本文選題：生態(tài)經(jīng)濟(jì)　切入點(diǎn)：產(chǎn)權(quán)制度　出處：《江西財(cái)經(jīng)大學(xué)》2003年博士論文　論文類(lèi)型：學(xué)位論文

【摘要】： 本論文由四部分、共六章組成，第一部分為生態(tài)產(chǎn)權(quán)市場(chǎng)的基礎(chǔ)理論，即第一章；第二部分主要為生態(tài)產(chǎn)權(quán)市場(chǎng)制度的理論研究，包括第二章、第三章和第四章；第三部分為理論應(yīng)用，即第五章：第四部分為國(guó)內(nèi)實(shí)踐的案例研究，即第六章。 第一部分(第一章)《生態(tài)產(chǎn)權(quán)市場(chǎng)的基礎(chǔ)理論》是對(duì)生態(tài)產(chǎn)權(quán)市場(chǎng)理論的研究述評(píng)，主要內(nèi)容包括兩部分：(1)生態(tài)經(jīng)濟(jì)理論研究的歷史回顧與進(jìn)展：描述了生態(tài)經(jīng)濟(jì)學(xué)的源流；生態(tài)經(jīng)濟(jì)學(xué)的理論淵源；當(dāng)今生態(tài)經(jīng)濟(jì)理論研究的三大進(jìn)展，即一是認(rèn)識(shí)到生態(tài)資源具有“天然價(jià)值”，二是把生態(tài)資本的增值納入可持續(xù)發(fā)展的核心，三是把產(chǎn)權(quán)經(jīng)濟(jì)學(xué)引入生態(tài)經(jīng)濟(jì)理論分析；最后簡(jiǎn)介中國(guó)生態(tài)經(jīng)濟(jì)理論發(fā)展。(2)生態(tài)產(chǎn)權(quán)市場(chǎng)的基礎(chǔ)理論：舉例闡述了科斯定理的是與非；剖析了產(chǎn)權(quán)與制度的經(jīng)濟(jì)學(xué)內(nèi)涵與兩者的關(guān)系；在此基礎(chǔ)闡明了生態(tài)產(chǎn)權(quán)市場(chǎng)的混合運(yùn)行機(jī)制。 第二部分(第二章、第三章和第四章)是論文的理論核心部分，從政府——企業(yè)這兩個(gè)生態(tài)產(chǎn)權(quán)市場(chǎng)主體的制度安排出發(fā)，研究政府與企業(yè)如何在生態(tài)產(chǎn)權(quán)市場(chǎng)上實(shí)現(xiàn)對(duì)接。 第二章《政府對(duì)生態(tài)經(jīng)濟(jì)有效規(guī)制的制度安排》在說(shuō)明生態(tài)產(chǎn)品由于公共品和外部性?xún)纱笤驅(qū)е铝恕白杂伞笔袌?chǎng)機(jī)制的失效，價(jià)格無(wú)法按產(chǎn)品的邊際成本最優(yōu)定價(jià)，需要政府作為規(guī)制主體對(duì)生態(tài)市場(chǎng)進(jìn)行規(guī)制的同時(shí)，指出政府的生態(tài)規(guī)制也一樣存在失靈。以一種失靈替代另一種失靈，不一定會(huì)增進(jìn)社會(huì)的總福利。因此，必須從制度上優(yōu)化政府的生態(tài)規(guī)制。第一節(jié)是政府規(guī)制理論的研究述評(píng)。第二節(jié)在說(shuō)明生態(tài)市場(chǎng)需要政府生態(tài)規(guī)制的理由，包括產(chǎn)權(quán)不安全或不存在、外部性、薄市場(chǎng)與資源型壟斷等的前提下，闡述政府生態(tài)規(guī)制的一般經(jīng)濟(jì)手段，包括限價(jià)、費(fèi)稅手段、進(jìn)入限制、明確產(chǎn)權(quán)、補(bǔ)貼等，并整理、總結(jié)出生態(tài)公共規(guī)制體系，即除了政府的行政性和經(jīng)濟(jì)性規(guī)制外，還包括強(qiáng)制性的法律規(guī)制和教育型的生態(tài)道德規(guī)制。第三節(jié)發(fā)達(dá)國(guó)家政府采取的主要生態(tài)經(jīng)濟(jì)規(guī)制手段。介紹了稅費(fèi)制度、補(bǔ)貼手段、交易制度、強(qiáng)制刺激手段和押金—退款制度在發(fā)達(dá)國(guó)家的應(yīng)用情況。第四節(jié)論述優(yōu)化政府生態(tài)規(guī)制的制度安排，在分析政府生態(tài)規(guī)制失靈的原因，如政府行為目標(biāo)多樣性、政府存在自由裁量權(quán)、官僚組織失效和規(guī)制信息不對(duì)稱(chēng)等的基礎(chǔ)上，提出政府生態(tài)規(guī)制優(yōu)化的制度途徑，包括：強(qiáng)化對(duì)規(guī)制者的規(guī)制；建立公共租金消散機(jī)制；放松規(guī)制和優(yōu)化規(guī)制；實(shí)行政企分開(kāi)的規(guī)制體制；優(yōu)化規(guī)制結(jié)構(gòu)等。 第三章《企業(yè)有效交易生態(tài)產(chǎn)權(quán)的制度條件》闡明生態(tài)市場(chǎng)的產(chǎn)權(quán)交易主體是企業(yè)。企業(yè)充分具備生態(tài)產(chǎn)權(quán)交易的內(nèi)部和外部條件，是生態(tài)市場(chǎng)能夠有效運(yùn)行的前提。 博十學(xué)位論義《生態(tài)領(lǐng)域產(chǎn)權(quán)市場(chǎng)的制度研究）｝ 企業(yè)適應(yīng)市場(chǎng)產(chǎn)權(quán)交易的內(nèi)部條件是企業(yè)的內(nèi)部產(chǎn)權(quán)交易有效率，即內(nèi)部的產(chǎn)權(quán)治理 機(jī)制（產(chǎn)權(quán)制度）是有效的；企業(yè)能夠有效交易生態(tài)產(chǎn)權(quán)的外部制度環(huán)境是企業(yè)作為 “法人”參與生態(tài)產(chǎn)權(quán)交易所處的產(chǎn)權(quán)制度等外部條件。第一部分闡述企業(yè)產(chǎn)權(quán)制度 一般理論，包括：企業(yè)產(chǎn)權(quán)制度的演進(jìn)；企業(yè)產(chǎn)權(quán)的契約結(jié)構(gòu)與企業(yè)效率。第二部分 討論企業(yè)有效交易生態(tài)產(chǎn)權(quán)的內(nèi)部制度安排：探討國(guó)有企業(yè)的產(chǎn)權(quán)制度失效與優(yōu)化途 徑：國(guó)有企業(yè)治理機(jī)制失效的原因分析以及各國(guó)治理國(guó)有企業(yè)失效的途徑；同時(shí)以英 美為代表“外控模式”和以德R為代表的“內(nèi)控模式”為主，探討一般上市股份公司 的公司治理機(jī)制與其制度安排優(yōu)化。第三部分分析討論企業(yè)有效交易生態(tài)產(chǎn)權(quán)的外部 制度環(huán)境，，包括產(chǎn)權(quán)制度環(huán)境、市場(chǎng)制度環(huán)境、政策制度環(huán)境、法治環(huán)境和生態(tài)道德 環(huán)境。 第四章《政府——市場(chǎng)——企業(yè)對(duì)接的生態(tài)產(chǎn)權(quán)制度設(shè)計(jì)》是在第二、三章的理 論研究的基礎(chǔ)上對(duì)生態(tài)產(chǎn)權(quán)市場(chǎng)制度的混合設(shè)計(jì)�，F(xiàn)將其內(nèi)容總結(jié)闡述如下：生態(tài)市 場(chǎng)里供求的客體是生態(tài)公域品和外部性產(chǎn)品，運(yùn)行的主體是政府和企業(yè)，交易的平臺(tái) 是市場(chǎng)。成本——效益分析法是分析生態(tài)市場(chǎng)產(chǎn)權(quán)制度的主要工具，其凈收益的大小 反映出社會(huì)福利的高低和制度的優(yōu)劣。生態(tài)公域品包括生態(tài)純公共品和生態(tài)準(zhǔn)公共品 （生態(tài)混合品），其制度優(yōu)化的途徑不僅訣定于政府的運(yùn)行效率，還決定于企業(yè)和市 場(chǎng)，以及法律制度和生態(tài)道德文化環(huán)境。生態(tài)正外部性激勵(lì)和負(fù)外部性治理的制度優(yōu) 化也需要同樣的路徑。可見(jiàn)，生態(tài)產(chǎn)權(quán)市場(chǎng)的是“公”權(quán)與“私”權(quán)共存的混合市場(chǎng)， 其制度憂化設(shè)計(jì)必須使“公”權(quán)市場(chǎng)與“私”權(quán)市場(chǎng)制度優(yōu)化的基礎(chǔ)k，實(shí)現(xiàn)兩者的 對(duì)接和協(xié)調(diào)均衡，形成政府——市場(chǎng)——企業(yè)互相制衡、互相促進(jìn)的混合市場(chǎng)體系。 第一部分為生態(tài)經(jīng)濟(jì)成本與生態(tài)經(jīng)濟(jì)收益的經(jīng)濟(jì)涵義。第二部分為生態(tài)公域品供給的 產(chǎn)權(quán)制度優(yōu)化途徑，包括：生態(tài)純公共品供給的成本收益分析與產(chǎn)權(quán)制度優(yōu)化；生態(tài) 混合品供給的成本收益分析與產(chǎn)權(quán)制度憂化
