基于極化SAR的水稻物候期監(jiān)測(cè)與參數(shù)反演研究
發(fā)布時(shí)間：2018-12-14 11:01
【摘要】：水稻是世界三大糧食作物之一,其生產(chǎn)狀況與整個(gè)世界的糧食安全、社會(huì)穩(wěn)定息息相關(guān)。為此,各國(guó)政府、農(nóng)業(yè)管理部門以及農(nóng)業(yè)從業(yè)者迫切希望對(duì)水稻農(nóng)情信息實(shí)現(xiàn)及時(shí)、有效地監(jiān)控。近年來,遙感技術(shù)以其覆蓋廣、重訪周期短等特點(diǎn)引起了相關(guān)從業(yè)人員和管理部門的濃厚興趣。由于水稻生長(zhǎng)周期內(nèi)往往長(zhǎng)時(shí)間被云雨覆蓋,不能確保實(shí)時(shí)獲取清晰可用的光學(xué)遙感數(shù)據(jù),因此全天時(shí)、全天候的雷達(dá)遙感成為水稻監(jiān)測(cè)和估產(chǎn)的有效觀測(cè)手段。隨著雷達(dá)技術(shù)從單極化、多極化向全極化不斷發(fā)展,以及緊致極化雷達(dá)等新型極化雷達(dá)數(shù)據(jù)的出現(xiàn),極化雷達(dá)遙感成為人們的關(guān)注熱點(diǎn)。它能獲得水稻冠層在不同極化方式下的雷達(dá)響應(yīng)特征,包含散射強(qiáng)度和相位信息,更好地反映水稻冠層含水量、形態(tài)結(jié)構(gòu)和長(zhǎng)勢(shì)等各方面信息,為水稻農(nóng)情監(jiān)測(cè)提供豐富的數(shù)據(jù)支撐。本文以多時(shí)相全/緊致極化雷達(dá)遙感影像為主要數(shù)據(jù)源,輔以近同步的多光譜光學(xué)數(shù)據(jù),以高精度水稻物候期識(shí)別和參數(shù)反演為目標(biāo),在極化信息挖掘、特征提取算法、反演模型以及結(jié)果對(duì)比分析等方面進(jìn)行了深入研究,嘗試改進(jìn)或解決現(xiàn)有水稻物候期識(shí)別和參數(shù)反演研究中存在的重要問題,在考慮研究科學(xué)價(jià)值的同時(shí)注重研究方法和結(jié)果在實(shí)際應(yīng)用中的可推廣性,為區(qū)域/田塊尺度高精度水稻物候期識(shí)別和參數(shù)反演提供可靠的理論依據(jù)和可行的實(shí)踐方法。本文的主要研究?jī)?nèi)容包括:1)基于緊致極化SAR數(shù)據(jù),不僅實(shí)現(xiàn)插秧秈稻田和撒播粳稻田的高精度分類(精度高于85%),而且較好地識(shí)別兩類水稻田的7個(gè)物候期。2)協(xié)同利用光學(xué)植被指數(shù)和雷達(dá)特征參數(shù),發(fā)展了基于蒙特卡洛隨機(jī)抽樣和相關(guān)性抑制的特征選擇算法(MCCL),構(gòu)建最優(yōu)特征子集,實(shí)現(xiàn)水稻物候期自動(dòng)識(shí)別。最終水稻8個(gè)物候期區(qū)間的識(shí)別總體精度為86.59%。3)深入、定量地討論了水稻物候期識(shí)別過程中的關(guān)鍵問題。首先,討論基于多時(shí)相極化SAR和多光譜數(shù)據(jù)的水稻物候期識(shí)別最優(yōu)方案。接著,發(fā)現(xiàn)考慮水稻種類和種植方式的差異對(duì)物候監(jiān)測(cè)至關(guān)重要。在考慮插秧秈稻田和撒播粳稻田的差異后,物候識(shí)別精度提高了至少16%。此外,僅使用雷達(dá)或光學(xué)數(shù)據(jù)對(duì)水稻物候期識(shí)別的精度較低(80%),光學(xué)植被指數(shù)和極化SAR特征參數(shù)分別對(duì)分蘗后期-蠟熟早期和水稻生長(zhǎng)后期的水稻冠層生長(zhǎng)變化不敏感。4)本文改進(jìn)的極化分解方法可以有效地降低體散射過高估計(jì)和負(fù)像元的現(xiàn)象。水稻作為時(shí)變目標(biāo),在不同物候期內(nèi)呈現(xiàn)出不同的散射機(jī)制。在改進(jìn)的極化分解方法中,廣義體散射模型通過考慮HH和VV極化方式下后向散射系數(shù)的比值,可以更好地刻畫水稻在不同物候期內(nèi)的體散射機(jī)制,為改善水稻參數(shù)反演的精度提供模型支撐。5)考慮水稻冠層水平方向含水量的差異,將二次散射引入水云模型,提出改進(jìn)的水云模型,建立改進(jìn)水云模型與改進(jìn)極化分解的耦合架構(gòu),實(shí)現(xiàn)水稻全生育期參數(shù)反演。反演結(jié)果優(yōu)于傳統(tǒng)的水云模型,尤其是在水稻營(yíng)養(yǎng)生長(zhǎng)階段(幼苗期-孕穗期)。本文的創(chuàng)新性貢獻(xiàn)如下:1)首次基于緊致極化SAR數(shù)據(jù),考慮水稻品種、種植方式差異,實(shí)現(xiàn)兩類水稻田7個(gè)物候期的識(shí)別,論證了緊致極化SAR數(shù)據(jù)在水稻監(jiān)測(cè)中的潛力,拓展了其在農(nóng)情監(jiān)測(cè)中的應(yīng)用,為新一代對(duì)地觀測(cè)SAR系統(tǒng)中緊致極化SAR衛(wèi)星的先期驗(yàn)證提供可靠依據(jù)。2)協(xié)同利用極化SAR和多光譜數(shù)據(jù),發(fā)展了基于蒙特卡洛隨機(jī)抽樣和相關(guān)性抑制的最優(yōu)特征選擇算法,構(gòu)建水稻物候期自動(dòng)識(shí)別框架,首次構(gòu)建水稻8個(gè)物候期識(shí)別的最優(yōu)特征矩陣,并給出基于多時(shí)相極化SAR和多光譜數(shù)據(jù)的水稻物候期識(shí)別最優(yōu)方案。3)考慮了水稻冠層的水平異質(zhì)性,首次將二次散射機(jī)制引入傳統(tǒng)水云模型,發(fā)展了一種考慮物候期信息的改進(jìn)水云模型。結(jié)合改進(jìn)的極化分解方法,首次建立改進(jìn)的水云模型與極化分解信息耦合架構(gòu),發(fā)展了一種自適應(yīng)的水稻全生育期參數(shù)反演高精度反演方法。未來研究方向主要包括:第一,獲取更多不同頻段、不同角度的數(shù)據(jù),嘗試提出一種針對(duì)水稻物候期識(shí)別和水稻參數(shù)反演的最優(yōu)成像模式。第二,本文提出的改進(jìn)水云模型主要針對(duì)插秧水稻田,對(duì)撒播水稻田的改進(jìn)建模需要進(jìn)一步思考。
[Abstract]:Rice is one of the three major food crops in the world, and its production status is closely related to food security and social stability of the whole world. To that end, governments, agricultural management and agricultural practitioners are eager to monitor the information of rice farmers in a timely and effective manner. In recent years, the remote sensing technology has aroused the strong interest of the relevant practitioners and the management departments with the features of wide coverage and short period