【摘要】：煤炭資源是我國重要的基礎(chǔ)能源和原材料，近十年的快速發(fā)展，我國煤炭工業(yè)取得了顯著成績，，安全生產(chǎn)狀況有了較大改善，但是總體而言，煤礦安全管理水平依然不高，與之相適應(yīng)的煤礦應(yīng)急管理理論研究仍需完善，特別是在煤礦應(yīng)急管理能力及其評價方面的理論研究不夠。本文在分析2001~2013年期間我國煤礦事故基礎(chǔ)上，結(jié)合煤礦安全生產(chǎn)特點(diǎn)，綜合運(yùn)用文獻(xiàn)研究、問卷調(diào)查、因子分析、模糊數(shù)學(xué)等相關(guān)理論與方法，煤礦事故特征、事故致因要素、應(yīng)急管理能力指標(biāo)體系、應(yīng)急管理能力評價模型、應(yīng)急管理能力提升策略及保障等方面展開研究，主要取得了以下研究成果： （1）梳理了煤礦事故相關(guān)概念及煤礦事故的分類標(biāo)準(zhǔn)，界定了煤礦應(yīng)急管理能力等概念；分析了2001~2013年期間我國煤礦事故狀況與趨勢，研究得出煤礦事故具有宏微觀雙重特征；根據(jù)事故致因理論等相關(guān)研究，分析得出煤礦事故致因要素。 （2）以煤礦事故致因要素為視角構(gòu)建了煤礦應(yīng)急管理能力指標(biāo)。采用文獻(xiàn)研究、調(diào)查問卷、因子分析、回歸分析等方法提煉出人員組織、預(yù)案制度、資源保障、監(jiān)測控制、指揮協(xié)調(diào)、恢復(fù)總結(jié)6項(xiàng)一級指標(biāo)及其對應(yīng)的26項(xiàng)二級指標(biāo)，并對這些指標(biāo)進(jìn)行了界定和驗(yàn)證，構(gòu)建出了煤礦應(yīng)急管理能力指標(biāo)體系。 （3）通過煤炭企業(yè)深度訪談、專家意見征詢，設(shè)計(jì)了煤礦應(yīng)急管理能力指標(biāo)評價標(biāo)準(zhǔn)；提出了基于集值統(tǒng)計(jì)的三角模糊數(shù)指標(biāo)定權(quán)方法，并通過問卷調(diào)查法獲取基礎(chǔ)數(shù)據(jù)，將其運(yùn)用于煤礦應(yīng)急管理能力指標(biāo)權(quán)重的計(jì)算；在上述基礎(chǔ)上，構(gòu)建了煤礦應(yīng)急管理能力評價的多級模糊綜合評價模型。 （4）根據(jù)構(gòu)建的煤礦應(yīng)急管理能力指標(biāo)體系，從人員組織、預(yù)案制度、資源保障、監(jiān)測控制、指揮協(xié)調(diào)、恢復(fù)總結(jié)六個方面提出了煤礦應(yīng)急管理能力提升的內(nèi)部策略，從法規(guī)政策、行業(yè)管理、小煤礦控制、緩解經(jīng)營壓力、監(jiān)察執(zhí)法等方面提出了外部保障建議。 （5）選取了某能源集團(tuán)下屬的兩個生產(chǎn)煤礦作為研究對象，運(yùn)用本文構(gòu)建的煤礦應(yīng)急管理能力評價模型對兩個煤礦進(jìn)行了綜合評價，分析得出各煤礦應(yīng)急管理的總體水平，并且發(fā)現(xiàn)這兩個煤礦應(yīng)急管理存在的主要問題均是“指揮協(xié)調(diào)”能力不高，據(jù)此，提出了具體建議。 上述研究成果，補(bǔ)充和完善了煤礦應(yīng)急管理能力的相關(guān)研究理論，對我國煤礦加強(qiáng)應(yīng)急管理工作，避免事故頻發(fā)具有重要的參考價值。同時，為政府有關(guān)部門評估煤礦應(yīng)急管理水平提供了理論依據(jù)。
[Abstract]:Coal resources are important basic energy and raw materials in our country. With the rapid development of coal industry in recent ten years, China's coal industry has made remarkable achievements and the situation of safety in production has been greatly improved. however, overall, the level of coal mine safety management is still not high, and the corresponding theoretical research on coal mine emergency management still needs to be improved, especially in the theoretical research of coal mine emergency management ability and its evaluation. Based on the analysis of coal mine accidents in China during 2001 / 2013, combined with the characteristics of coal mine safety production, comprehensive application of literature research, questionnaire investigation, factor analysis, fuzzy mathematics and other related theories and methods, coal mine accident characteristics, accident causation factors, emergency management ability index system, emergency management ability evaluation model, emergency management ability promotion strategy and guarantee, and so on, this paper studies the coal mine accident characteristics, accident causation factors, emergency management ability index system, emergency management ability evaluation model, emergency management ability promotion strategy and so on. The main results are as follows: (1) the related concepts of coal mine accidents and the classification standards of coal mine accidents are combed, and the concepts of coal mine emergency management ability are defined. This paper analyzes the situation and trend of coal mine accidents in China during 2001 / 2013, and concludes that coal mine accidents have the characteristics of macro and micro. According to the theory of accident causation and other related studies, the causes of coal mine accidents are analyzed. (2) the index of coal mine emergency management ability is constructed from the perspective of coal mine accident causation factors. By using the methods of literature research, questionnaire, factor analysis and regression analysis, the personnel organization, plan system, resource guarantee, monitoring and control, command and coordination, recovery and summary of 6 first-level indicators and their corresponding 26 secondary indicators are extracted, and these indexes are defined and verified, and the index system of coal mine emergency management ability is constructed. (3) through the in-depth interview and expert opinion consultation of coal enterprises, the evaluation standard of coal mine emergency management ability index is designed, and the triangular fuzzy number index weight method based on set-valued statistics is put forward, and the basic data are obtained by questionnaire survey method, which is applied to the calculation of coal mine emergency management ability index weight; on the basis of the above, the multi-level fuzzy comprehensive evaluation model of coal mine emergency management ability evaluation is constructed. (4) according to the index system of coal mine emergency management ability, this paper puts forward the internal strategy of improving coal mine emergency management ability from six aspects: personnel organization, plan system, resource guarantee, monitoring and control, command and coordination, and recovery summary, and puts forward some suggestions on external guarantee from the aspects of regulations and policies, industry management, small coal mine control, alleviating operation pressure, supervision and law enforcement, etc. (5) two production coal mines under an energy group are selected as the research objects, and the evaluation model of coal mine emergency management ability constructed in this paper is used to evaluate the two coal mines comprehensively, and the overall level of emergency management of each coal mine is analyzed, and it is found that the main problem of emergency management of these two coal mines is that the ability of "command and coordination" is not high. The above research results supplement and perfect the relevant research theory of coal mine emergency management ability, and have important reference value for strengthening emergency management and avoiding frequent accidents in coal mines in China. At the same time, it provides a theoretical basis for the relevant government departments to evaluate the level of coal mine emergency management.
【學(xué)位授予單位】：西安科技大學(xué)
【學(xué)位級別】：博士
【學(xué)位授予年份】：2014
【分類號】：TD771

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本文編號：2500353