發(fā)布時間：2018-02-02 11:40

  本文關(guān)鍵詞： 金融市場 金融監(jiān)管 消費者保護(hù) 金融利益 立法建議　出處：《沈陽工業(yè)大學(xué)》2015年碩士論文　論文類型：學(xué)位論文

【摘要】：金融危機的爆發(fā)，，讓世界各國都看到了金融業(yè)監(jiān)管的必要性，因此各國均采取了一定的金融監(jiān)管立法制度改革措施，以此修復(fù)現(xiàn)行金融監(jiān)管體制下的根本性缺陷，維護(hù)本國金融市場的健康有序發(fā)展。世界發(fā)達(dá)資本主義國家在金融危機后采取的各種金融改革措施，也更加體現(xiàn)出金融市場開放及監(jiān)管改革的重要性。 從改革開放至今，立足于我國社會主義市場經(jīng)濟(jì)初級階段的國情，在相關(guān)的金融法律制度方面我國取得了一定進(jìn)展和突破，在金融市場的關(guān)鍵領(lǐng)域都初步實現(xiàn)了金融立法及相應(yīng)的政策，使金融市場得到一定的規(guī)制，但金融市場對一國經(jīng)濟(jì)的重要作用使得對金融立法的與時俱進(jìn)問題刻不容緩。 而就我國目前而言已經(jīng)有許多關(guān)于金融市場開放的學(xué)術(shù)研究著作，但大多數(shù)為經(jīng)濟(jì)類著作，對于金融市場開放所引起的法律問題的研究甚少，如何從法律角度具體提出監(jiān)管對策以及進(jìn)行行之有效的法律制度設(shè)計均處于空白階段。本文運用理論分析、比較分析和文獻(xiàn)分析等方法對我國金融市場對外開放印發(fā)的法律問題及對策進(jìn)行了系統(tǒng)研究。文章第一部分運用理論分析的方法，從金融市場的涵義、特點出發(fā)，對我國金融市場開放遇到的法律問題進(jìn)行理論研究；第二部分通過比較分析、理論分析的方法，總結(jié)了我國規(guī)制金融市場的現(xiàn)狀及法律制度上的不足，闡明完善該制度的必要性和緊迫性。第三部分運用相關(guān)經(jīng)濟(jì)學(xué)和經(jīng)濟(jì)法學(xué)原理，放眼國際主要經(jīng)濟(jì)體的相關(guān)法律制度研究，從外國先進(jìn)制度中歸納總結(jié)出我國規(guī)制金融市場立法的借鑒之處。第四部分充分運用文獻(xiàn)分析、比較分析的方法，從我國制定金融監(jiān)管法、完善信托法、商業(yè)銀行法、建立金融消費者保護(hù)制度等方面，提出我國金融市場開放的法律制度建議。希望通過本文的研究，能豐富我國相關(guān)立法內(nèi)容，完善相關(guān)法律規(guī)范，從而較好地對我國金融市場進(jìn)行規(guī)制，保障商行為者、消費者的合法權(quán)益，維護(hù)我國經(jīng)濟(jì)健康有序的發(fā)展。
[Abstract]:With the outbreak of the financial crisis, countries all over the world have seen the necessity of financial regulation, so all countries have taken certain measures to reform the financial supervision legislative system. In order to repair the fundamental defects of the current financial supervision system and maintain the healthy and orderly development of the domestic financial market. Developed capitalist countries in the world after the financial crisis to take a variety of financial reform measures. It also reflects the importance of financial market opening and regulatory reform. Since the reform and opening up to date, based on China's socialist market economy in the initial stage of the national conditions, in the relevant financial legal system, China has made some progress and breakthroughs. In the key areas of the financial market, financial legislation and corresponding policies have been preliminarily realized, so that the financial market has been regulated to a certain extent. However, the important role of financial market in a country's economy makes it urgent to keep pace with the times of financial legislation. At present, there have been many academic works on the opening of financial markets in China, but most of them are economic works, and there are few studies on the legal problems caused by the opening of financial markets. How to concretely put forward the supervision countermeasure from the legal angle and carry on the effective legal system design are all in the blank stage. This article uses the theory analysis. The author makes a systematic study on the legal problems and countermeasures of China's financial market opening to the outside world by means of comparative analysis and literature analysis. The first part of the article uses the method of theoretical analysis to analyze the meaning of financial market. On the basis of its characteristics, this paper makes a theoretical study on the legal problems encountered in the opening of China's financial markets. The second part through comparative analysis, theoretical analysis methods, summarized the current situation of China's regulation of financial markets and the shortcomings of the legal system. The third part uses the principles of relevant economics and economic law to study the relevant legal systems of the major international economies. From the advanced system of foreign countries summed up the regulation of financial market legislation for reference. Part 4th fully use the literature analysis, comparative analysis of the method, from our country to formulate financial supervision law, improve the trust law. Commercial bank law, the establishment of financial consumer protection system and other aspects, put forward the legal system of financial market opening in China, hope that through the study of this article, can enrich the content of relevant legislation in China, improve the relevant legal norms. Therefore, we can regulate the financial market of our country, protect the legitimate rights and interests of the commercial firms and consumers, and safeguard the healthy and orderly development of our economy.
【學(xué)位授予單位】：沈陽工業(yè)大學(xué)
【學(xué)位級別】：碩士
【學(xué)位授予年份】：2015
【分類號】：D922.28

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本文編號：1484420