【摘要】： 公司集團(tuán)債權(quán)人的法律保護(hù),自20世紀(jì)60年代公司集團(tuán)在西方國(guó)家興起之時(shí),便是各國(guó)公司法所關(guān)注的焦點(diǎn)。80年代公司集團(tuán)向大型跨國(guó)公司階段邁進(jìn),對(duì)該問(wèn)題的研究繼續(xù)升溫。其中,德、英、美等國(guó)家在此問(wèn)題上的理論成果豐碩,法律規(guī)定各具特色。然而,一方面公司集團(tuán)的許多問(wèn)題至今在理論上尚無(wú)統(tǒng)一的定論;另一方面,即使在公司集團(tuán)法律制度相對(duì)完善的國(guó)家,相關(guān)法律規(guī)則的實(shí)際效用依然是有待檢驗(yàn)的。20世紀(jì)90年代中后期以來(lái),公司集團(tuán)在我國(guó)幾近成為大規(guī)模商事組織設(shè)立的主要選擇,在社會(huì)經(jīng)濟(jì)發(fā)展中起到愈加重要的作用。而在我國(guó),對(duì)于公司集團(tuán)的研究主要在經(jīng)濟(jì)學(xué)領(lǐng)域方興未艾,法學(xué)界對(duì)此的學(xué)術(shù)積累不厚。實(shí)踐中對(duì)之進(jìn)行規(guī)制和調(diào)整主要以單個(gè)公司治理和相關(guān)者利益協(xié)調(diào)為重點(diǎn),缺乏公司集團(tuán)層面上的整體性法律制度。故而,對(duì)于公司集團(tuán)債權(quán)人的保護(hù)進(jìn)行深入分析和研究,有利于未來(lái)我國(guó)公司集團(tuán)法律制度的制定。本文主要采用歷史分析和比較分析的方法,對(duì)于公司集團(tuán)債權(quán)人保護(hù)問(wèn)題進(jìn)行深入的探討。為此,本文詳細(xì)剖析了歷史上公司集團(tuán)產(chǎn)生的經(jīng)濟(jì)和法律原因,并較為全面和充分的收集了國(guó)外相關(guān)國(guó)家或地區(qū)的立法經(jīng)驗(yàn),以此對(duì)公司集團(tuán)因結(jié)構(gòu)性和經(jīng)營(yíng)性特征而引發(fā)的法律風(fēng)險(xiǎn)以及相應(yīng)的法律對(duì)策進(jìn)行檢討和評(píng)價(jià),并對(duì)我國(guó)的公司集團(tuán)立法提出建議。 本文分為引言、正文和結(jié)論三部分,其中正文部分分為四章: 第一章為“公司集團(tuán)的法律界定”,作為本文研究的起點(diǎn),首先對(duì)公司集團(tuán)自身相關(guān)法律問(wèn)題從理論上加以闡釋。首先,明確了公司集團(tuán)法律界定的意義,即為公司集團(tuán)債權(quán)人保護(hù)相關(guān)制度的研究奠定正確的理論基礎(chǔ)。其次,對(duì)于公司集團(tuán)的法律性質(zhì)和法律特征進(jìn)行深入分析,明確了公司集團(tuán)的非法人地位。最后,歸納出公司集團(tuán)的法律概念,指出其是由眾多具有獨(dú)立法律人格的企業(yè),通過(guò)可獲得法律上企業(yè)控制權(quán)的方式聯(lián)合而成,具有獨(dú)立利益和意志,并需要特別法加以規(guī)制的非主體性經(jīng)濟(jì)組織。 第二章為“公司集團(tuán)債權(quán)人的法律風(fēng)險(xiǎn)”,對(duì)公司集團(tuán)債權(quán)人法律風(fēng)險(xiǎn)的內(nèi)涵和類(lèi)型進(jìn)行了系統(tǒng)分析和描述。首先,對(duì)于公司集團(tuán)債權(quán)人的范圍進(jìn)行界定。其次,對(duì)于公司集團(tuán)債權(quán)人法律風(fēng)險(xiǎn)的產(chǎn)生原因和類(lèi)型進(jìn)行論述,將其歸納為“結(jié)構(gòu)性風(fēng)險(xiǎn)”和“經(jīng)營(yíng)性風(fēng)險(xiǎn)”。最后,指出對(duì)公司集團(tuán)債權(quán)人加以特別保護(hù)具有獨(dú)特的意義,即基于節(jié)約交易成本、彌補(bǔ)債權(quán)人能力不足、提高公司集團(tuán)治理水平的目的以及公平正義與誠(chéng)實(shí)信用、交易安全與秩序穩(wěn)定等法律價(jià)值的必然要求。 第三章為“公司集團(tuán)債權(quán)人特別保護(hù)途徑的比較法分析”,對(duì)于各國(guó)或地區(qū)關(guān)于公司集團(tuán)債權(quán)人保護(hù)的理論和立法經(jīng)驗(yàn)做全面、系統(tǒng)的闡述。首先,解決了如公司集團(tuán)認(rèn)定等先決問(wèn)題。其次,將公司集團(tuán)債權(quán)人保護(hù)途徑歸納為“常規(guī)性預(yù)防和補(bǔ)償機(jī)制”、“特定行為導(dǎo)致的責(zé)任承擔(dān)機(jī)制”和“改善公司集團(tuán)整體治理水平機(jī)制”三種思路。最后,對(duì)于國(guó)外相關(guān)的理論和立法經(jīng)驗(yàn)做出評(píng)述。 第四章為“構(gòu)建我國(guó)公司集團(tuán)債權(quán)人法律保護(hù)制度的思考和建議”。首先,對(duì)我國(guó)目前的公司集團(tuán)債權(quán)人保護(hù)現(xiàn)狀進(jìn)行描述和分析,指出我國(guó)的相關(guān)法律存在較大缺陷。其次,對(duì)于我國(guó)公司集團(tuán)立法對(duì)于國(guó)外立法經(jīng)驗(yàn)的吸收和借鑒,從其必要性、可行性、操作性等方面進(jìn)行論述。最后,對(duì)于我國(guó)未來(lái)的公司集團(tuán)債權(quán)人保護(hù)制度構(gòu)建,提出了具體的建議和意見(jiàn)。
