【摘要】： 資源市場(chǎng)化配置的法學(xué)分析是研究法律制度如何對(duì)資源配置活動(dòng)產(chǎn)生影響，以引導(dǎo)改革和完善資源配置的經(jīng)濟(jì)制度，把資源配置活動(dòng)建立在有效的運(yùn)行環(huán)境之中。利用法學(xué)原理，以經(jīng)濟(jì)主體及其權(quán)利為主線，把經(jīng)濟(jì)與法律結(jié)合起來(lái)研究資源配置，，目的在于使資源配置活動(dòng)規(guī)范性和有效性。 分析表明，根植于資源配置活動(dòng)中的法律不僅具有維系社會(huì)正義的職能，還具有負(fù)擔(dān)實(shí)現(xiàn)資源有效配置，促進(jìn)社會(huì)財(cái)富增長(zhǎng)的功能，經(jīng)濟(jì)發(fā)達(dá)國(guó)家的發(fā)展歷史也證明了這一點(diǎn)。在資源市場(chǎng)化配置中，經(jīng)濟(jì)主體及其權(quán)利的確認(rèn)是首先要解決的基本問(wèn)題，通過(guò)法律制度來(lái)確認(rèn)經(jīng)濟(jì)主體及其權(quán)利是提高資源有效配置的關(guān)鍵。把權(quán)利的配置做為資源配置的核心，這是因?yàn)棰儋Y源配置中經(jīng)濟(jì)主體的經(jīng)濟(jì)活動(dòng)是利益的配置，而利益的配置體現(xiàn)了決定這個(gè)利益的權(quán)利的配置，不同經(jīng)濟(jì)主體對(duì)權(quán)利的不同估價(jià)是權(quán)利發(fā)生交易的基礎(chǔ)。②權(quán)利的確認(rèn)是經(jīng)濟(jì)主體參與資源配置財(cái)產(chǎn)權(quán)的確定。財(cái)產(chǎn)權(quán)在資源配置中會(huì)給經(jīng)濟(jì)主體帶來(lái)收益和成本，評(píng)價(jià)收益和成本就是來(lái)解決利益最大化、均衡和效率問(wèn)題，從而來(lái)實(shí)現(xiàn)對(duì)法律制度的選擇和改革，以適應(yīng)資源配置制度的效率要求。 財(cái)富的分配應(yīng)當(dāng)成為鼓勵(lì)人們最大限度地發(fā)揮潛力，增值社會(huì)財(cái)富的一種手段。當(dāng)資源缺少時(shí)，資源應(yīng)分配給能夠促進(jìn)資源的利用和發(fā)揮作用，增加社會(huì)財(cái)富的人手里，這樣的人是通過(guò)競(jìng)爭(zhēng)和價(jià)值規(guī)律的作用選拔出來(lái)的，對(duì)于資源分得較少或沒有的人，由于掌握資源的人，增進(jìn)了社會(huì)財(cái)富，這些人最終也會(huì)得到好處。法律責(zé)任的確立和權(quán)利義務(wù)的分配，都應(yīng)當(dāng)成為實(shí)現(xiàn)這一目標(biāo)的手段，使資源從低效益的使用者手中轉(zhuǎn)移到高效益的使用者手中，刺激經(jīng)濟(jì)的增長(zhǎng)，提高社會(huì)福利水平，從而在更高層次和更大意義上實(shí)現(xiàn)社會(huì)公正和正義，這 也就是說(shuō)最終走向共同富裕的道路。西方發(fā)達(dá)國(guó)家經(jīng)過(guò)原始資本積累 和發(fā)展階段的殘酷競(jìng)爭(zhēng)之后，才有了現(xiàn)在這樣的社會(huì)福利，也說(shuō)明了 這一點(diǎn)。通過(guò)法律把對(duì)資源占有的權(quán)利首先分配給能夠最大限度地使 財(cái)產(chǎn)增值的人手里，是市場(chǎng)經(jīng)濟(jì)對(duì)法律的要求。 本論文通過(guò)對(duì)市場(chǎng)化資源配置的分析，得出資源配置的有效性在 于如下關(guān)系:①資源配置活動(dòng)與經(jīng)濟(jì)權(quán)利主體。資源配置活動(dòng)是否有 效是由經(jīng)濟(jì)權(quán)利主體的活動(dòng)而決定的，經(jīng)濟(jì)主體的活動(dòng)如果是有效 的，資源配置將是有效的，經(jīng)濟(jì)主體行為如果是追求利益最大化行為， 最根本的是確定經(jīng)濟(jì)主體的權(quán)利，而經(jīng)濟(jì)主體是通過(guò)產(chǎn)權(quán)制度的建立 和選擇來(lái)確定經(jīng)濟(jì)主體是一個(gè)有權(quán)利的主體，有權(quán)利的經(jīng)濟(jì)主體的行 為必然是以追求利益最大化為目標(biāo)的。②資源配置的有效性與經(jīng)濟(jì)權(quán) 利主體的行為方式。確定了經(jīng)濟(jì)主體的產(chǎn)權(quán)，經(jīng)濟(jì)主體就有了追求利 益最大化的動(dòng)力。而經(jīng)濟(jì)權(quán)利主體的資源配置活動(dòng)達(dá)到有效性，需要 有激勵(lì)經(jīng)濟(jì)權(quán)利主體追求利益最大化的制度，激勵(lì)制度的設(shè)計(jì)和選擇 為經(jīng)濟(jì)權(quán)利主體實(shí)現(xiàn)利益最大化起到了引導(dǎo)作用。③資源化配置活動(dòng) 中經(jīng)濟(jì)主體的競(jìng)爭(zhēng)行為與補(bǔ)救制度。沒有競(jìng)爭(zhēng)，經(jīng)濟(jì)權(quán)利主體就沒有 活力，追求利益最大化就沒有動(dòng)力。資源配置活動(dòng)通過(guò)經(jīng)濟(jì)權(quán)利主體 的競(jìng)爭(zhēng)，使其達(dá)到最有效性，但是過(guò)度的競(jìng)爭(zhēng)又會(huì)導(dǎo)致整體的損失， 通過(guò)設(shè)立限制不正當(dāng)競(jìng)爭(zhēng)與補(bǔ)救制度，規(guī)范經(jīng)濟(jì)權(quán)利主體的競(jìng)爭(zhēng)行 為，則成為資源配置整體有效的必要手段。④資源配置的有秩序性與 經(jīng)濟(jì)權(quán)利主體的利益協(xié)調(diào)。有秩序的資源配置活動(dòng)才可能產(chǎn)生出有效 的結(jié)果來(lái)，經(jīng)濟(jì)權(quán)利主體在追求利益最大化的過(guò)程中，必然產(chǎn)生個(gè)體 之間的利益沖突，契約制度為協(xié)調(diào)經(jīng)濟(jì)主體之間的利益起到了重要作 用，它是資源市場(chǎng)配置的制度需要，資源配置在契約性條件下才會(huì)有 秩序，有效性才能得到保障。⑤經(jīng)濟(jì)權(quán)利主體行為與資源市場(chǎng)化配置 的運(yùn)行環(huán)境。資源配置是通過(guò)經(jīng)濟(jì)權(quán)利主體的經(jīng)濟(jì)活動(dòng)來(lái)實(shí)現(xiàn)的，經(jīng) 濟(jì)主體的經(jīng)濟(jì)活動(dòng)需要在一個(gè)公平、公開、公正的環(huán)境中進(jìn)行，資源 配置才可能取得有效的結(jié)果。這種環(huán)境是通過(guò)制度來(lái)實(shí)現(xiàn)的，而法律 制度是這個(gè)環(huán)境建立的基礎(chǔ)。實(shí)現(xiàn)資源市場(chǎng)化配置的有效性，就必須 建立市場(chǎng)化的法律制度，使資源配置在法律制度的框架內(nèi)實(shí)現(xiàn)其目 的。 因此，根據(jù)上述的關(guān)系，法律制度成為經(jīng)濟(jì)主體進(jìn)行資源市場(chǎng)化 配置的根本制度，資源配置市場(chǎng)化不僅需要法律制度，而且需有效的 法律制度，法律制度貫穿于經(jīng)濟(jì)權(quán)利主體經(jīng)濟(jì)活動(dòng)構(gòu)成的資源市場(chǎng)化 配置的全過(guò)程。 創(chuàng)新點(diǎn) 1.觀點(diǎn)創(chuàng)新 (1)資源配置即是經(jīng)濟(jì)主體的權(quán)利配置。 (2)資源配置的全過(guò)程是經(jīng)濟(jì)權(quán)利確認(rèn)和交換的過(guò)程，權(quán)利配 置成為資源配置的核心問(wèn)題。 (3)法律制度對(duì)提高資源配置有效性是通過(guò)對(duì)權(quán)利配置(包括 權(quán)利的確認(rèn)、權(quán)利的轉(zhuǎn)移和權(quán)利的終結(jié))的規(guī)范和確認(rèn)來(lái)實(shí)現(xiàn)的。 (4)市場(chǎng)經(jīng)濟(jì)即為以權(quán)利確認(rèn)和轉(zhuǎn)移為核心的經(jīng)濟(jì)。 2.結(jié)構(gòu)體系創(chuàng)新: 從主體出發(fā)，把主體經(jīng)濟(jì)權(quán)利視為核心，強(qiáng)調(diào)自由與約束。以經(jīng) 濟(jì)主體及其權(quán)利為主線，把產(chǎn)權(quán)、激勵(lì)、競(jìng)爭(zhēng)、契約和整體法律環(huán)境 融于統(tǒng)一體，置于資源配置活動(dòng)中整體思考，形成自有的結(jié)構(gòu)體系， 即主體一產(chǎn)權(quán)一激勵(lì)~競(jìng)爭(zhēng)~契約一整體資源配置環(huán)境的法
