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公司登記的法律規(guī)制研究

發(fā)布時間:2018-04-07 15:54

  本文選題:公司登記 切入點:登記效力 出處:《中國政法大學》2010年碩士論文


【摘要】: 公司是市場經濟最為活躍的組織形式,是世界各國重要的商事主體之一。公司設立登記直接關涉公司作為法律主體地位的確定,關涉公司的行為能力,對于國家對其實施監(jiān)督管理,保障市場交易的安全和效率具有重要意義。目前我國并無統(tǒng)一的公司登記法,現(xiàn)行的有關公司登記的法律、法規(guī)散見于公司法、行政法規(guī)和國家工商行政管理部門發(fā)布的通知中,以行政法律規(guī)范居多。 公司登記是公司法律制度中最能夠體現(xiàn)國家公權力對私法上的主體進行干預的制度之一。我國的公司登記機關為國家工商行政管理總局及地方行政管理局,為行政機關。從本質上說,公司登記是一種公法行為,具有行政確認的性質。公司登記的特點使其必然蒙上一層較濃厚的國家干預色彩,而其中的規(guī)制也就不可避免。規(guī)制的重要目標就是平衡公司自治與政府規(guī)制的限度,使公司自治與法律規(guī)制相協(xié)調,使得政府行為能有效服務于公司這一市場主體。其中法律規(guī)制是為規(guī)制的重要手段。 我國公司登記為登記要件主義,即不經登記公司不成立,在具體登記中采取了法人資格與營業(yè)能力合而為一的“統(tǒng)一主義”立法模式。實際上,《企業(yè)法人營業(yè)執(zhí)照》是公司獲得營業(yè)能力的表征,公司法人格的獲得應當在于登記機關的核準登記而非營業(yè)執(zhí)照的頒發(fā),而區(qū)分公司法人資格和營業(yè)能力的取得,不僅獲得了公司法理論的圓通,也為解決實踐中吊銷《企業(yè)法人營業(yè)執(zhí)照》后公司主體資格存在與否的困境找到新的路徑。 本文試從研究公司登記制度的理論著手,探討公司登記的價值取向,辨析公司登記的性質和效力,分析我國公司登記的現(xiàn)狀,結合原因和發(fā)展趨勢,對現(xiàn)有登記制度進行評析并對不足之處提出完善建議。本文共分為三部分。第一部分主要介紹了與我國公司登記制度相關的基礎理論,包括公司登記的涵義、價值取向等,明確了我國公司登記的本質。第二部分結合規(guī)制的相關理論,研究我國公司登記的現(xiàn)狀。市場交易存在著失靈的情形,作為對市場安全和國家對經濟有效監(jiān)管的考慮,公司登記體現(xiàn)了政府對國家經濟生活的干預,此種干預是為必要。本段從登記主體、登記效力、登記依據、經營范圍以及登記事項幾個方面進行分析,論證了我國由行政機關管轄公司登記的合理性,著重對公司登記效力進行研究,對營業(yè)執(zhí)照的法律效力進行了思考,對經營范圍是否作為必要登記事項提出了質疑,對我國公司登記事項的要求進行了反思。第三部分為我國公司登記制度的完善探索。規(guī)制同樣存在著失靈的情形,追求利益最大化也是市場發(fā)展的基本要義,因此國家強制須適度,公司應獲得自控下的自由。公權力的干預應以公司自治為原則,以必要為限,僅當公司濫用自治權利有危害公共利益和國家經濟安全之虞時方得適用。我國公司法律制度近年來雖有改革,但仍需完善,尤其在登記效力和登記內容方面,以期進一步實現(xiàn)公司登記效率與安全兼顧之價值取向。
[Abstract]:The company is the most active form of market economy, is one of the important commercial agent all over the world. To determine the company registration directly related company as the legal status of the company, with the ability of the state to implement supervision and management, it has important significance to protect the safety and efficiency of market transaction. At present there is no unified China the registration of the company law, the company existing registration laws and regulations in the company law, issued a notice of administrative regulations and the State Administration for Industry and Commerce Department, the administrative legal norms.
The company registration system is one of the company's legal system can reflect the national public power intervention on the subject on civil law. Our company registration organ for the State Administration for Industry and Commerce and local administrative authority, administrative organs. In essence, the company registration is a behavior of public law, has the nature of administrative confirmation the characteristics of company registration. It must be covered with a layer of strong state intervention, and the regulation is inevitable. Self government regulation is an important goal of the company balance limit, the company autonomy and legal regulation coordination, the government behavior can effectively serve the market. The legal regulation is an important means of regulation.
Our company registration for the doctrine of registration, which is not registered in the company has not been established, specific registration took legal qualification and business ability to be made one "unified" legislative model. In fact, "corporate business license > is the characterization of the company obtained business ability, justice personality should be approved by the registration authority for the registration and business license issued by the company, and the distinction between legal person and business ability, not only won the company law theory for solving the problem of tact, practice" revoke the business license of the enterprise legal person qualification > Company existence predicament to find a new path.
This paper tries to study company registration system theory, value orientation of company registration, company registration of the nature and effectiveness, analysis of the current situation of corporate registration in China, combined with the reasons and development trend analysis and to provide suggestions to improve the shortcomings of existing registration system. This paper is divided into three parts. The first part the system mainly introduces the basic theories related with our company registration, company registration includes the meaning, value orientation, clear our company registration nature. The second part of the combination of regulation theory, researching the status quo of the company registration. There is the market failure in the market, as the market for security and national consideration of economic supervision, company registration reflects the government intervention in the economic life of the country, such intervention is necessary. This paragraph from the registration body, registration, registration according to the business scope. Wai and registration of several aspects of the analysis, the rationality of our country governed by the administrative organ of company registration, company registration study focuses on the effect of thinking of legal effect on the business license, the business scope is as necessary registration question of our company registration requirements are reflected. The third part is to improve the registration system of our country's exploration. There is also the failure of regulation, the basic meaning of the pursuit of profit maximization is the development of the market, so the state compulsory must be moderate, the company should obtain control under freedom. Public power intervention should be based on the principle of autonomy of the company, with the necessary limit, only when the company the abuse of rights has autonomous harm public interests and national economic security. The cipher is suitable the legal system of our country in recent years, although the reform, but still need to improve, especially in registration In terms of effectiveness and registration, it is expected to further realize the value orientation of the company's registration efficiency and security.

【學位授予單位】:中國政法大學
【學位級別】:碩士
【學位授予年份】:2010
【分類號】:D922.291.91

【引證文獻】

相關碩士學位論文 前2條

1 劉娜;構建公司登記區(qū)別審查原則[D];寧波大學;2011年

2 李先婭;我國公司年檢制度研究[D];西南大學;2012年

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本文編號:1719857

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