[Abstract]:The legal protection of the creditors of the company's group was the focus of corporate law in the 1960s when the company group emerged from the western countries in the 1960s. In the 1980s, the Group stepped forward to the large multinational corporation stage, and the research on the problem continued to warm up. Among them, the theoretical achievements of the countries such as Germany, Britain, America and so on are fruitful and legal provisions have their own characteristics. On the other hand, even in countries with relatively perfect legal system of the company, the practical utility of relevant legal rules remains to be tested. The company group has become the main choice of large-scale commercial organization in our country, playing an increasingly important role in the development of social economy. In our country, the research of the company group is in the ascendant in the economics field, and the academic accumulation of the law circles is not too thick. In practice, regulation and adjustment mainly focus on individual corporate governance and stakeholder interest coordination, and lack the integrity legal system at the corporate level. Therefore, the protection of the creditors of the company group is deeply analyzed and studied, which is beneficial to the development of the legal system of our company group in the future. This paper mainly adopts the methods of historical analysis and comparative analysis, and makes an in-depth discussion on the protection of creditor's creditors of the company group. For this reason, this paper analyzes the economic and legal reasons of the corporate group in history, and collects the legislative experience of foreign countries or regions in a comprehensive and comprehensive way. This paper reviews and evaluates the legal risk caused by structural and operational characteristics of the company group and the corresponding legal countermeasures, and puts forward some suggestions on our country's corporate group legislation. This paper is divided into three parts: introduction, text and conclusion. It is divided into four chapters: the first chapter is the 鈥淟egal Definition of Corporate Group鈥，

本文編號(hào)：2252411