本文選題：證券侵權(quán) + 集團訴訟�。� 參考：《大連海事大學》2010年碩士論文

【摘要】： 證券市場的發(fā)展,不可避免的帶來了證券侵權(quán)行為的產(chǎn)生。為了規(guī)制證券主體行為,救濟證券侵權(quán)受害人,世界各國司法界進行了很多探索和實踐。合理借鑒這些先進的經(jīng)驗將對我國證券訴訟制度的建立與完善起到極大的推動作用。美國的證券集團訴訟制度正是這些先進經(jīng)驗的典型代表。在本文中,筆者將從比較法的角度,研究美國證券集團訴訟中值得我國借鑒的先進之處,并據(jù)此提出對具體立法實踐的建議。 本文共分為四個部分。第一部分主要介紹證券訴訟的概念和特殊性,并通過對這些特點具體勾勒出證券訴訟的基本輪廓。第二部分從美國證券集團訴訟制度的歷史沿革入手介紹美國證券集團訴訟的的發(fā)展和變革,并分別從原告、被告、法院和社會四個角度分析該制度的優(yōu)勢和劣勢。其中優(yōu)勢是我們借鑒集團訴訟的原因所在,而劣勢部分則是我們在制度設計時要注意規(guī)避的問題。第三部分是對我國當前解決證券侵權(quán)訴訟這類不確定人數(shù)訴訟的代表人訴訟制度的分析。其中重點對比了代表人訴訟制度與證券集團訴訟的異同,并由此揭示出證券集團訴訟對我國的借鑒意義。最后一部分提出對我國證券訴訟制度進行改革。其中首先分析了進行改革的合理性和可行性,而后根據(jù)前文中對證券訴訟的研究結(jié)果進一步提出改革證券訴訟制度的具體建議。
[Abstract]:The development of securities market inevitably brings about the occurrence of securities infringement. In order to regulate the behavior of securities subject and remedy the victims of securities infringement, the judicial circles in the world have carried out a lot of exploration and practice. Reasonable reference to these advanced experiences will greatly promote the establishment and perfection of China's securities litigation system. The securities class litigation system in the United States is a typical representative of these advanced experiences. In this paper, from the perspective of comparative law, the author will study the advantages of the securities group litigation in the United States, and put forward some suggestions on the specific legislative practice. This paper is divided into four parts. The first part mainly introduces the concept and particularity of securities litigation, and outlines the basic outline of securities litigation through these characteristics. The second part introduces the development and reform of American securities group litigation from the historical evolution of American securities class action system, and analyzes the advantages and disadvantages of the system from four angles of plaintiff, defendant, court and society. The advantage is the reason that we draw lessons from the class action, and the disadvantage part is that we should pay attention to the problem of circumvention when designing the system. The third part is the analysis of the representative litigation system of solving the securities tort litigation in China. This paper mainly compares the similarities and differences between the representative litigation system and the securities group action, and reveals the reference significance of the securities group action to our country. The last part proposes to reform the securities litigation system of our country. Firstly, it analyzes the rationality and feasibility of the reform, and then puts forward some concrete suggestions on the reform of the securities litigation system according to the results of the previous research on the securities litigation.
【學位授予單位】：大連海事大學
【學位級別】：碩士
【學位授予年份】：2010
【分類號】：D925.1;D971.2

【引證文獻】

相關碩士學位論文 前1條

1 程璐;我國證券集團訴訟制度之建構(gòu)[D];山東大學;2012年

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本文編號：1881801