低碳視角下的區(qū)域產學研合作創(chuàng)新績效評價及影響機理研究
發(fā)布時間：2018-09-10 11:27
【摘要】：產學研合作能夠大力推進區(qū)域的經濟發(fā)展已成為各地區(qū)的廣泛共識。但在當前建設創(chuàng)新型和低碳型社會的新時期，面對能源短缺、污染嚴重、資源浪費等現象，各區(qū)域亟需依靠高水平和高層次的產學研合作來實現低碳發(fā)展，產學研合作的廣度和深度還有待進一步挖掘。然而，構筑高水平的產學研合作必須要對低碳經濟時代下的區(qū)域產學研合作創(chuàng)新情況有一個清晰的把握和深刻的認識。因此，有必要對低碳視角下的區(qū)域產學研合作創(chuàng)新績效進行全面評價，對其影響機理進行深入研究，從而為相關主體提供決策依據，助力區(qū)域創(chuàng)新水平的提升和區(qū)域的低碳發(fā)展。 本文首先對低碳視角下的區(qū)域產學研合作進行了概念界定，分析了低碳經濟時代下產學研合作主要涉及的創(chuàng)新主體要素和創(chuàng)新環(huán)境要素，并在此基礎上構建了低碳視角下的區(qū)域產學研合作創(chuàng)新概念模型，通過概念模型指出產學研合作創(chuàng)新是一個多主體共同參與的投入產出過程。其次，建立了低碳視角下的區(qū)域產學研合作創(chuàng)新績效評價指標體系，運用SE-SBM模型和Malmquist指數對全國30個省、市、自治區(qū)的產學研合作創(chuàng)新績效進行了靜態(tài)評價和動態(tài)分析。再者，在前文研究基礎上，構建了低碳視角下區(qū)域產學研合作創(chuàng)新系統動力學模型，并運用Vensim軟件進行了政策模擬仿真，探究了低碳視角下區(qū)域產學研合作創(chuàng)新績效的影響機理。最后，根據研究結果提出了合理且可行的政策建議。 本文通過研究得出：（1）創(chuàng)新績效評價方面，大部分地區(qū)在低碳經濟時代下的產學研合作創(chuàng)新情況并不樂觀，近三分之二的地區(qū)為非DEA有效狀態(tài)，未實現創(chuàng)新資源的優(yōu)化配置。多數地區(qū)的技術效率指數在全要素生產率變化中未發(fā)揮關鍵作用。（2）創(chuàng)新績效影響機理研究方面，加大政府科技投入、改進政府結構性投入能夠提升專利授權量和新產品銷售收入的總量，調整企業(yè)與學研方利潤分配比例對專利授權量的影響不明顯，，提高科技成果轉化率能提高新產品銷售收入，提高技術水平能夠降低地區(qū)的碳排放總量。同時，本文根據研究結果，對政府、企業(yè)和高校及科研院所分別提出了針對性的對策建議。
[Abstract]:The cooperation of industry, university and research can promote the economic development of the region. However, in the new era of building an innovative and low-carbon society, facing the phenomena of energy shortage, serious pollution and waste of resources, all regions urgently need to rely on high-level and high-level cooperation between industry, education and research to realize low-carbon development. The breadth and depth of cooperation between industry, university and research need to be further excavated. However, to build a high level of industry-university-research cooperation, we must have a clear grasp and profound understanding of the innovation of regional industry-study-research cooperation in the era of low-carbon economy. Therefore, it is necessary to comprehensively evaluate the innovation performance of regional industry-university-research cooperation under the low carbon perspective, and study its influence mechanism deeply, so as to provide the decision basis for the relevant subjects. Boost the level of regional innovation and regional low-carbon development. Firstly, this paper defines the concept of regional industry-university-research cooperation from the perspective of low carbon, and analyzes the main elements of innovation and innovation environment involved in the cooperation in the era of low-carbon economy. On this basis, the concept model of regional industry-university-research cooperation innovation is constructed under the low carbon perspective. Through the conceptual model, it is pointed out that industry-university-research cooperative innovation is an input-output process in which many subjects participate together. Secondly, the paper establishes the evaluation index system of regional industry-university-research cooperative innovation performance from the perspective of low carbon, and makes a static evaluation and dynamic analysis on the performance of regional industry-university-research cooperation innovation in 30 provinces, cities and autonomous regions by using SE-SBM model and Malmquist index. Furthermore, on the basis of the previous research, the dynamic model of regional industry-university-research cooperative innovation system is constructed under the low carbon perspective, and the policy simulation is carried out by using Vensim software. This paper probes into the influence mechanism of regional industry, college and research cooperation innovation performance under low carbon perspective. Finally, according to the results of the study, reasonable and feasible policy recommendations are put forward. The main conclusions are as follows: (1) in the aspect of evaluation of innovation performance, the innovation situation of industry, college and research cooperation in most regions in the era of low-carbon economy is not optimistic. Nearly 2/3 of the regions are non-DEA efficient, and the optimal allocation of innovation resources has not been realized. The technical efficiency index in most regions has not played a key role in the change of total factor productivity. (2) the research on the mechanism of the impact of innovation performance, increasing the government investment in science and technology, Improving the government's structural input can increase the amount of patent license and the total sales income of new products, adjust the proportion of profit distribution between enterprises and research parties has no obvious impact on the amount of patent license, and increase the conversion rate of scientific and technological achievements can increase the sales income of new products. Raising the level of technology can reduce the total amount of carbon emissions in the region. At the same time, according to the research results, this paper puts forward corresponding countermeasures and suggestions to the government, enterprises, universities and scientific research institutes.