of repeated visits. As long as the rice growth period is covered by the cloud rain for a long time, it is not possible to ensure that the clear and available optical remote sensing data is acquired in real time, and therefore, all-weather radar remote sensing becomes an effective observation means for rice monitoring and estimation all day. With the development of the radar technology from the single polarization, the multi-polarization to the full polarization, and the emergence of new polarized radar data such as the compact-induced polarization radar, the polarization radar remote sensing has become the focus of attention. The radar response characteristics of the rice crown layer in different polarization modes can be obtained, the scattering intensity and the phase information are included, and the information of the water content, the morphological structure and the long potential of the rice crown layer is better reflected, and the rice crown layer is provided with abundant data support for the rice agricultural condition monitoring. In this paper, a multi-time-phase full/ compact polarization radar remote sensing image is used as the main data source, and the near-synchronous multi-spectral optical data is used as the target for high-precision time-period identification and parameter inversion of the rice, In order to improve or solve the important problems existing in the research of the identification of the phenological period and the inversion of the parameters of the existing rice, the paper tries to improve or solve the important problems in the research of the identification of the phenological period and the inversion of the parameters of the existing rice, and to pay more attention to the research methods and the replicability of the results in the practical application while considering the scientific value. and provides a reliable theoretical basis and a feasible practical method for the identification and the parameter inversion of the region/ field block scale high-precision rice phenological period identification and parameter inversion. The main research contents of this paper are as follows: 1) Based on the compact-induced polarization SAR data, not only the high-precision classification of the rice-planting rice field and the seed-sowing japonica rice field is realized (the precision is higher than 85%), A feature selection algorithm (MCCL) based on Monte Carlo random sampling and correlation suppression is developed to realize the automatic identification of the waiting period of rice. The key problems in the identification process of rice phenological period were discussed in depth and quantificationally. First, the optimal scheme for identifying the waiting period of rice based on multi-time-phase polarization SAR and multi-spectral data is discussed. Next, it was found that the difference in the type of rice and the planting pattern was of great importance to the monitoring of phenology. After considering the difference of rice field and sowing rice field, the accuracy of phenological recognition is increased by at least 16%. In addition, the accuracy of the identification of the rice phenological period using only radar or optical data is low (80%), The parameters of the optical vegetation index and the polarization SAR are insensitive to the change of the growth of the crown of the rice in the later stage