[Abstract]:This thesis consists of four parts, a total of six chapters, the first part is the basic theory of ecological property rights market, namely the first chapter; the theory of ecological property rights market system as the main second parts, including second chapters, the third chapter and the fourth chapter; the third part is the theoretical application, namely the fifth chapter: the fourth part is the case study of domestic practice that is the sixth chapter.
The first part (Chapter one): basic theory of ecological property rights market is > Research on ecological property market theory, the main content includes two parts: (1) the ecological economic theory review and research progress of history: describe the origin of ecological economics; ecological economics theory origin; three in today's ecological economic theory the research, which is known to have a natural ecological resources, the ecological value is two the increment of capital into the core of sustainable development, the three is the property economics into the analysis of ecological and economic development theory; finally introduction of ecological economic theory China. (2) the basic theory of ecological property market: the author illustrates the Kos theorem and analyzes the relationship between economics; connotation of property right and system; on the basis of the mixing mechanism of eprm.
The second part (the second chapter, the third chapter and the fourth chapter) is the core of the paper. Starting from the institutional arrangement of the two main bodies of the eco property right of the government and enterprises, we study how to achieve docking between the government and the enterprises in the ecological property market.
The second chapter "the government to effectively regulate the ecological economy system in the eco > products because of public goods and externality two failure of" free "market mechanism, price to marginal cost pricing of products, the need for government regulation as the main regulation of eco market at the same time, pointed out that the government Eco regulation there exists a failure. Failure to replace another failure, total social welfare does not necessarily increase. Therefore, must be from the system of government eco regulation. The first section is a review of research on the theory of government regulation. The second section in the eco market needs government eco regulation reasons, including property rights or security no, externality, market monopoly and thin premise resources under the elaboration of general economic means, government eco regulation means, including price, tax and fee to enter the restricted, clear property rights, Subsidies, and consolidation, summarizes the ecological public regulation system, which is in addition to the government's administrative and economic regulation, ecological moral regulation also includes mandatory legal regulation and education. The main ecological and economic means of regulation third developed countries taken by the government. The tax system, subsidies means, trading system, application the situation forced stimulus and deposit refund system in developed countries. The fourth section discusses the institutional arrangement and optimization of government eco regulation, the reasons of the failure of government eco regulation, such as the government behavior target diversity, the existence of government discretion based bureaucracy and regulation failure of information asymmetry on the proposed system approach optimization of government Eco regulation includes: strengthening the regulation of the regulators; the establishment of public rent dissipation mechanism; optimization of deregulation and regulation; regulation of administrative examination divided System; optimize the structure of regulation and so on.
The third chapter is about the institutional conditions for effective transaction of ecological property rights in enterprises. It is clear that the main body of property rights trading in eco market is enterprises. Enterprises have sufficient internal and external conditions for the transaction of ecological property rights, which is the premise for effective operation of ecological market.
