本文關(guān)鍵詞： 未成年人 股東 法定代理人 監(jiān)護　出處：《大連海事大學(xué)》2017年碩士論文　論文類型：學(xué)位論文

【摘要】：2007年9月19日,中國資產(chǎn)規(guī)模最大的城市商業(yè)銀行北京銀行在上海上市。不久,就有網(wǎng)友在其股東名冊中發(fā)現(xiàn)了一些"娃娃股東",甚至"嬰兒股東",這些"嬰兒股東"引起了社會普遍關(guān)注。對此,北京銀行發(fā)布公告,承認該行2007年9月IPO前的股東中未成年自然人股東共有84人。但是,該行律師和保薦人均認為,相關(guān)法律、法規(guī)、規(guī)章及其他規(guī)范性文件均未對未成年人持股進行限制或禁止,故稱未成年人持有該行股份不存在違法情形,無需進行特別處理。由此引發(fā)的未成年人股東與股權(quán)的評論和研究曾熱極一時。同年,國家工商行政管理總局《關(guān)于未成年人能否成為公司股東問題的答復(fù)》出臺,答復(fù)稱:《公司法》對未成年人能否成為公司股東沒有作出限制性規(guī)定。因此,未成年人可以成為公司股東,其股東權(quán)利可以由法定代理人代為行使。2015年低齡股東頻頻套現(xiàn),再次引發(fā)人們對未成年人股東問題的關(guān)注。因此,為了維護經(jīng)濟金融秩序的穩(wěn)定,保護公司、股東、投資人甚至未成年人的利益,必須對一些深層法律問題進行民法、公司法理論研究的縱深探討。例如,未成年人持股的效力及客觀原因,未成年人股東代理人的資格及代理權(quán)限的認定,如何協(xié)調(diào)和解決未成年人股東的信息披露與公民投資隱私權(quán)保護的沖突,如何處理未成年人股東持股所產(chǎn)生的各種復(fù)雜的爭議或糾紛,如何對未成年人股東法定代理人進行有效監(jiān)管等。本文除引言和結(jié)論外,共分為四部分。第一部分論述了未成年人股東的概念及未成年人股東持股的兩種形式。通過論述未成年人股東的概念及其持股的形式來引出我國需要著重看待未成年人股東的問題,不能任由其自由發(fā)展而忽略了其特殊性。第二部分闡述了未成年人取得股份的方式,肯定了未成年人持股的合法性。第三部分則重點論述了現(xiàn)行法律對未成年人股東制度方面存在的立法不足。例如,缺乏相應(yīng)的信息披露制度以及未成年人股東法定代理人的相關(guān)監(jiān)督制度。第四部分結(jié)合上三部分得出的結(jié)論做出完善現(xiàn)行立法,保護未成年人利益,維護廣大投資者權(quán)益的具體立法設(shè)想。從保護未成年人利益和維護商事安全的角度,分別闡述了未成年人法定代理人代行股東權(quán)利時應(yīng)該遵循的原則,實現(xiàn)肯定未成年人持股的同時,維護金融市場的穩(wěn)定,實現(xiàn)微觀與宏觀雙贏的目標(biāo)。
[Abstract]:In September 19th 2007, Beijing Bank, China's largest commercial bank by assets, was listed in Shanghai. Soon after, some "doll shareholders" were found on its list of shareholders. "even" baby shareholders ", these" baby shareholders "caused widespread social concern, the Bank of Beijing issued a statement. Admitted that the bank before September 2007 IPO shareholders of 84 minor natural persons. However, the bank's lawyers and sponsors believe that the relevant laws, regulations. The regulations and other normative documents do not restrict or prohibit the ownership of minors, so it is said that there is no illegal situation for minors to hold shares in the bank. There is no need for special treatment. The comments and studies of minor shareholders and equity have been very popular for a while. The same year. The State Administration for Industry and Commerce issued an answer on whether minors can become shareholders of a company, stating that the Company Law has no restrictive provisions on whether minors can become shareholders of a company. Minors can become shareholders of the company, and their shareholders' rights can be exercised by legal representatives. In 2015, young shareholders frequently cash in, which once again aroused people's concern about the problem of minor shareholders. In order to maintain the stability of economic and financial order and protect the interests of companies, shareholders, investors and even minors, it is necessary to discuss some deep legal issues in depth, such as the theory of civil law and company law. The effectiveness and objective reasons of the minor's stock holding, the qualification of the minor shareholder's agent and the determination of the agency's authority, how to coordinate and solve the conflict between the minor shareholder's information disclosure and the protection of citizen's right to investment privacy. In addition to the introduction and conclusion, how to deal with the various complex disputes or disputes arising from the ownership of minor shareholders, and how to effectively supervise the legal representatives of minor shareholders, etc. It is divided into four parts. The first part discusses the concept of minor shareholder and the two forms of minor shareholder shareholding. Adult shareholders. We can't let them develop freely and ignore their particularity. The second part expounds the way of obtaining shares by minors. The third part focuses on the existing legislation of the minor shareholder system. For example. Lack of the corresponding information disclosure system and the relevant supervision system of the legal representative of minor shareholders. Part 4th combined with the conclusions reached in the first three parts to improve the current legislation to protect the interests of minors. From the point of view of protecting the interests of minors and maintaining the security of commercial affairs, this paper expounds separately the principles that should be followed when the legal representatives of minors exercise the rights of shareholders on their behalf. At the same time, we can maintain the stability of financial market and realize the goal of micro and macro win-win.
【學(xué)位授予單位】：大連海事大學(xué)
【學(xué)位級別】：碩士
【學(xué)位授予年份】：2017
【分類號】：D922.291.91

【相似文獻】

相關(guān)期刊論文 前10條

1 周馨雨;;訊問未成年犯罪嫌疑人法定代理人在場制度研究[J];上海公安高等�？茖W(xué)校學(xué)報;2012年02期

2 倪惠華;法定代理人擔(dān)任辯護人的幾點思考[J];上海市政法管理干部學(xué)院學(xué)報;1999年02期

3 楊曉松;刑事法定代理人制度的適用[J];遼寧公安司法管理干部學(xué)院學(xué)報;2004年03期

4 孟紅,崔小峰;未成年人刑事案件中法定代理人制度研究[J];青少年犯罪問題;2005年05期

5 盧傳新;;完善未成年犯罪嫌疑人法定代理人陪同提審工作的初步設(shè)想[J];法制與社會;2010年27期

6 戴清發(fā);;訊問未成年人法定代理人到場制度相關(guān)問題探討[J];中國檢察官;2012年11期

7 張陸平;;訊問未成年犯罪嫌疑人法定代理人到場制度的司法實踐困境及對策[J];江西青年職業(yè)學(xué)院學(xué)報;2013年01期

8 辛瀟瀟;姜婷;;法定代理人到場的利弊及司法應(yīng)對[J];山西省政法管理干部學(xué)院學(xué)報;2013年03期

9 莫非;吳樂樂;;法定代理人及合適成年人訊問在場制度解析[J];法制與社會;2013年33期

10 徐波;正確適用法定代理人[J];人民司法;1985年06期

相關(guān)重要報紙文章 前10條

1 記者 吳衛(wèi) 通訊員 公軒;到場法定代理人 以父母作為首選[N];天津政法報;2010年

2 北京市大興區(qū)人民檢察院 王磊;法定代理人訊問時到場須得到有效實行[N];檢察日報;2012年

3 最高人民檢察院研究室 }誚，

本文編號：1485237