本文選題：我國 + 證券�。� 參考：《中國政法大學》2001年碩士論文

【摘要】： 證券交易犯罪在我國是一種較新的犯罪類型，近年來對于這一犯罪研究的著述開始增多。但大部分學者都從刑法學的角度出發(fā)，著重研究證券犯罪的構(gòu)成要件，很少從犯罪學的角度出發(fā)，論述這類犯罪產(chǎn)生的深層次原因和問題。本文主要以犯罪學的研究方法，研究我國證券交易犯罪的特點和現(xiàn)狀，證券交易犯罪產(chǎn)生的原因，并提出了預防證券交易犯罪的管見之策。 本文的主要內(nèi)容包括：前言：介紹寫作本文的緣由；第一部分：證券、證券交易市場的概念和特征，主要介紹了與證券犯罪相關的證券基本知識；第二部分：證券交易犯罪的概念和現(xiàn)狀。這一部分首先對證券交易犯罪的概念進行了界定，即在證券交易過程中發(fā)生的，危害證券監(jiān)管秩序，，具有嚴重社會危害性的，應受刑罰制裁和非刑罰制裁的行為。證券交易犯罪是一種典型的法定犯罪，是一種白領犯罪，還是一種政策性（體制性）犯罪。其次，這一部分對于證券交易犯罪的現(xiàn)狀及其特征進行了概括，即證券交易犯罪具有多發(fā)性和普遍性，證券交易犯罪一般是相互關聯(lián)的機構(gòu)共同實施的犯罪，犯罪主體以機構(gòu)大戶為主，并與政府部門、金融機構(gòu)聯(lián)系密切，證券交易犯罪被害人缺乏明確的被害意識，并對證券交易犯罪有認同心理，證券交易犯罪具有嚴重的社會危害性，證券交易犯罪是智能犯罪，證券交易犯罪的犯罪暗數(shù)高。第三部分：證券交易犯罪原因構(gòu)成研究。這一部分對于證券交易犯罪的原因作了初步的分析。首先，從整體上看，證券交易犯罪原因分為兩大類：（政策性）體制性的原因和證券市場本身的原因。前者是我國證券交易犯罪普遍的主要原因。其次，這一部分主要論述了與主要原因相關的具體原因。第四部分，證券交易犯罪的防治策略。這一部分從預防和控制這兩個層方面展開論述，著重強調(diào)以下兩點：首先，由于我國證券交易犯罪具有政策性或體制性原因。我們的預防策略首先應當是確立國家對于證券市場的正確定位，改變現(xiàn)有的證券監(jiān)管理念，建立證券市場的自身對于犯罪的免疫機制，從而改變中國證券交易犯罪所具有的普遍性現(xiàn)象。其次，我們還應該證券市場的自身建設入手，健全證券市場的機制，從而抑制證券犯罪的產(chǎn)生。
[Abstract]:Securities trading crime is a new type of crime in China.However, most scholars focus on the constitutive elements of securities crime from the perspective of criminal law, and rarely discuss the deep-seated causes and problems of this kind of crime from the perspective of criminology.Based on the research methods of criminology, this paper studies the characteristics and present situation of the crime of securities trading in our country, the causes of the crime of securities trading, and puts forward some countermeasures to prevent the crime of securities trading.The main contents of this paper are as follows: introduction: introduction of the reasons for writing this article: the first part: the concept and characteristics of securities and securities trading market, mainly introduces the basic knowledge of securities related to securities crime;The second part: the concept and present situation of securities trading crime.This part firstly defines the concept of securities trading crime, that is, the behavior that occurs in the process of securities trading, endangers the order of securities supervision and has serious social harmfulness, and should be punished by punishment and non-punishment.Securities trading crime is a typical legal crime, a white-collar crime, or a policy (institutional) crime.Secondly, this part summarizes the current situation and characteristics of securities trading crimes, that is, securities trading crimes are common and common, and securities trading crimes are generally committed jointly by interrelated institutions.The main body of the crime is a large number of institutions, and has close ties with government departments and financial institutions. The victims of securities trading crime lack a clear sense of being victimized and have a sense of identity to the crime of securities trading.The crime of securities trading has serious social harmfulness. The crime of securities trading is an intelligent crime, and the crime of securities trading has a high crime potential.The third part: the composition of the crime of securities trading.This part makes a preliminary analysis of the reasons for the crime of securities trading.Firstly, on the whole, the causes of crime in securities trading can be divided into two categories: the institutional reasons and the reasons of the securities market itself.The former is the main reason for the common crime of securities trading in China.Secondly, this part mainly discusses the specific reasons related to the main causes.The fourth part, the prevention and cure strategy of securities trading crime.This part discusses from the two aspects of prevention and control, emphasizing the following two points: firstly, because of the policy or institutional reasons of the crime of securities trading in our country.Our preventive strategy should first be to establish the correct positioning of the country for the securities market, to change the existing concept of securities supervision, and to establish the securities market's own immunity mechanism against crime.In order to change the crime of securities trading in China has a universal phenomenon.Secondly, we should start with the self-construction of securities market, perfect the mechanism of securities market, and restrain the emergence of securities crime.
【學位授予單位】：中國政法大學
【學位級別】：碩士
【學位授予年份】：2001
【分類號】：D917

【引證文獻】

相關博士學位論文 前1條

1 丁英華;公司犯罪及其治理[D];中國政法大學;2007年

相關碩士學位論文 前1條

1 李關賀;我國證券違法犯罪相關問題研究[D];天津大學;2007年

本文編號：1764799