Study on the system of ecological field property market meaning < ten s)} Bo
The internal conditions for the enterprise to adapt to the market property right transaction are the efficiency of the internal property right transaction of the enterprise, that is, the internal property right governance
The mechanism (property rights system) is effective; the external institutional environment for which the enterprise can effectively deal with the ecological property rights is the enterprise as an enterprise.
The "legal person" is involved in the external conditions of the property right system at the ecological property exchange. The first part expounds the property right system of the enterprise
The general theory includes the evolution of the property right system of the enterprise; the second part of the contract structure and enterprise efficiency of the enterprise property rights.
Discuss the internal system arrangement of the ecological property right of the effective transaction of the enterprise: to discuss the failure and optimization of the property right system of the state-owned enterprises
The causes of the failure of the governance mechanism of the state-owned enterprises and the ways to govern the failure of the state owned enterprises in various countries; and at the same time
On behalf of the "external control mode" and the "internal control model" represented by German R, the United States discusses the general listed stock companies.
The corporate governance mechanism and its institutional arrangement are optimized. The third part analyses and discusses the exterior of the ecological property right of the effective transaction of the enterprise
System environment, including property right system environment, market system environment, policy and system environment, rule of law environment and ecological morality
Environmental Science.
The fourth chapter, "the government - the market - the design of the ecological property right system for the docking of enterprises" is the principle of the second, third chapter
On the basis of the research on the mixed design of the ecological property market system, the contents are summarized as follows: the ecological city
The object of supply and demand in the field is the ecological public domain products and the external products. The main body of the operation is the government and the enterprise, the trading platform.
The cost - benefit analysis is the main tool for the analysis of the property rights system of the ecological market and its net income.
It reflects the high and low of social welfare and the advantages and disadvantages of the system. The ecological public domain products include ecological pure public goods and ecological quasi public goods.
(ecological mixture), the way to optimize the system is not only based on the efficiency of the government, but also in the enterprise and the city.
The field, the legal system and the ecological morality and culture environment. The institutional excellence of the ecological positive externality and the negative externality management
It also needs the same path. It can be seen that the ecological property market is a mixed market of "public" right and "private" right.
The design of its system concern must make the "public" market and the "private" market system optimize the basis of K, to achieve both.
The docking and coordination of equilibrium form a mixed market system of government - market - the mutual balance and mutual promotion of enterprises.
The first part is the economic meaning of ecological economic cost and ecological economic income. The second part is the supply of ecological public domain.
The ways of optimizing the property right system include: the analysis of the cost and benefit of the supply of ecological pure public goods and the optimization of the property right system;
The analysis of the cost and benefit of the supply of mixed goods and the concern of the property rights system