[Abstract]:The legal analysis of the resource-oriented configuration is to study how the legal system has an impact on the resource allocation activities, to guide the reform and to improve the economic system of the resource allocation, and to set up the resource allocation activities in an effective operating environment. With the principle of law, the economic subject and its rights are the main line, and the economic and the law are combined to study the resource allocation, and the purpose is to make the resource allocation activity normative and effective. The analysis shows that the law rooted in the resource allocation activity not only has the function of maintaining social justice, but also has the function of realizing the effective allocation of resources, promoting the growth of social wealth, and the development of the developed countries The history also proves this. In the resource-oriented configuration, the confirmation of the economic subject and its rights is the first basic problem to be solved, and the economic subject and its rights are recognized through the legal system. The key to the effective allocation of resources is to make the configuration of the right as the core of the resource allocation, because the economic activity of the economic subject in the resource allocation is the arrangement of the interests, and the arrangement of the benefits reflects the allocation of the right to determine the benefit, and the different appraisal of the rights by the different economic subjects is The basis of the transaction of the right. The recognition of the rights is the participation of the economic subject. The determination of the property right of the source configuration. The property right can bring the income and the cost to the economic subject in the resource allocation, and the evaluation income and the cost are the problems of maximizing the interests, the balance and the efficiency, so as to realize the choice and reform of the legal system so as to adapt to the resources The efficiency of the configuration system. The distribution of wealth should be the most encouraging A means of maximizing the potential and value-added social wealth. When the resources are scarce, the resources should be allocated to the person who can promote the use and the role of the resources and increase the social wealth, which is selected by the action of the law of competition and value. a person with less or no source, due to the person in possession of the resource, The creation of legal responsibility and the distribution of rights and obligations should be the means to achieve this goal and the transfer of resources from a low-cost user to a high-effective user. to stimulate the growth of the economy and to improve the level of social welfare The realization of social justice at a high level and in greater importance Justice, that's it. That is to say, to the road of common prosperity. The West is developed. the country is passing through The brutal competition of the original capital accumulation and development stage And then, there's a social welfare now, and that's what it's going to do. This is the case. The right to take possession of resources through the law first is distributed to the maximum extent that In the hands of the value-added of the property, It is the requirement of the market economy to the law. The