股權(quán)眾籌中的法律風險防范研究
發(fā)布時間:2018-01-20 00:07
本文關(guān)鍵詞: 股權(quán)眾籌 法律風險 投資者保護 法律規(guī)制 出處:《首都經(jīng)濟貿(mào)易大學(xué)》2017年碩士論文 論文類型:學(xué)位論文
【摘要】:互聯(lián)網(wǎng)金融的快速發(fā)展使整個金融市場發(fā)生巨大變革,在變革過程中股權(quán)眾籌作為開創(chuàng)性的投資方式逐漸走進投融資主體的視野。股權(quán)眾籌為中小微及初創(chuàng)企業(yè)解決了融資難、渠道少的問題,也為大眾投資者開創(chuàng)了全新模式的投資方式,增加了整個資本市場活力。股權(quán)眾籌的發(fā)展帶來諸多益處,但在我國卻受到法律地位不明晰、投資者保護制度不健全、融資過程中面臨諸多法律風險的阻礙,只有盡快解決這些障礙和沖突,才能保證股權(quán)眾籌為我國經(jīng)濟發(fā)展帶來新動力,為中小微及初創(chuàng)企業(yè)的發(fā)展注入新鮮血液。本文立足對股權(quán)眾籌中法律風險防范進行探究,希望能夠在控制經(jīng)濟成本的前提下,對股權(quán)眾籌發(fā)展中存在的法律風險提出完善建議,為股權(quán)眾籌制度體系化建設(shè)提供參考。文章總體思路是:首先是對股權(quán)眾籌概念和特征的分析、將股權(quán)眾籌在法律框架內(nèi)確認其法律屬性。其次,對股權(quán)眾籌進行理論分析,運用基本原則規(guī)制股權(quán)眾籌潛在風險。再次,深入剖析股權(quán)眾籌中三方主體各自面臨的法律風險,然后,以美國和英國為參考借鑒域外股權(quán)眾籌法律風險防范的經(jīng)驗,最后,為我國股權(quán)眾籌法律風險防范提出合理化建議。
[Abstract]:With the rapid development of Internet finance, great changes have taken place in the whole financial market. In the process of reform, stock crowdfunding, as a pioneering investment method, gradually enters the field of vision of investment and financing subjects. Crowdfunding solves the problem of financing difficulties and fewer channels for small and medium-sized enterprises and start-ups. It also creates a new mode of investment for mass investors and increases the vitality of the whole capital market. The development of crowdfunding brings many benefits, but in our country the legal status is not clear. The investor protection system is not perfect and the financing process is facing many legal risks obstacles. Only by resolving these obstacles and conflicts as soon as possible can we ensure that public financing of equity can bring new impetus to the economic development of our country. For the development of small and medium-sized small and medium-sized enterprises and the development of new blood. This paper based on the stock rights in the legal risk prevention, hoping to be able to control the economic costs under the premise. To improve the legal risk in the development of stock rights crowdfunding, to provide a reference for the system construction of stock crowdfunding system. The overall idea of the article is: first of all, the analysis of the concept and characteristics of stock crowdfunding. Confirm its legal attribute in the legal framework. Secondly, carry on the theoretical analysis to the stock rights crowdfunding, apply the basic principle to regulate the potential risk of the stock crowdfunding. Again. Deeply analyze the legal risks faced by each of the three parties, and then take the United States and the United Kingdom as a reference to learn from the experience of preventing the legal risk of foreign stock crowdfunding. Finally. Put forward reasonable suggestion for legal risk prevention of stock rights raising in our country.
【學(xué)位授予單位】:首都經(jīng)濟貿(mào)易大學(xué)
【學(xué)位級別】:碩士
【學(xué)位授予年份】:2017
【分類號】:D922.287
【相似文獻】
相關(guān)期刊論文 前10條
1 劉玉運;李金平;;關(guān)于法律風險防范的思考[J];今日南國(中旬刊);2010年11期
2 匡成國;;公司法律風險防范首先應(yīng)從源頭抓起[J];經(jīng)營管理者;2012年14期
3 時均通;;關(guān)于煤炭企業(yè)法律風險防范的幾點思考[J];商品與質(zhì)量;2012年S7期
4 楊柏林;劉銳;;民營企業(yè)法律風險防范[J];知識經(jīng)濟(中國直銷);2013年07期
5 趙曾海;合同的法律風險防范攻略[J];法人雜志;2004年06期
6 錢衛(wèi)清;;民企參與國企改制的法律風險防范[J];法人雜志;2006年06期
7 張麗;;我國個人電子銀行業(yè)務(wù)法律風險防范[J];合作經(jīng)濟與科技;2006年15期
8 王宏s,
本文編號:1446050
本文鏈接:http://sikaile.net/shoufeilunwen/shuoshibiyelunwen/1446050.html
最近更新
教材專著