【學(xué)位授予單位】：江西財(cái)經(jīng)大學(xué)
【學(xué)位級(jí)別】：博士
【學(xué)位授予年份】：2003
【分類(lèi)號(hào)】：F062.2

【引證文獻(xiàn)】

相關(guān)博士學(xué)位論文 前3條

1 楊曉萌;生態(tài)補(bǔ)償機(jī)制的財(cái)政視角研究[D];東北財(cái)經(jīng)大學(xué);2009年

2 姜曉川;我國(guó)碳排放權(quán)初始分配制度研究[D];江西財(cái)經(jīng)大學(xué);2012年

3 烏日嘎;內(nèi)蒙古荒漠化治理制度分析與市場(chǎng)化制度構(gòu)建[D];中央民族大學(xué);2013年

相關(guān)碩士學(xué)位論文 前3條

1 龐笑笑;典型生態(tài)脆弱地區(qū)生態(tài)經(jīng)濟(jì)開(kāi)發(fā)的新制度經(jīng)濟(jì)學(xué)分析[D];東北師范大學(xué);2009年

2 張建偉;轉(zhuǎn)型期中國(guó)生態(tài)補(bǔ)償機(jī)制研究[D];西南財(cái)經(jīng)大學(xué);2010年

3 李棕;我國(guó)生態(tài)產(chǎn)業(yè)的政府規(guī)制效果研究[D];江西師范大學(xué);2012年

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