本文選題：鄂爾多斯盆地 + 全要素生產(chǎn)率�。� 參考：《中國地質(zhì)大學(xué)（北京）》2014年碩士論文

【摘要】：資源型城市作為中國重要的能源資源戰(zhàn)略保障基地，是國民經(jīng)濟(jì)持續(xù)健康發(fā)展的重要支撐。中國資源型城市經(jīng)濟(jì)高速增長很大程度上是基于對資源、能源的高投入高消耗上，這種粗放的發(fā)展模式造成了環(huán)境和生態(tài)問題日益凸顯，逐步惡化的生態(tài)環(huán)境已經(jīng)成為影響區(qū)域經(jīng)濟(jì)可持續(xù)發(fā)展的制約因素。本文針對鄂爾多斯盆地資源型城市在環(huán)境約束下的全要素生產(chǎn)率展開研究，通過分析城市經(jīng)濟(jì)增長動力和影響因素，為資源型城市尋求新的支撐點，，以及為制定和評價資源型城市長期可持續(xù)增長政策提供決策參考。 本文基于DEA的Malmquist指數(shù)法研究了2001-2011年間鄂爾多斯盆地20個地級以上資源型城市在環(huán)境制約下的全要素生產(chǎn)率變動狀況。研究發(fā)現(xiàn)，在此階段，鄂爾多斯盆地的環(huán)境全要素生產(chǎn)率處于上升趨勢，主要得益于技術(shù)進(jìn)步的增長。在未加環(huán)境約束下，鄂爾多斯盆地的全要素生產(chǎn)率處于下降趨勢，其可能的解釋即為環(huán)境管制的“波特假說”在該地區(qū)得到了驗證。在此基礎(chǔ)上，本文通過對鄂爾多斯盆地區(qū)域的劃分進(jìn)行研究，發(fā)現(xiàn)環(huán)境約束下只有甘肅和山西的全要素生產(chǎn)率處于上升趨勢，其上升主要都得益于技術(shù)進(jìn)步的增長。然后，通過引入對比組東部資源型城市進(jìn)行研究，發(fā)現(xiàn)鄂爾多斯盆地與東部資源型城市全要素生產(chǎn)率的增長動力是不同的，即鄂爾多斯盆地資源型城市整體在技術(shù)效率上與東部還存在差異。最后，本文從經(jīng)濟(jì)水平、產(chǎn)業(yè)結(jié)構(gòu)、財政制度、資源稟賦以及FDI等五個方面對影響鄂爾多斯盆地資源型城市全要素生產(chǎn)率的因素進(jìn)行了實證研究，發(fā)現(xiàn)經(jīng)濟(jì)水平、產(chǎn)業(yè)結(jié)構(gòu)和FDI對環(huán)境全要素生產(chǎn)率是負(fù)面影響，而財政制度和資源稟賦對全要素生產(chǎn)率是正影響，研究結(jié)論支持了“庫茲涅茨曲線假說”以及“污染天堂假說”，根據(jù)研究結(jié)果本文提出了相關(guān)的政策和建議。
[Abstract]:As an important strategic base of energy and resources in China, resource-based cities are the important support for the sustained and healthy development of the national economy. The rapid economic growth of resource-based cities in China is largely based on the high investment and high consumption of resources and energy. This extensive development model has caused environmental and ecological problems to become increasingly prominent. The deteriorating ecological environment has become the restrictive factor of the sustainable development of regional economy. This paper studies the total factor productivity (TFP) of resource-based cities in Ordos Basin under environmental constraints. By analyzing the driving forces and influencing factors of urban economic growth, this paper seeks a new supporting point for resource-based cities. It also provides decision-making reference for the formulation and evaluation of long-term sustainable growth policy of resource-based cities. Based on the Malmquist index method of DEA, this paper studies the change of total factor productivity (TFP) in 20 resource-based cities of Ordos Basin during 2001-2011 under environmental constraints. It is found that the environmental total factor productivity (TFP) of the Ordos basin is on the rise at this stage, which is mainly due to the increase of technological progress. The total factor productivity (TFP) of the Ordos Basin is in a downward trend without environmental constraints, and the possible explanation is that the Porter hypothesis of environmental regulation has been verified in this area. On this basis, through the study of the division of the Ordos Basin, it is found that only the total factor productivity of Gansu and Shanxi is on the rise under the environmental constraints, and the increase is mainly due to the growth of technological progress. Then, by introducing a comparative study of the eastern resource-based cities, it is found that the growth dynamics of total factor productivity in the Ordos basin and the eastern resource-based cities are different. That is, the technical efficiency of the resource city in Ordos Basin is different from that in the east. Finally, this paper makes an empirical study on the factors affecting the total factor productivity of resource-based cities in Ordos Basin from five aspects: economic level, industrial structure, financial system, resource endowment and FDI. The industrial structure and FDI have a negative effect on the total factor productivity of the environment, while the financial system and resource endowment have a positive effect on the total factor productivity. The conclusions support the Kuznets Curve hypothesis and the pollution Paradise hypothesis. According to the research results, this paper puts forward the relevant policies and suggestions.
【學(xué)位授予單位】：中國地質(zhì)大學(xué)（北京）
【學(xué)位級別】：碩士
【學(xué)位授予年份】：2014
【分類號】：F299.27

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