【摘要】：20世紀90年代以來，，我國區(qū)域間出現(xiàn)經(jīng)濟增長失衡、資源配置不合理、收入差距拉大、利益沖突增加、環(huán)境污染嚴重等一系列問題，區(qū)域經(jīng)濟協(xié)調(diào)發(fā)展問題日益成為經(jīng)濟、社會、政治、生活中的焦點和熱點。這些經(jīng)濟與社會、地區(qū)與地區(qū)、人與自然之間的問題，越來越制約了我國經(jīng)濟社會可持續(xù)發(fā)展。中國區(qū)域經(jīng)濟發(fā)展中的諸多問題，固然有自然、歷史等因素的影響，但根本原因還是我國的體制機制不完善、制度安排不合理等制度問題，即沒有一個全方位、系統(tǒng)性、長效性的區(qū)域經(jīng)濟協(xié)調(diào)發(fā)展制度。如人口和勞動力流動受到戶籍制度制約，產(chǎn)業(yè)轉(zhuǎn)移和生產(chǎn)力布局受到行政區(qū)劃的限制，資源輸出地與經(jīng)濟發(fā)達地區(qū)的利益協(xié)調(diào)關(guān)系受到財稅、價格體制的制約，各級政府財權(quán)和事權(quán)匹配不合理等。當前，我國社會主義市場經(jīng)濟體制尚在完善階段，資源要素自由流動的壁壘尚未完全消除，與實現(xiàn)區(qū)域經(jīng)濟協(xié)調(diào)發(fā)展目標相匹配的法律體系、財稅體制、激勵約束、評價體系等制度還不健全，這些體制性、機制性等制度問題一定程度上抑制了各地區(qū)自我發(fā)展的動力，對區(qū)域經(jīng)濟協(xié)調(diào)發(fā)展帶來一定的負面影響。 新制度經(jīng)濟學認為經(jīng)濟發(fā)展實質(zhì)上是更有效利用資源的制度變遷過程，把制度作為解釋經(jīng)濟增長的一個內(nèi)生變量，與資本、勞動力、技術(shù)等一起成為能夠影響經(jīng)濟績效的關(guān)鍵因素，強調(diào)區(qū)域經(jīng)濟協(xié)調(diào)發(fā)展的更深層次的需求來自于制度變遷和制度創(chuàng)新。近年來，國內(nèi)外對區(qū)域經(jīng)濟協(xié)調(diào)發(fā)展問題的研究較多，從不同視角對區(qū)域經(jīng)濟協(xié)調(diào)發(fā)展制度進行廣泛而深入的研究。但是，在現(xiàn)有的相關(guān)研究文獻中，從制度經(jīng)濟學角度對區(qū)域經(jīng)濟協(xié)調(diào)發(fā)展作全方位、多層次、系統(tǒng)性的研究不足。并且現(xiàn)有的理論分析和實證分析尚存有一定的局限性，關(guān)于區(qū)域經(jīng)濟協(xié)調(diào)發(fā)展制度的理論基礎(chǔ)研究仍然不足。一是區(qū)域經(jīng)濟協(xié)調(diào)發(fā)展制度尚未統(tǒng)一明確的概念、內(nèi)涵；二是缺少對區(qū)域經(jīng)濟協(xié)調(diào)發(fā)展制度的評價標準和評價方法研究；三是缺乏區(qū)域經(jīng)濟協(xié)調(diào)發(fā)展制度的系統(tǒng)研究。 本文基于制度經(jīng)濟學理論方法，對中國區(qū)域經(jīng)濟協(xié)調(diào)發(fā)展制度進行了深入探討，構(gòu)建了中國區(qū)域經(jīng)濟協(xié)調(diào)發(fā)展制度的分析框架。全文共分為7部分。 第一部分為導論。這部分主要是闡述本文的選題背景與選題意義，介紹了本文所采用新制度經(jīng)濟學等研究方法與框架結(jié)構(gòu)，并提出本文的可能創(chuàng)新與不足之處。 第二部分為區(qū)域經(jīng)濟協(xié)調(diào)發(fā)展制度研究綜述及評析。這部分主要是概述了國內(nèi)學者在區(qū)域經(jīng)濟協(xié)調(diào)發(fā)展的市場體系、財稅、法律、金融、戶籍、區(qū)域政策等制度方面的研究成果和國外學者對制度的定義、制度與經(jīng)濟發(fā)展的關(guān)系、區(qū)域經(jīng)濟協(xié)調(diào)發(fā)展制度等方面的研究成果，并對研究進行簡單的評析。 第三部分為區(qū)域經(jīng)濟協(xié)調(diào)發(fā)展制度的理論基礎(chǔ)。這部分主要是對本研究所應(yīng)用到的制度經(jīng)濟學、區(qū)域經(jīng)濟學等相關(guān)經(jīng)濟學理論進行簡述，主要包括區(qū)域經(jīng)濟理論、新制度經(jīng)濟學理論和區(qū)域經(jīng)濟協(xié)調(diào)發(fā)展制度。 第四部分為中國區(qū)域經(jīng)濟協(xié)調(diào)發(fā)展制度分析。這部分主要是通過分析區(qū)域經(jīng)濟協(xié)調(diào)發(fā)展制度變遷的特點、方式、動因、績效，理清中國區(qū)域經(jīng)濟協(xié)調(diào)發(fā)展制度變遷脈絡(luò)。在研究中國區(qū)域經(jīng)濟協(xié)調(diào)發(fā)展制度的構(gòu)成、制訂、實施、效率等基礎(chǔ)上，梳理了中國區(qū)域經(jīng)濟協(xié)調(diào)發(fā)展制度在市場制度、財稅制度、對外開放制度、金融制度、人口管理制度等方面存在的問題，分析了區(qū)域經(jīng)濟協(xié)調(diào)發(fā)展制度存在問題的原因，即區(qū)域經(jīng)濟協(xié)調(diào)發(fā)展戰(zhàn)略思想影響、法律制度缺乏、中央與地方、區(qū)域與區(qū)域之間的博弈和制度制訂松散化等。 第五部分為國外區(qū)域經(jīng)濟協(xié)調(diào)發(fā)展制度及啟示。主要分為兩個部分。一是國外區(qū)域經(jīng)濟協(xié)調(diào)發(fā)展制度。理清了美國、歐盟、德國、日本等國家或地區(qū)在區(qū)域經(jīng)濟協(xié)調(diào)發(fā)展制度方面的做法。二是國外區(qū)域經(jīng)濟協(xié)調(diào)發(fā)展制度的啟示。歸納總結(jié)出這些國家或地區(qū)在建立區(qū)域經(jīng)濟協(xié)調(diào)發(fā)展組織架構(gòu)、建立促進區(qū)域經(jīng)濟協(xié)調(diào)發(fā)展的法律制度、完善財政稅收金融制度、推進區(qū)域合作制度建設(shè)等制度建設(shè)方面的成功經(jīng)驗。 第六部分為完善中國區(qū)域經(jīng)濟協(xié)調(diào)發(fā)展制度對策。這部分主要從完善法律制度、互利制度、激勵約束制度、社會管理制度、市場制度、評價制度等方面提出制度建議。法律制度包括建立健全專項法律制度、清理規(guī)范現(xiàn)有法律制度、建立區(qū)域經(jīng)濟協(xié)調(diào)發(fā)展基本法、完善區(qū)域經(jīng)濟協(xié)調(diào)發(fā)展法律制定程序；互利制度包括創(chuàng)新發(fā)展區(qū)域合作機制和建立區(qū)域協(xié)調(diào)發(fā)展工作機制；激勵約束制度包括深化財稅體制改革、深化投融資體制改革、加快生態(tài)文明制度建設(shè)；社會管理制度包括創(chuàng)新社會治理體制、加快政府職能轉(zhuǎn)變、加快戶籍制度改革；市場制度包括建立健全市場經(jīng)濟體系、加快社會信用體系建設(shè)、加強市場監(jiān)管體系建設(shè)；評價制度包括建立科學的績效評價體系、完善規(guī)劃實施和評估機制。 第七部分為結(jié)論與討論。這部分主要對全文進行總結(jié)，并對本研究的未來發(fā)展、研究趨勢作簡單的展望。
[Abstract]:Since the 1990s, there have been a series of problems such as the imbalance of economic growth, the irrational allocation of resources, the widening of the income gap, the increase of conflicts of interest and the serious environmental pollution. The focus and hot spot in life. The problems between these economic and social, regional and regional and human and nature have increasingly restricted the sustainable development of our country's economy and society. There are many problems in the development of China's regional economy, such as nature, history and other factors, but the root cause is still the institutional