of the stage-wax and the later stage of the growth of the rice. As a time-varying target, rice presents different scattering mechanisms for different phenological periods. in the improved polarization decomposition method, the generalized body scattering model can better characterize the body scattering mechanism of the rice in different phenological periods by taking into account the ratio of the back scattering coefficient in the HH and the VV polarization mode, in order to improve the precision of the rice parameter inversion, a model support is provided. 5) considering the difference of the water content in the horizontal direction of the rice crown layer, the secondary scattering is introduced into the water cloud model, an improved water cloud model is proposed, and a coupling structure for improving the water cloud model and the improved polarization decomposition is established, and the full growth period parameter inversion of the rice is realized. The result of the inversion is better than that of the traditional water cloud model, especially in the vegetative growth stage of rice (seedling stage-booting stage). The innovative contribution of the paper is as follows: 1) The first time based on the compact-induced polarization SAR data, considering the difference of the rice variety and the planting mode, the identification of the seven phenological periods of the two kinds of paddy fields is realized, the potential of the compact-induced polarization SAR data in the rice monitoring is demonstrated, the application of the compact-induced polarization SAR data in the monitoring of the agriculture is expanded, in order to provide a reliable basis for the early verification of the compact-induced polarization SAR satellite in the ground-observation SAR system of the next generation, the optimal feature selection algorithm based on the Monte Carlo random sampling and the correlation suppression is developed in cooperation with the polarized SAR and the multispectral data, and the automatic identification frame for the waiting period of the rice is constructed, In this paper, the optimal characteristic matrix for the first time-period identification of rice is constructed, and the optimal scheme for the waiting period of rice based on multi-time-phase polarization SAR and multi-spectral data is given. 3) The horizontal heterogeneity of the rice crown layer is considered, and the secondary scattering mechanism is first introduced into the traditional water cloud model. An improved water cloud model considering the phenological information was developed. In combination with the improved polarization decomposition method, the improved water cloud model and the polarization decomposition information coupling architecture are established for the first time, and a high-precision inversion method for the adaptive rice full growth period parameter inversion is developed. The future research direction mainly includes: firstly, acquiring more data of different frequency bands and different angles, and attempting to propose an optimal imaging mode aiming at the identification of the waiting period of the rice and the inversion of the rice parameters. Secondly, the improved water cloud model proposed in this paper is mainly aimed at the rice field of rice transplanting, and the improved modeling of the rice field is needed to be further thought.