【學位授予單位】：中北大學
【學位級別】：碩士
【學位授予年份】：2014
【分類號】：F276.42;F273.1
本文編號：2234303
[Abstract]:The cooperation of industry, university and research can promote the economic development of the region. However, in the new era of building an innovative and low-carbon society, facing the phenomena of energy shortage, serious pollution and waste of resources, all regions urgently need to rely on high-level and high-level cooperation between industry, education and research to realize low-carbon development. The breadth and depth of cooperation between industry, university and research need to be further excavated. However, to build a high level of industry-university-research cooperation, we must have a clear grasp and profound understanding of the innovation of regional industry-study-research cooperation in the era of low-carbon economy. Therefore, it is necessary to comprehensively evaluate the innovation performance of regional industry-university-research cooperation under the low carbon perspective, and study its influence mechanism deeply, so as to provide the decision basis for the relevant subjects. Boost the level of regional innovation and regional low-carbon development. Firstly, this paper defines the concept of regional industry-university-research cooperation from the perspective of low carbon, and analyzes the main elements of innovation and innovation environment involved in the cooperation in the era of low-carbon economy. On this basis, the concept model of regional industry-university-research cooperation innovation is constructed under the low carbon perspective. Through the conceptual model, it is pointed out that industry-university-research cooperative innovation is an input-output process in which many subjects participate together. Secondly, the paper establishes the evaluation index system of regional industry-university-research cooperative innovation performance from the perspective of low carbon, and makes a static evaluation and dynamic analysis on the performance of regional industry-university-research cooperation innovation in 30 provinces, cities and autonomous regions by using SE-SBM model and Malmquist index. Furthermore, on the basis of the previous research, the dynamic model of regional industry-university-research cooperative innovation system is constructed under the low carbon perspective, and the policy simulation is carried out by using Vensim software. This paper probes into the influence mechanism of regional industry, college and research cooperation innovation performance under low carbon perspective. Finally, according to the results of the study, reasonable and feasible policy recommendations are put forward. The main conclusions are as follows: (1) in the aspect of evaluation of innovation performance, the innovation situation of industry, college and research cooperation in most regions in the era of low-carbon economy is not optimistic. Nearly 2/3 of the regions are non-DEA efficient, and the optimal allocation of innovation resources has not been realized. The technical efficiency index in most regions has not played a key role in the change of total factor productivity. (2) the research on the mechanism of the impact of innovation performance, increasing the government investment in science and technology, Improving the government's structural input can increase the amount of patent license and the total sales income of new products, adjust the proportion of profit distribution between enterprises and research parties has no obvious impact on the amount of patent license, and increase the conversion rate of scientific and technological achievements can increase the sales income of new products. Raising the level of technology can reduce the total amount of carbon emissions in the region. At the same time, according to the research results, this paper puts forward corresponding countermeasures and suggestions to the government, enterprises, universities and scientific research institutes.
【學位授予單位】：中北大學
【學位級別】：碩士
【學位授予年份】：2014
【分類號】：F276.42;F273.1
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