本文選題：有限責任公司　切入點：股權(quán)轉(zhuǎn)讓　出處：《中國社會科學院研究生院》2011年碩士論文　論文類型：學位論文

【摘要】：有限責任公司股權(quán)轉(zhuǎn)讓相關(guān)制度是公司法的重要內(nèi)容。公司法被視為具有公法性質(zhì)的私法,公司法的這一特性使得股權(quán)轉(zhuǎn)讓制度不得不在國家強制與私法自治之間作選擇。公司股東對所持股權(quán)的自由轉(zhuǎn)讓是私法自治原則的體現(xiàn),而有限責任公司的人合性特點又決定了股東對外轉(zhuǎn)讓股權(quán)時要受強制限制。什么情況采取什么原則,成為公司及其參與者最為關(guān)心的問題。關(guān)注有限責任公司股權(quán)轉(zhuǎn)讓的自由與限制問題,對保護中小股東的利益、促進公司穩(wěn)定發(fā)展等具有重要意義。 本論文從股權(quán)轉(zhuǎn)讓的概述入手,圍繞公司法相關(guān)規(guī)定,對有限責任公司股權(quán)轉(zhuǎn)讓自由與限制展開初步研究,界定了在什么情況下股權(quán)轉(zhuǎn)讓是自由的、在什么情況下要受到限制以及應(yīng)當如何體現(xiàn)股權(quán)轉(zhuǎn)讓的自由與限制原則。 本論文正文共分三個部分。 第一部分為有限責任公司股權(quán)轉(zhuǎn)讓的概述,包含五個方面的內(nèi)容:股權(quán)轉(zhuǎn)讓的概念、股權(quán)轉(zhuǎn)讓的分類、股權(quán)轉(zhuǎn)讓的主體、股權(quán)轉(zhuǎn)讓的性質(zhì)、股權(quán)轉(zhuǎn)讓是要式行為。這一部分為全文提供了理論基礎(chǔ)。第二部分主要闡述的是一般情況下股權(quán)轉(zhuǎn)讓的自由與限制。在轉(zhuǎn)讓自由中,闡述的主要是公司股東之間對內(nèi)轉(zhuǎn)讓自由;在轉(zhuǎn)讓限制中,著重闡述了對外轉(zhuǎn)讓的限制。另外,還闡述了章程約定和股東間特別約定對股權(quán)轉(zhuǎn)讓的限制。第三部分主要闡述的是特殊情況下(繼承、夫妻離婚、強制執(zhí)行)股權(quán)轉(zhuǎn)讓的自由與限制。 有限責任公司股權(quán)轉(zhuǎn)讓的自由與限制之間的界線把握很關(guān)鍵,限制過度會導(dǎo)致限制的無效,無法體現(xiàn)私法自治原則;過度的自由又破壞了公司的人合性。因此,實現(xiàn)股東權(quán)轉(zhuǎn)讓必須在公司人合性、自治原則之間尋找平衡,使公司能有效支配資源,追求公司利益的最大化。
[Abstract]:Limited liability company equity transfer system is an important content of company law. Company law is regarded as private law with the nature of public law. Because of this characteristic of company law, the system of equity transfer has to choose between state compulsion and private law autonomy. The free transfer of shares held by shareholders is the embodiment of the principle of private autonomy. However, the human nature of a limited liability company determines that shareholders should be subject to compulsory restrictions when transferring shares to other countries. What principles are to be adopted in what circumstances? It is of great significance to protect the interests of the minority shareholders and to promote the stable development of the company by paying close attention to the freedom and restriction of the transfer of the shares of the limited liability company. This paper starts with the outline of equity transfer, focusing on the relevant provisions of the Company Law, carries out a preliminary study on the freedom and limitation of equity transfer in limited liability companies, and defines the circumstances under which the transfer of equity is free. When to be restricted and how to embody the freedom and restriction principle of equity transfer. The text of this paper is divided into three parts. The first part is an overview of limited liability company equity transfer, including five aspects: the concept of equity transfer, the classification of equity transfer, the main part of equity transfer, the nature of equity transfer, The second part mainly elaborates on the freedom and limitation of equity transfer under general circumstances. In the freedom of transfer, it mainly expounds the freedom of internal transfer between shareholders of the company; In the transfer restriction, it focuses on the limitation of foreign transfer. In addition, it also expounds the restrictions on the transfer of shares by articles of association and special agreement between shareholders. The third part mainly deals with the special circumstances (inheritance, divorce of husband and wife), Enforcement) the freedom and restriction of equity transfer. It is very important to grasp the boundary between the freedom and restriction of the transfer of stock right of limited liability company. The excessive restriction will lead to the invalidation of the restriction, and it will not embody the principle of autonomy of private law, and the excessive freedom will destroy the unity of the person of the company. In order to realize the transfer of shareholders' rights, the balance must be found between the principles of corporate harmony and autonomy, so that the company can effectively dispose of the resources and pursue the maximization of the company's interests.
【學位授予單位】：中國社會科學院研究生院
【學位級別】：碩士
【學位授予年份】：2011
【分類號】：D922.291.91

【引證文獻】

相關(guān)碩士學位論文 前2條

1 辛靈彥;離婚訴訟中股權(quán)分割法律問題研究[D];北方工業(yè)大學;2013年

2 祝兵;有限責任公司股權(quán)轉(zhuǎn)讓問題研究[D];華東政法大學;2013年

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本文編號：1637946