【學(xué)位授予單位】：中國(guó)科學(xué)院大學(xué)(中國(guó)科學(xué)院遙感與數(shù)字地球研究所)
【學(xué)位級(jí)別】：博士
【學(xué)位授予年份】：2017
【分類號(hào)】：S511;S127
[Abstract]:Rice is one of the three major food crops in the world, and its production status is closely related to food security and social stability of the whole world. To that end, governments, agricultural management and agricultural practitioners are eager to monitor the information of rice farmers in a timely and effective manner. In recent years, the remote sensing technology has aroused the strong interest of the relevant practitioners and the management departments with the features of wide coverage and short period of repeated visits. As long as the rice growth period is covered by the cloud rain for a long time, it is not possible to ensure that the clear and available optical remote sensing data is acquired in real time, and therefore, all-weather radar remote sensing becomes an effective observation means for rice monitoring and estimation all day. With the development of the radar technology from the single polarization, the multi-polarization to the full polarization, and the emergence of new polarized radar data such as the compact-induced polarization radar, the polarization radar remote sensing has become the focus of attention. The radar response characteristics of the rice crown layer in different polarization modes can be obtained, the scattering intensity and the phase information are included, and the information of the water content, the morphological structure and the long potential of the rice crown layer is better reflected, and the rice crown layer is provided with abundant data support for the rice agricultural condition monitoring. In this paper, a multi-time-phase full/ compact polarization radar remote sensing image is used as the main data source, and the near-synchronous multi-spectral optical data is used as the target for high-precision time-period identification and parameter inversion of the rice, In order to improve or solve the important problems existing in the research of the identification of the phenological period and the inversion of the parameters of the existing rice, the paper tries to improve or solve the important problems in the research of the identification of the phenological period and the inversion of the parameters of the existing rice, and to pay more attention to the research methods and the replicability of the results in the practical application while considering the scientific value. and provides a reliable theoretical basis and a feasible practical method for the identification and the parameter inversion of the region/ field block scale high-precision rice phenological period identification and parameter inversion. The main research contents of this paper are as follows: 1) Based on the compact-induced polarization SAR data, not only the high-precision classification of the rice-planting rice field and the seed-sowing japonica rice field is realized (the precision is higher than 85%), A feature selection algorithm (MCCL) based on Monte Carlo random sampling and correlation suppression is developed to realize the automatic identification of the waiting period of rice. The key problems in the identification process of rice phenological period were discussed in depth and quantificationally. First, the optimal scheme for identifying the waiting period of rice based on multi-time-phase polarization SAR and multi-spectral data is discussed. Next, it was found that the difference in the type of rice and the planting pattern was of great importance to the monitoring of phenology. After considering the difference of rice field and sowing rice field, the accuracy of phenological recognition is increased by at least 16%. In addition, the accuracy of the identification of the rice phenological period using only radar or optical data is low (80%), The parameters of the optical vegetation index and the polarization SAR are insensitive to the change of the growth of the crown of the rice in the later stage of the stage-wax and the later stage of the growth of the rice. As a time-varying target, rice presents different scattering mechanisms for different phenological periods. in the improved polarization decomposition method, the generalized body scattering model can better characterize the body scattering mechanism of the rice in different phenological periods by taking into account the ratio of the back scattering coefficient in the HH and the VV polarization mode, in order to improve the precision of the rice parameter inversion, a model support is provided. 5) considering the difference of the water content in the horizontal direction of the rice crown layer, the secondary scattering is introduced into the water cloud model, an improved water cloud model is proposed, and a coupling structure for improving the water cloud model and the improved polarization decomposition is established, and the full growth period parameter inversion of the rice is realized. The result of the inversion is better than that of the traditional water cloud model, especially in the vegetative growth stage of rice (seedling stage-booting stage). The innovative contribution of the paper is as follows: 1) The first time based on the compact-induced polarization SAR data, considering the difference of the rice variety and the planting mode, the identification of the seven phenological periods of the two kinds of paddy fields is realized, the potential of the compact-induced polarization SAR data in the rice monitoring is demonstrated, the application of the compact-induced polarization SAR data in the monitoring of the agriculture is expanded, in order to provide a reliable basis for the early verification of the compact-induced polarization SAR satellite in the ground-observation SAR system of the next generation, the optimal feature selection algorithm based on the Monte Carlo random sampling and the correlation suppression is developed in cooperation with the polarized SAR and the multispectral data, and the automatic identification frame for the waiting period of the rice is constructed, In this paper, the optimal characteristic matrix for the first time-period identification of rice is constructed, and the optimal scheme for the waiting period of rice based on multi-time-phase polarization SAR and multi-spectral data is given. 3) The horizontal heterogeneity of the rice crown layer is considered, and the secondary scattering mechanism is first introduced into the traditional water cloud model. An improved water cloud model considering the phenological information was developed. In combination with the improved polarization decomposition method, the improved water cloud model and the polarization decomposition information coupling architecture are established for the first time, and a high-precision inversion method for the adaptive rice full growth period parameter inversion is developed. The future research direction mainly includes: firstly, acquiring more data of different frequency bands and different angles, and attempting to propose an optimal imaging mode aiming at the identification of the waiting period of the rice and the inversion of the rice parameters. Secondly, the improved water cloud model proposed in this paper is mainly aimed at the rice field of rice transplanting, and the improved modeling of the rice field is needed to be further thought.
【學(xué)位授予單位】：中國(guó)科學(xué)院大學(xué)(中國(guó)科學(xué)院遙感與數(shù)字地球研究所)
【學(xué)位級(jí)別】：博士
【學(xué)位授予年份】：2017
【分類號(hào)】：S511;S127
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