mechanism of our country is not perfect, the system arrangement is unreasonable and so on, that is, there is no comprehensive, systematic and long-lasting regional economic coordination and development system. If the movement of the population and the labor force is restricted by the household registration system, the industrial transfer and the productivity layout are restricted by the administrative division, the coordination relation between the resource output and the economically developed area is restricted by the fiscal and taxation and the price system, and the government's financial power and the power of the government at all levels are not reasonable. At present, the socialist market economic system of our country is still in the perfect stage, the barriers to the free flow of the resource elements have not been completely eliminated, and the legal system, the fiscal and taxation system, the incentive and the evaluation system, etc., which are matched with the achievement of the regional economic coordination and development goals, are not sound, and these systems, The institutional issues such as the mechanism of the system have a certain extent on the power of self-development in various regions, and have a certain negative impact on the development of regional economic coordination. The new institutional economics holds that economic development is the essence of the system change of the more effective use of resources, as an endogenous variable to explain the economic growth, and it is the key to be able to influence the economic performance together with the capital, the labor force and the technology. The factors that emphasize the deeper need of regional economic coordination and development come from institutional change and system Innovation. In recent years, the research of regional economic coordination and development has been more and more in recent years, and the system of regional economic coordination and development is widely and deeply studied from different perspectives However, in the existing relevant research literature, the regional economic coordinated development is comprehensively, multi-level and systematic from the angle of institutional economics. The existing theoretical analysis and empirical analysis have some limitations, and the theoretical foundation of the regional economic coordination and development system is still deficiency. One is the concept and connotation of the regional economic coordination and development system, and the two are the lack of the evaluation standard and the evaluation method of the regional economic coordination and development system, and the third is the system lacking the regional economic coordination and development system. In this paper, based on the theoretical method of institutional economics, the system of regional economic coordination and development in China has been deeply discussed, and the system of regional economic coordination and development in China is constructed. The full text of the analysis It is divided into seven parts. The first part is an introduction. This part is mainly about the background of the subject and the meaning of the topic, and introduces the research methods and frame structures, such as the new system economics, and puts forward the feasibility of this paper. can innovate and deficiency. The second part is the regional economic coordination The review and analysis of the development system is mainly an outline of the research results of the domestic scholars in the regional economy and the development of the market system, the taxation, the law, the finance, the household registration, the regional policy and the like, and the definition of the system by the foreign scholars. and the relationship between the system and the economic development, the regional economic coordination and development system and the like, The third part is the area. The theoretical basis of the system of regional economic coordination and