analysis of the field resource allocation results in the effectiveness of the resource allocation. in that follow relationship: the resource allocation activity and the follow-up The body of the economic rights. Does the resource allocation activity have The effect is determined by the activity of the economic entity, and the economic master The activity of the body is valid if it is valid The resource allocation will be valid and economic subject behavior if is the pursuit of best interest, The most fundamental is to determine The right of the economic subject is the establishment of the economic subject through the property right system. and selection to determine that the economic subject is a right subject, The line of the economic subject with the right shall be in pursuit of that best interests The effectiveness of the resource allocation. the right to the economy The way of behavior of the main body. The economic subject is defined. The property right and the economic subject have the pursuit of profit. The power to maximize the benefit, and the resource allocation of the economic rights subject The activity is effective, and there is a need to have the main body to stimulate the economic rights pursue The System of the Maximization of the Interest, the Design of the Incentive System and the Design of the Incentive System; Select the realization of benefits for the subject of economic rights To maximize the role of the guide. The resource allocation is active. The Competition and the Remedial System of the Economic Subject in the Motion. The subject of economic rights has no vitality and the pursuit of the best interests to There is no power. The resource allocation activity is based on the subject of economic rights The competition to make it the most effective but excessive competition can lead to a total loss, through the establishment of a system for restricting the unfair competition and the remedy system, the specification The competition line of the subject of economic rights is the resource allocation. The necessary means for the body to be effective. rank order and rank The interests of the subject of economic rights are coordinated. The resource allocation of order may not be effective As a result, the subject of economic rights is in the pursuit of the best interest over In the course of course, there must be a conflict of interest, a deed between the individual. The system has played an important role in coordinating the interests of the economic subjects in use, it is The system needs of the resource market configuration, and the resource allocation will only take place under the contractual conditions have Order, Effective The nature of the main body of the economic rights of the Republic of China and its capital The operating environment of the source-oriented configuration. The resource allocation is on. economic activity of the subject of economic rights It is realized that the economic activities of the subject of the economy need to be in one Conduct in a fair, open and just environment, resource allocation It's only possible to get a valid result. This is done through a system. and the law The system is the foundation of the establishment of this environment. set Effectiveness, the city must be established The legal system of field, which makes the allocation of resources within the framework of the legal system. thus, according to the above-described method,
【學(xué)位授予單位】：西北大學(xué)
【學(xué)位級(jí)別】：博士
【學(xué)位授予年份】：2003
【分類號(hào)】：F014

【引證文獻(xiàn)】

相關(guān)博士學(xué)位論文 前3條

1 張夢(mèng)琳;集體建設(shè)用地流轉(zhuǎn)的資源配置效應(yīng)與優(yōu)化調(diào)控研究[D];南京農(nóng)業(yè)大學(xué);2010年

2 余文鑫;居民市場(chǎng)主體論[D];中共中央黨校;2006年

3 謝煒;中國(guó)公共政策執(zhí)行過(guò)程中的利益博弈[D];華東師范大學(xué);2007年

本文編號(hào)：2349209