【摘要】：隨著近幾年金融危機(jī)的爆發(fā)及蔓延，我國(guó)中小企業(yè)向銀行融資變得越來(lái)越難，民間融資就成為中小企業(yè)解決資金短缺問題的重要途徑。但是，隨之而來(lái)的集資詐騙犯罪也呈現(xiàn)上升的趨勢(shì)，，集資詐騙不僅侵害了財(cái)產(chǎn)所有權(quán)和國(guó)家金融管理秩序，而且一定條件下還可能釀成金融風(fēng)潮，直接影響社會(huì)穩(wěn)定。集資詐騙犯罪在我國(guó)多發(fā)的原因十分復(fù)雜，一方面與我國(guó)經(jīng)濟(jì)體制的負(fù)面影響有關(guān)，但更重要的原因還是由我國(guó)現(xiàn)階段與金融相關(guān)的法制的不健全所造成的。在我國(guó)刑法理論界與司法實(shí)務(wù)界，對(duì)集資詐騙的罪與非罪、此罪與彼罪的界限，對(duì)集資詐騙罪的罪數(shù)形態(tài)以及刑罰適用等問題尚存較大爭(zhēng)議。有鑒于此，本文重點(diǎn)就集資詐騙罪在司法認(rèn)定中存在的問題提出了一些觀點(diǎn)，試圖通過對(duì)本罪司法認(rèn)定過程中有關(guān)問題的分析，以期為集資詐騙罪的司法實(shí)踐提供一定幫助。 筆者分三個(gè)部分對(duì)集資詐騙罪的司法認(rèn)定和刑罰適用問題進(jìn)行了論述。第一部分從實(shí)行行為、主體和責(zé)任形式三個(gè)方面對(duì)本罪的罪與非罪進(jìn)行了認(rèn)定。關(guān)于“詐騙方法”，筆者提出高回報(bào)率不是必要條件，詐騙行為和危害結(jié)果之間必須存在因果關(guān)系；關(guān)于何為“非法集資”，筆者認(rèn)為“非法”應(yīng)理解為實(shí)質(zhì)上的非法，而不是形式上的非法，指出“社會(huì)公眾”認(rèn)定的范圍不應(yīng)擴(kuò)大化；關(guān)于如何認(rèn)定“數(shù)額較大”，提出應(yīng)該以交付數(shù)額減去案發(fā)前行為人已返還的本息來(lái)認(rèn)定本罪的犯罪數(shù)額。對(duì)“非法占有為目的”的理解，提出存在“間接故意”和沒有“事后故意”。第二部分論述了集資詐騙罪特殊形態(tài)的認(rèn)定問題。關(guān)于本罪預(yù)備犯、中止犯及未遂犯的認(rèn)定，筆者認(rèn)為在本罪的非既遂形態(tài)中，應(yīng)當(dāng)將未遂形態(tài)予以犯罪化，而預(yù)備和中止行為只需金融主管機(jī)關(guān)予以行政處罰即可。筆者從正犯、幫助犯和構(gòu)成其他犯罪的集資詐騙案件行為人三個(gè)方面對(duì)本罪的共犯加以認(rèn)定。通過對(duì)法條競(jìng)合、想象競(jìng)合的比較分析，指出本罪與其他近似罪的界限；進(jìn)一步提出應(yīng)按照重罪行為吸收輕罪行為的原則，根據(jù)案件的具體情況對(duì)牽連犯定罪論處。第三部分是集資詐騙罪的刑罰適用問題。指出本罪不應(yīng)適用死刑的四個(gè)理由，建議通過引入倍比罰金制來(lái)完善罰金刑，闡述了司法實(shí)踐中如何適用沒收財(cái)產(chǎn)刑，提出對(duì)于本罪的主體，特別是單位主體，應(yīng)當(dāng)適用剝奪從事特定職業(yè)或行業(yè)的資格刑。
[Abstract]:With the outbreak and spread of financial crisis in recent years, it is becoming more and more difficult for small and medium-sized enterprises in China to finance by banks. Private financing has become an important way for SMEs to solve the problem of capital shortage. However, the following crime of financing fraud also shows an upward trend. The financing fraud not only infringes the property ownership and the national financial management order, but also may lead to a financial trend under certain conditions, which directly affects social stability. The reasons for the crime of financing fraud in China are very complex. On the one hand, it has something to do with the negative impact of our economic system, but the more important reason is still caused by the unsound legal system related to finance in our country at the present stage. In the field of criminal law theory and judicial practice, there are still some disputes about the crime and non-crime of financing fraud, the boundary between the crime and the crime, the number of crimes and the application of penalty. In view of this, this paper puts forward some points of view on the problems existing in the judicial cognizance of the crime of raising funds for fraud, and attempts to provide some help for the judicial practice of the crime of raising funds through the analysis of the related problems in the course of the judicial determination of the crime. The author discusses the problem of judicial cognizance and penalty application of the crime of fraud of raising funds in three parts. The first part determines the crime and non-crime from three aspects: the act, the subject and the form of responsibility. With regard to "fraud method", the author suggests that high rate of return is not a necessary condition, and that there must be a causal relationship between fraud and harmful results, and that the author thinks that "illegal" should be understood as "illegal" in essence, and that there must be a causal relationship between fraud and harmful results. The author points out that the scope of "social public" should not be expanded, and puts forward that the amount of crime should be determined by the amount of delivery minus the principal and interest returned by the perpetrator before the crime. On the understanding of "illegal possession", the author points out that there exists "indirect intention" and "no afterwards intention". The second part discusses the identification of the special form of the crime of financing fraud. As for the determination of the preparatory crime, the suspended crime and the attempted crime, the author thinks that in the non-accomplished form of the crime, the attempted form should be criminalized, while the preparation and suspension of the act only need the administrative punishment of the competent financial authority. The author identifies the accomplice of this crime from three aspects: principal offender, aiding offender and the perpetrator of the financing fraud case. Through the comparative analysis of competing articles of law and imaginative concurrence, the author points out the boundary between this crime and other similar crimes, and further puts forward that according to the principle that felony acts absorb misdemeanor acts and according to the specific circumstances of the case, the conviction of implicated offenders should be punished. The third part is about the application of penalty for the crime of fraud of raising funds. This paper points out four reasons why the death penalty should not be applied in this crime, proposes to perfect the fine penalty by introducing the double ratio fine system, expounds how to apply the confiscation of property penalty in the judicial practice, and puts forward the subject of this crime, especially the unit subject. The penalty of disqualification from a particular occupation or profession shall be applied.
【學(xué)位授予單位】：河北大學(xué)
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2013
【分類號(hào)】：D924.35;D926

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