation rate of small and medium-sized enterprises remain high. In addition, small and medium-sized enterprises have small scale, little capital, imperfect management system, and poor ability to deal with legal risks. Once legal risk is induced, it may seriously affect the development of enterprises. On the basis of the above case analysis, the application of management knowledge from the management system, management concept, management personnel three angles cut into, In order to promote the healthy development of small and medium-sized enterprises, the author puts forward some countermeasures in view of the three aspects of the cause analysis. It is mainly to set up advanced legal risk management concept, establish legal risk management system that accords with the characteristics of small and medium-sized enterprises, cultivate or introduce professional legal risk management personnel. The whole life cycle of an enterprise is closely related to legal risk. More and more business operators begin to attach importance to legal risk management, but small and medium-sized enterprises usually lack effective means of prevention and control. It is obviously not good for the stable development of enterprises to reduce the losses only after the risk has occurred by passively and low depending on litigation and so on. Comprehensive knowledge of law, economics and management, according to the actual situation of small and medium-sized enterprises in our country, This paper analyzes the legal risk management problems existing in small and medium-sized enterprises from an objective point of view and puts forward some solutions, which not only improve the whole risk management system, It is also a beneficial exploration to construct the legal risk management mechanism of small and medium-sized enterprises in accordance with the situation of our country.
【學(xué)位授予單位】：江南大學(xué)
【學(xué)位級別】：碩士
【學(xué)位授予年份】：2017
【分類號】：D922.291.91

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