development, which is mainly based on the system economics, regional economics and other relevant economic theories applied by the Institute, mainly includes the regional economic theory and the new system economy. The theory of science and the system of regional economic coordination and development. The part is the analysis of China's regional economic coordination and development system. This part is mainly through the analysis of the characteristics, the way, the motivation, the performance and the reason of the change of the regional economic coordination and development system. On the basis of studying the composition, formulation, implementation and efficiency of China's regional economic coordination and development system, this paper, based on the study of the structure, formulation, implementation and efficiency of China's regional economic coordination and development system, has combed the system of China's regional economic coordination and development in the market system, the taxation system, the opening-up system and the finance. The problems existed in the system, population management system and so on, and analyzed the causes of the problems in the regional economic coordination and development system, that is, the influence of regional economic coordination on the development of strategic thought, the lack of the legal system, the central and the local, the regional the game and the system between the region and the region are loose, and the like. The fifth part is the foreign area The System of Economic Co-ordination and Development and Its Enlightenment. In two parts, one is the foreign regional economic coordination and development system, and the countries such as the United States, the European Union, Germany, Japan and so on in that area of regional economic coordination and development The second is the enlightenment of the regional economic coordination and development system of the foreign countries. The structure of the regional economic coordination and development organization, the establishment of the legal system to promote the development of regional economic coordination, the improvement of the financial system and the promotion of the financial tax are summarized. The successful experience in the construction of the system of regional cooperation. The sixth part is to improve the system of regional economic coordination and development in China. This part is mainly from the perfection of the legal system, the mutual benefit system, the incentive and restraint system and the society. The legal system includes the establishment of a sound special legal system, the clearing of the existing legal system, the establishment of the Basic Law of the Regional Economic Co-ordination and Development, the improvement of the legal development process of the regional economic coordination and development, and the mutually beneficial system. The mechanism of regional cooperation for innovation and development and the establishment of the mechanism of regional coordination and development; the incentive and restriction system includes deepening the reform of the fiscal and taxation system, deepening the reform of the investment and financing system, and accelerating the construction of the ecological civilization system; the social management system includes the innovation of the social governance system, the acceleration of the transformation of the government function, and the acceleration The reform of the household registration system; the market system includes establishing and perfecting the market economy system, speeding up the construction of the social credit system and strengthening the construction of the market supervision system; the evaluation system includes: Establishing a scientific performance evaluation system The seventh part is the conclusion and the discussion. This part is mainly for the full text
【學位授予單位】：吉林大學
【學位級別】：博士
【學位授予年份】：2014
【分類號】：F124

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