本文選題：股權(quán)眾籌 + 投資者保護　； 參考：《廣東外語外貿(mào)大學》2017年碩士論文

【摘要】：股權(quán)眾籌在我國是一個比較新的詞匯,是從美國引入的一個舶來品。對小微型企業(yè)來說,此種低成本、高效率的融資方式吸引力極大;對投資者來說,選擇股權(quán)投資,具有低門檻、高收益的優(yōu)點。在股權(quán)眾籌中,投資者所面臨風險的程度和投資者自身所采取的運作模式以及其自身的條件存在緊密聯(lián)系,在沒有外界因素的影響下,投資者為了追求低交易成本,僅僅從短期利益來考慮,導致沒有采取足夠的保護措施。在如許的大背景下,創(chuàng)制投資者保護規(guī)制成為股權(quán)眾籌能夠在我國康健、長久成長下去的關(guān)鍵。從當前的研究情況看來,法學各界對這方面的關(guān)注并不多,大部分研究都是針對股權(quán)眾籌的正當性問題。但是研究過程中均沒有重視對投資者保護。當然,鐘維等少數(shù)學者在研究過程中,對于投資者利益的保護作了研究,并且指出要將這一部分納入到立法范疇,但是他們的研究均是以照搬國外的立法居多,沒有結(jié)合我國的具體實際。綜上,在研究過程中,以投資者保護作為進入點,對股權(quán)眾籌的法律建構(gòu)作了分析研究,力爭創(chuàng)設(shè)對投資者利好的發(fā)展氛圍。此外,本篇文章還對海外的相關(guān)立法情況作了較為周全的分析,而且結(jié)合我國現(xiàn)實,提出了完善投資者保護的立法路徑。起首,對我國股權(quán)眾籌的成長近況做了說明,明確其對于促進我國經(jīng)濟發(fā)展所能夠施展的作用。說明了對投資者利益保護的重要性以及現(xiàn)階段我國在對投資者利益保護方面的法令缺失;再次,本文對美國和英國等在相關(guān)方面的立法情況進行了分析和介紹,并總結(jié)出經(jīng)驗教訓;最后,聯(lián)系我國現(xiàn)實,有針對性的提出了股權(quán)眾籌投資者法律保護的具體機制。
[Abstract]:Crowdfunding is a relatively new term in our country, and it is an imported product from the United States. For small and micro enterprises, this kind of low cost, high efficiency financing is attractive; for investors, the choice of equity investment has the advantages of low threshold and high return. In stock raising, the degree of risk faced by investors is closely related to the mode of operation adopted by investors themselves and their own conditions. Under the influence of no external factors, investors pursue low transaction costs. Only considering the short-term benefits leads to inadequate protection measures. In such a background, the creation of investor protection regulations become the key to the healthy and long-term growth of stock rights crowdfunding in China. From the current research situation, the law community pays little attention to this aspect, most of the research is aimed at the legitimacy of stock raising. However, in the process of research, no attention has been paid to the protection of investors. Of course, a few scholars, such as Zhong Wei, have studied the protection of investors' interests in the course of their research, and pointed out that they should bring this part into the scope of legislation, but most of their studies are based on copying the legislation of foreign countries. It has not combined with the concrete reality of our country. In summary, in the research process, taking the investor protection as the entry point, this paper analyzes and studies the legal construction of the stock rights crowdfunding, and strives to create a favorable development atmosphere for the investors. In addition, this article also makes a comprehensive analysis of the overseas legislation, and puts forward the legislative path to perfect investor protection combining with the reality of our country. Firstly, it explains the recent development of stock rights raising in China, and clarifies its role in promoting the economic development of our country. It explains the importance of the protection of investors' interests and the lack of legislation on the protection of investors' interests in our country at the present stage. Thirdly, this paper analyzes and introduces the relevant legislation of the United States and the United Kingdom. Finally, according to the reality of our country, the author puts forward the specific mechanism of legal protection of stock rights investors.
【學位授予單位】：廣東外語外貿(mào)大學
【學位級別】：碩士
【學位授予年份】：2017
【分類號】：D922.287

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